After 26/11 Mumbai Attacks, India Has Weaponised Economic Transactions for Mass Surveillance

The tragedy in India is that an external threat to security has seen the state weaponise all forms of governance systems against its own citizens. 

India is rapidly digitising. There are good things and bad, speed-bumps on the way and caveats to be mindful of. The weekly column Terminal focuses on all that is connected and is not – on digital issues, policy, ideas and themes dominating the conversation in India and the world.

Fifteen years after the 26/11 Mumbai attacks, we remember the collective horror and loss that the nation suffered that day. But that day also marks the beginning of a chain of events that has pushed India towards a surveillance state. India’s war on terror has come at the cost of democratic institutions.

The Indian government is in a constant state of war, an economic war that it has waged against its own population, forcing them to forgo their democratic rights for national security. It is not very different from what the US did after 9/11, where it forced biometrics on the people and weaponised its hold on the global economy.

 The US forced the international banking industry to cooperate with its global surveillance measures in the fight against terrorism. This agenda was extended through multilateral bodies like the Financial Action Task Force.

The Prevention of Money Laundering Act (PMLA), which became active in 2005 and was amended later in 2009, brought a regime of anti-money laundering (AML) and counter-terrorist financing (CFT). The FATF’s Mutual Evaluation Report of India (MER) in 2010 details the emerging landscape of economic regulators and financial intelligence organisations set up to address issues of counter-terrorism.  

The PMLA and Unlawful Activities (Prevention) Act (UAPA) went through further amendments in 2012 to address the issues raised in the 2010 MER report. One direct consequence of this regime has been the usage of these laws against non-profit organisations, as a shadow report compiled by civil society groups and released ahead of the upcoming MER says. 

The AML/CFT regime forced the ‘Know Your Customer’ (KYC) procedures on citizens, powered by Aadhaar. It prompted them to link all bank accounts and a host of economic transactions regulated by the RBI, SEBI and insurance regulator Insurance Regulatory and Development Authority (IRDAI) under the PMLA. While the Supreme Court of India in Puttaswamy vs Union of India restricted Aadhaar linking only to bank accounts, it was virtually overturned through the PMLA rules and the Aadhaar Authentication for Good Governance (Social Welfare, Innovation, Knowledge) Rules, 2020. 

While KYC laws and regulations existed even before the 26/11 Mumbai attacks, what changed is the centralisation of this information through digitisation. Paper-based KYC was a decentralised form of information storage, where only the local branch office maintained the details. With digital KYC powered by Aadhaar, there is a centralisation of financial information at bodies like the Financial Intelligence Unit (FIU)

The FIU’s FINNet portal has details of KYC formats for economic transactions by banks, insurance companies, mutual funds, brokerage firms, exchange houses, money transfer services, casinos and a host of other institutions, including the postal department. All this information is shared with other law enforcement agencies. 

While it may seem like the centralisation of transactional information is not dangerous, it needs to be seen contextually of existing payment instruments like FASTag and upcoming ones like the National Common Mobility Card. FASTag allows vehicle drivers to pay road tolls through a cashless mechanism but also allows the government to track the individual’s movements. Choosing not to use FASTag and instead paying with cash will require the individual to pay twice the toll. A voluntary system that was meant to improve toll traffic has now been weaponised and forced on every vehicle.  

The National Common Mobility Card is a new unified and centralised payment system that can be used on any metro or bus service. Common mobility cards exist in other countries but what is different here is to get the card, one has to carry out a KYC process. This links identity to payments, allowing the state to monitor people’s travel movements. The private sector, which will issue these payment instruments, is happy to crawl when asked to bend for national security. 

If a KYC-linked payment instrument is made mandatory for travel, it will help create mass surveillance. A level of surveillance already exists with FASTag and Digi Yatra for road and air travel, while a similar system is planned for railways. The surveillance of travel patterns of the entire population of a billion people will require a huge amount of resources.

A KYC-enabled SBI RuPay National Common Mobility Card. Photo: By arrangement

A cashless society is seen as a utopian society where payment hurdles are removed through instruments like the UPI. But in reality, it is also creating a police state – with all monetary transactions recorded and shared with law enforcement agencies. These agencies are using their newly acquired powers to freeze the bank accounts of people for merely receiving payments from unknown people who may be involved in cybercrime offences. The US weaponised AML/CFT systems to block access to US banks for any bank or organisation that is financing terrorists. This model is being applied in India to cyber fraud. 

The UPI specification itself is being modified without being disclosed to allow sharing of phone numbers through transactions. UPI specifications track the geo-location of the payment transaction, revealing more information about the nature of payment and its location. This also allows the surveillance state to track an individual based on his economic transactions. 

Financial surveillance is not limited to counter-terrorism financing but extends to tax surveillance. As I write this, my PAN card has been blocked for not linking it to Aadhaar, for not caving in to the state’s carrot and stick strategies that have been forced on the population relentlessly for more than 15 years. The cancellation of 11.5 crore PAN cards is yet another weaponisation of this economic instrument. 

These provisions of AML/CFT KYC norms are visible in a host of payment instruments, banking instruments and infrastructures that have emerged post-2008, including Aadhaar Enabled Payment Systems, Direct Benefit Transfer, Aadhaar Payments Bridge, UPI, FASTag, National Common Mobility Card, Account Aggregators, Public Credit Registry and several other financial information systems. These infrastructures that have been built with close cooperation with the Indian software industry have helped the private sector reap profits and created surveillance instruments for the state. 

These economic instruments provide no privacy or anonymity. They pose a direct threat to civil liberties due to the increased ability of the surveillance state to track all forms of monetary spending. While the US similarly weaponised its control over the global economy, it did not weaponise these systems against its own citizens. As a foreigner, I can travel within the US without disclosing my identity to the transit agency. But in India, I might not be able to do that in the near future. The tragedy in India is that an external threat to security has seen the state weaponise all forms of governance systems against its own citizens. 

The US-India strategic cooperation after the Mumbai attacks pushed for a series of changes in how India surveils its own population. This cooperation is being further extended through the US-India digital development partnership, which will help export these models and surveillance solutions to other low and middle-income countries even as they continue to undermine our democratic systems.

Srinivas Kodali is a researcher on digitisation and a hacktivist.

Total Recall: Ten Things That Went Wrong During the 26/11 Attacks

Intelligence inputs were not acted upon, terrorists’ unsuccessful attempts to enter Mumbai were not detected and there was a delay in sending in NSG commandoes.

Note: This article was originally published on November 26, 2018 and was republished on November 26, 2021.

Looking back at the 26/11 Mumbai attacks with the benefit of hindsight, the missed opportunities to both prevent the attacks and minimise their impact are clear. The Wire brings you a list of things that went wrong, or could have been done differently.

1. Slip up on intelligence inputs

In the two years preceding the attacks, American-born Pakistani terrorist David Richard Headley visited India five times to identify the targets. He had three wives, two of whom had told US authorities of his terror associations. In 2005, an American woman married to him told federal investigators in the US that she believed he was a member of the Lashkar-e-Tayyabba. Two years later, his Moroccan wife warned American authorities in Pakistan that he was plotting an attack.

The Central Intelligence Agency tipped India off about the possibility of a major terrorist attack on Mumbai. There were some 26 alerts in all. The inputs revealed that an attack may take place through the sea route, and five-star hotels in Mumbai may be targeted. The Research and Analysis Wing and Intelligence Bureau were unable to prevent the strikes.

2. Presence of mole went undetected

The Siege, a book by Adrian Levy and Cathy Scott-Clark, claims that Headley revealed that his handler, Major Iqbal of the Inter-Services Intelligence, once boasted about having a “super agent” known as ‘Honey Bee’ in New Delhi.

This mole reportedly helped the terror group identify a South Mumbai fishing colony, Badhwar Park, as a suitable landing site for the terrorists. ‘Honey Bee’ has still not been identified.

Read: What the Maharashtra Government Promised to Do Based on 26/11 Inquiry

3. Two failed attempts to enter Mumbai went undetected

While testifying before a Mumbai court over video in 2016, Headley said that there were two failed attempts to attack the city before 26/11 by the same 10 terrorists. The first attempt was made on September 8, but the boat hit rocks in the ocean and sank. The weapons and explosives were lost, but those on board survived. Another attempt was made in October, but failed.

4. Fishermen reported presence, police was slow to respond

Some fishermen and shopkeepers who were suspicious of the strangers who docked at Colaba on November 26, 2008 questioned them, but were told, “mind your own business”. They reported the presence of these men to the police, but there was no immediate action. Even earlier, a fisherman had written to the police about the possibility of terrorists bringing explosives from the sea but was ignored.

Also read: On the Anniversary of 26/11, India Needs to See Beyond the US Model of Counter-Terrorism

5. Terrorists were better equipped

While the attackers passed by a police station, they did not face any resistance as the police realised that they were outgunned. The police switched off the lights and closed the gates.

Armed with Arges hand grenades, automatic assault rifles and improvised explosive devices, the well-trained terrorists had an upper hand over the local police, who were taken by surprise.

Also read: Full Text: What the High Level Inquiry Committee on the 26/11 Attacks Had to Say

6. Delay in deeming it a terror strike

Despite a number of public places being targeted, many being killed and the media telecasting the attacks, the police agencies and administration took a long time to identify what was happening as a terror attack. Initially, they thought it to be an underworld gang war.

A review of the happenings revealed that it was past midnight – and three hours after the terror strikes began – that the then Maharashtra chief minister urged the Centre to send in the National Security Guard (NSG) team.

7. NSG, marine commandoes took very long to arrive

Though Mumbai had witnessed several terrorist acts before, there was no NSG centre close by. Commandoes had to be flown in from Manesar in Haryana. When NSG chief J.K. Dutt asked for a plane, he was told that the transport aircraft was in Chandigarh. Finally, R&AW intervened and provide an Ilyushin 76 parked at Palam airstrip to rush the commando unit to Mumbai.

However, this was a smaller aircraft and could only transport 120 troops. This meant that transporting the full team required three trips. Refuelling the aircraft and finding crew members also took away precious time, and the aircraft took off a good two hours after the request was made. The aircraft then took nearly three hours to reach Mumbai.

In order to counter the four terrorists in the Taj Mahal hotel, marine commandoes were summoned. But they too reached three hours after the attack began. As the local police was also not rushed in large numbers, they failed to contain the heavily armed attackers to a limited area.

8. Pakistani handlers benefited from media coverage

With TV news channels providing live coverage of the attacks, rescue operations were hampered. Pakistani handlers of the terrorists reportedly told them about the presence of dignitaries in the hotels as well as the impending security operations.

Also read: Photo Essay: Maximum Terror, and How a Fallible City Stood Strong

It was on November 28 that the media was directed to only show “deferred” footage. Before there, no protocol had been put in place on how the emergency situation should be covered.

9. Terrorists knew much more about the buildings under attack than the NSG

When the NSG reached Mumbai on November 27 morning, it did not have access to detailed layouts or maps of the buildings under attack. On the other hand, due to the recon done by Headley, the terrorists had this information. At the Taj, Oberoi and Nariman House, the NSG commandos fought with a major handicap.

10. NSG not given intercepted conversations

Though the Anti-Terror Squad of the Mumbai police recorded conversations between the terrorists and their handlers, these were not passed on quickly to the NSG. In addition, the terrorists’ plan to execute the hostages at Nariman House was not conveyed to the commandoes.

Pakistan Court Jails 2 of Hafiz Saeed’s Aides in Terror Financing Case

A total of 41 cases have been registered by Pakistan’s Counter Terrorism Department against the JuD leaders, out of which 24 have been decided while the rest are pending in the ATC courts.

Lahore: A Pakistani court has jailed two more aides of Mumbai attack mastermind and Jamat-ud-Dawah (JuD) chief, Hafiz Saeed, in a terror financing case.

The Anti-Terrorism Court (ATC) of Lahore on Friday handed down 6 and 5 1/2 years of imprisonment to JuD leaders Muhammad Ashraf and Lucman Shah, respectively. ATC Judge, Arshad Hussain Bhutta, also imposed a fine of Rs 10,000 on each of them.

On Thursday, the 70-year-old JuD chief was sentenced to 10 years of imprisonment in two terror cases by ATC Lahore. Saeed’s two close aides, Zafar Iqbal and Yahya Mujahid, were sentenced to 10 and a half years each, while his brother-in-law, Abdul Rehman Makki, was sentenced to six months of imprisonment in the same cases.

Saeed, a UN designated terrorist whom the US has placed a USD 10 million bounty on, was arrested on July 17 last year in the terror financing cases. He was sentenced to 11 years in jail by an anti-terrorism court in February of this year regarding two terror financing cases. The JuD chief is lodged at Lahore’s high-security Kot Lakhpat jail.

Saeed is wanted in India for planning the 2008 Mumbai attacks when 10 Pakistani terrorists killed 166 people, including six Americans, and injured hundreds others.

Paris-based global terror financing watchdog, the Financial Action Task Force (FATF), is instrumental in pushing Pakistan to take measures against terrorists roaming freely in Pakistan and using its territory to carry out attacks in India.

A total of 41 cases have been registered by Pakistan’s Counter Terrorism Department against the JuD leaders, out of which 24 have been decided while the rest are pending in the ATC courts. Four cases have been decided against Saeed so far.

The sentencing of JuD leaders comes weeks after the FATF retained Pakistan on its grey list till February 2021 as Islamabad failed to fulfil the agency’s six key obligations, including the failure to take action against two of India’s most wanted terrorists – Saeed and Maulana Masood Azhar.

Saeed-led JuD is the front organisation for the Lashkar-e-Toiba (LeT), which is responsible for carrying out the 2008 Mumbai attack.

The US Department of the Treasury has designated Saeed as a Specially Designated Global Terrorist. He was listed under the UN Security Council Resolution 1267 in December 2008.

The FATF had placed Pakistan on the grey list in June 2018 and asked Islamabad to implement a plan of action to curb money laundering and terror financing by the end of 2019. The deadline was later extended due to the COVID-19 pandemic.

With Pakistan still in the ‘grey list’, the country may find it difficult to get financial aid from the International Monetary Fund (IMF), World Bank, the Asian Development Bank (ADB) as well as the European Union, thus further enhancing problems for the cash-strapped nation.

(PTI)

Full Text: What the High Level Inquiry Committee on the 26/11 Attacks Had to Say

The HLEC was tasked with determining what lapses there may have been on the security forces’ part, so that future attacks of this kind could be prevented.

Note: This article was originally published on November 25, 2018 and was republished on November 26, 2019.

On December 30, 2008, the Maharashtra government appointed a two-member High-Level Enquiry Committee – also known as the Pradhan Inquiry Commission – to probe the security forces’ response to the 26/11 Mumbai terror attacks. The committee comprised former home secretary Ram Pradhan and former IPS officer Vappala Balachandran.

The HLEC was tasked with determining what lapses there may have been on the security forces’ part, so that future attacks of this kind could be prevented. The committee submitted its report to the Maharashtra chief minister in April 2009, but was not released to the public. A Marathi version of it was tabled in the state assembly on December 2009 after the opposition demanded to see it.

While praising the overall response of the police force, the report said there was an absence of leadership in the Mumbai Police and held police commissioner Hasan Gafoor responsible for that.

The Commonwealth Human Rights Initiative has obtained the report through an RTI and placed it in the public domain. The full text of the HLEC report is below.

§

SECTION-1

General

1. The Maharashtra police had not experienced a direct commando attack  such as the  like of  2001 Parliament attack or 2002 Akshardham temple attack. Except the 1993 serial bomb attacks through hidden timed explosive devices, where in arms, ammunitions and explosives had come through sea route, all other terrorist attacks in Mumbai city were by use of IEDs (Improvised Explosive Devices). This had perhaps led to a  police mindset of  thinking  only of   stealth bomb attacks.

2. As a background to our examination of action and reaction of the Mumbai Police in general the Committee would like to recall what was stated at the United States Senate hearings according to which Mumbai drew comparison with New York being the densely populated financial capital, multi-cultural metropolis and a hub of media and entertainment industries.  It was stated that  a civil police structured as in Mumbai would not have been able to face a professional and well trained group of heavily armed commando terrorists unless they had an equally professional and well trained set of commandos who should have superior weaponry. According to  New York Police Commissioner Raymond Kelly,  “The attackers displayed a sophisticated level of training, coordination, and stamina. They fired in controlled, disciplined bursts”.  He also noticed that they had used hand signals in crowded spaces to communicate with each other.

3. The Committee’s examination has led us to similar conclusions. However we have also attempted to analyse how far the existing procedures, instruments and administrative culture are to be blamed for what are perceived as lapses. Our stress is on identifying systemic failures.

4. The Committee has not found any serious lapses in the conduct of any individual officer. What we have found are instances of lack of: intelligent appreciation  of  threats,  handling of intelligence, maintaining high degree of efficiency in instruments specifically set up to deal with terrorist attacks  and certainly  lack of  overt and visible leadership in carrying out operations to face multi-targeted attacks. In fact the last factor has led to public anger and resentment, both against the political as well as the administrative establishments.

5.1 The Committee was greatly impressed  with the speed and urgency with which the Mumbai police machinery, as a whole, reacted to unfolding of events at five different venues in short space of time. Also, we note  with appreciation initiative exhibited by  younger police officers who led their men in facing the terrorists  who showed exemplary courage and enterprise.

5.2 Amongst them we would like to mention two in particular:  Shri Vishwas Nangre Patil, Deputy Commissioner of Zone 1 and Shri Rajvardhan, DCP in- charge of Special Branch II,  who  tried to ferret out terrorists from within the Heritage Taj.  Also Shri Sadanand Date, Additional Commissioner , who determinedly  faced terrorists in the Cama Hospital and was seriously injured. We have described very briefly their actions in the report keeping in mind that some of these operations  may be  subject matter of  court proceedings underway. There are several others, officers, policemen, wireless operators and others who laid down their lives. We have mentioned some names in the report.

6.1 Lastly, in this context we cannot forget that 166 innocent persons were victims of war-like planned terrorist attack. We have visited all sites where all these innocent were mercilessly killed.

6.2 The Committee takes note with admiration acts of those unnamed citizens who reported to police sacks of RDX left by terrorists  at several sites. But for their action the number of dead and injured would have been unimaginable. We also learnt of ordinary citizens rushing to help police and the injured. Amongst them are also the staff of the Taj, Trident/ Oberoi,  the Leopold Café and the Cama Hospital. This has an important lesson: Police, administration, politicians and media must play their role to educate and inform ordinary citizens with a view to mobilise their support to effectively face any future threats.        

7. We have, having regard to the terms of reference of the HLEC, divided these  conclusions  into the following sections:

 

I   Intelligence

II   Action to Handle the Attacks

III  Means to Face Terrorist Attacks

IV   Command and Control

V   Coastal Security

VI   Modernisation of Police

VII    Anti-Terrorist Squad

VIII   Flying Squads

IX      Handling of Security Intelligence at Operational Levels

X       Other Miscellaneous Recommendations

XI       Final Observations.

INTELLIGENCE : There were several intelligence reports beginning 7th August 2006  indicating that LeT was making preparations to infiltrate Fidayeen (Commando terrorists)   into India by sea route. Six alerts were on the possibility of sea borne attack while eleven were on the possibility of multiple and simultaneous attacks and three were on the possibility of commandos attack. (Fidayeen).

8. There was however no specific intelligence that sea-borne terrorists would hit Hotel Taj or Oberoi. Some  Intelligence alerts however pointed a possibility of these two luxury hotels as well as CST likely to being targets of some terrorist violence.  There was no intelligence on the Cama Hospital and Nariman House being targets of attack.

9. The HLEC is of the view , although attacks specifically mentioned to take place on  3 dates viz 20-08-2006,[alert  dated  07-08-2006],   24-05-2008[alert of 19-05-2008] and 11-08-2008 [09-08-2008] against certain targets including Taj & Oberoi hotels did not  happen, an overall assessment and proper analysis of these reports would have revealed a strong indication that some major terrorist action was being planned against  Mumbai. The existing mechanism to make such an overall assessment was inadequate. 

10. Later in our report, we propose to recommend change of existing procedures, as well as, suggest  certain  administrative mechanisms.

11. Despite lack of any specific alert from the Central Intelligence Agencies it would   not be correct to conclude  that the Mumbai/ Maharashtra Police did not take such intelligence reports, as available, seriously.

12. For example an alert dated  09/8/2008  on the possible bomb attack at various targets in South Mumbai like Taj Mahal Hotel, World Trade Centre, Oberoi Hotel etc was issued by the Jt. Commissioner ( L&O). It was taken very seriously by DCP Zone-1 and his staff . He   personally visited the target areas on 11/8/2008 and issued written instructions on security measures on 12/8/2008.  In fact Sr. P.I. Marine Drive Police Station informed in writing to the  Security Manager,  Oberoi  regarding the measures for security and also conducted a security briefing of representatives of various hotels, malls, multiplexes etc  in his jurisdiction on 12/8/2008.

13. Later, on  receipt of IB alert dated 24/9/2008 that LeT was showing ‘interest’ on certain targets like Taj Mahal Palace Hotel etc  another meeting was held with Taj Security Officials on 29/9/2008  by DCP Zone-1 when Shri Karam Bir Kang, General Manager of the hotel was also present. The DCP Zone -1 visited the Taj Hotel again on 30/9/2008 to personally brief the security officials.

14. In this context the Committee is constrained to observe that tragically the Taj and the Oberoi managements did not implement certain important security advice given by DCP Zone-1 because of their own policy perspective as hospitality industry. The Committee has noted that no request was received from Taj or other hotels to augment police security for them in view of such alert.   

15. In an intelligence alert to DCP Zone-1 on 26/6/2008, Leopold Café was mentioned as one of the sites for attack besides High Court, DGP’s Office, Department of Atomic Energy, Naval installations etc. The DCP visited the police station and instructed the Sr. P.I. and to take steps to remove  hawkers from in front the Leopold Café. He again visited the spot on 11/8/2008 and 24/11/2008.  The Sr. P.I. informed the Committee on  11/01/2009 that he had sensitized the Restaurant owner about the threat. According to DCP Zone-1   as many as  92 cases against illegal hawkers were made by the local police on 24/8/2008 and 25/11/2008. Consequently it appears to the Committee that out of 11 dead and 28 injured at the Leopold site  there were only three hawkers.

16. The police were totally taken by surprise when Nariman House was attacked.  Three intelligence alerts were received from IB regarding the possibility of Jewish targets being  attacked. However, in none of them this particular target was mentioned.

17.1 The Committee found that presently all intelligence alerts are mechanically forwarded to operational units either by DGP’s Office (sometimes with a demi-official letter ) or ATS, or by Home department.   The Committee found total confusion in the processing of intelligence alerts at the level of State Government .

17.2 The Chief Secretary normally passes on  alerts from IB or Ministry of Home Affairs (MHA ) to the Home department. Both Addl.CS (Home) and Principal Secretary (Home)  initially gave in writing to the Committee that they had not received any intelligence alerts from MHA. However the DGP had furnished copies of several important intelligence alerts issued by MHA addressed to the Chief Secretary, Home Secretary etc.

18. The Committee was told that under the “Desk Officer” system, even intelligence alerts received from MHA are directly received and processed by the concerned Desk officer instead of the Addl. Chief Secretary(Home) directly receiving & handling these sensitive communications.  For the Committee this is a shocking  revelation. It is for the senior officers to ensure that they are kept fully informed  and not blame working of  a Desk Officer system that does not keep them briefed on the intelligence front.

19. At the level of Desk officer, we do not expect the individual to fully appreciate complexities of such type of intelligence. Hence an experienced  officer has to be designated as a nodal officer by the Home Department for Maharashtra State to handle intelligence connected with terrorism.

20. We find that the Principal Secretary L&O Home (who is normally a senior IPS Officer)   performs merely secretarial work of handling paper work. He must  take active interest in keeping under constant watch the security scenario and requirements of police to face operational situations, not only in Mumbai city but in other sensitive urban/ rural places in Maharashtra. 

21. The Committee  therefore recommends that the Principal Secretary Home (L&O) , should be designated as the nodal officer to receive and act on these reports . Additional Chief Secretary Home, must be kept fully informed of serious or actionable intelligencewho  must ultimately take responsibility for all work relating to the department and who under the Bombay Police Act,1951 has legal obligations.  It should be his/ her responsibility to keep the Home Minister as well as the Chief Secretary fully informed.

22. In the DGP’s office, presently all intelligence alerts are mechanically forwarded to operational units either by DGP’s Office (sometime with a DO letter) or ATS which partially functions under DGP. This is not adequate. Someone knowledgeable has to study and be  familiar on continuing basis,  how far a particular intelligence alert is applicable to the State/or specific cities and what  follow-up and  preventive measures should be taken. For that  there must be a nodal point at the DGP’s HQ to deal with all matters relating to the State as a whole.

23.1 The Committee recommends that Commissioner, State Intelligence Department (SID) should be the nodal point , since he is in charge of  all intelligence.    (This was the situation in 1960 when Maharashtra State was formed when only DIGP(CID) used to handle all intelligence matters.)

23.2 All intelligence reports should be sent to him and it shall be his duty to sensitize all others including the DGP/CP etc.  The DGP should notify the central agencies about  the nodal officer. Further, the Commissioner, SID  should liaise with local central agencies, military services including navy, coast guards etc on intelligence matters. He should hold periodical meetings with Mumbai Special Branch, ATS, and all other concerned on matters related to terrorist intelligence.

24. Presently “intelligence arbitration” which is a vital stage in intelligence processing, that includes analysis and appreciation to operational units, is neglected.  While intelligence is being arbitrated to operational units, its applicability and relevance to a particular situation will be better understood by the local police.  Now it is merely conveyed with no chance given to the ground units to say anything or clear their doubts. If this is not done, the compliance of such intelligence inputs will be only “Proforma” and not realistic to cater to the local circumstances.

25. For Mumbai city, we recommend forming a small group of senior officials to convey actionable instructions on receipt of intelligence inputs from Commissioner, SID or Central agencies. This group should be led by Jt CP  (L&O) comprising Additional Commissioner (ATS), Additional Commissioner (SB), Additional Commissioner (Protection) and Additional Commissioner (Crime). The concerned Regional Additional Commissioner(s) of Police should be invited, as required.

26. This group should meet regularly, review the intelligence alerts, match it with the earlier alerts, assess the vulnerabilities and issue necessary instructions to the zonal police keeping the CP briefed of the action taken.  Decisions whether a particular picket posted, or other arrangements made to counter  terrorist threats should be downgraded /removed should be discussed. This group  should also decide whether an alert issued earlier should be down graded/removed.

(If this is followed incidents like Taj, where the police picket  was removed would not occur).

27. For the rest of the State, especially cities with commissioners of police,  similar  compact  groups should be set up by the DGP. These should liaise with Commissioner SID  to issue follow up instructions on such terrorist alerts.

28. These are all administrative arrangements and purely within DGP’s and CP’s  authority.

II ACTION TO HANDLE THE ATTACKS :

29. The sudden and enormity of task facing the Mumbai Police is evident from the sequence of events. First call regarding Leopold came to the Control Room(C/R)  at 2148 hours about foreigners being injured.  At 2150 hours Tourist Mobile was shot at and at 2154 hours details of Taj firing emerged.  At 2156 hours Oberoi shooting report came in  and at 2159 hours CST firing was reported.  Then came the report of a taxi being blown up at Wadi Bunder at 2156 hours and at 2253 hours report regarding another  taxi exploding at Vile Parle.

30.1 These simultaneous incidents sparked off panic all over the city leading to the Control Room ( C/R ) receiving as many as  1365 calls between 2100 and     0200hours among which 267 were terrorism   related calls. ( 4.5 calls per minute).    Rumours  came in  that 60 terrorists  had entered the city. C/R was flooded by  panicky calls from the out-  numbered police units facing actions at different spots.

30.2 Overload of wireless (O/T ) communication system made the officers and the  Control Room utilize  personal cellular mobiles/ alternate channels  for communication with each other. Although the Committee studied in all 2312 entries in the C/R logs, to that extent they were  incomplete and we had to depend on oral and some written reports to reconstruct the  course of action by police, especially action by C/R to manage the activity at several scenes of action. However it is apparent that  simultaneous attacks and calls from field units for more manpower did  result in deployment of  striking reserves in a haphazard and helter-skelter manner.

31. It appears to the Committee that in general the Mumbai Police initially responded to multi-targeted attacks  efficiently, but in a manner that  they usually respond to a law and order situation. Initial response from the police stations, striking mobiles and senior officers was quite prompt as evident from the C/R logs.  But they were handicapped since by the time the police had reached the spot the terrorists (except in CST) had already  positioned themselves on higher levels at vantage locations after the initial killings from where they could fire upon and lob grenades at the approaching police parties. On the other hand the policemen were in the usual law & order uniform mostly equipped to perform normal policing duties. It was commendable that some policemen had rushed with only lathis(cane/ bamboo sticks) to face the terrorists .

32.1 Many of the police mobile vehicles were equipped with only riot gear of lathis, gas guns and .303 rifles which were no match to the superior fire power of the terrorists who  carried  AK-47 assault rifles,  pistols, hand grenades, bags of 8KGs of RDX, sophisticated cell phone with headphone, commando wear clothing etc.

32.2 The police lacked stealth tactics of  commandos to counter terrorists The terrorists were not only well trained but fully equipped to undertake war-like operations.   They  were adopting the usual commando tactics of “area clearing” by throwing grenades. On the other hand Mumbai Police did not have adequate protective gear like good bullet proof vests or anything to withstand grenade attacks.  The local police were not able to counter them as the NSG did by using grenade launchers.

33.1. In the circumstances one must admire the courage of officers and men – some may consider thoughtless – to launch themselves into situations that were hopeless and knowing that they may be killed . Supreme instance of that was the way ASI Shri Tukaram Gopal Omble tackled two terrorists in Skoda at the Chowpatty.

33.2. The Committee notes with special  admiration that PN/1642 Shri Arun Dada Jadhav, who lay injured in the Qualis showed clever ingenuity in feigning to be dead. But for his promptly conveying information of the two terrorists escaping in a car from Vidhan Bhawan area, perhaps they could not have been tackled at the Chowpatty. His role has not been adequately recognized .

III MEANS TO FACE TERRORIST ATTACKS :

34. The Committee has carefully looked into adequacy or otherwise of specialized force available to Mumbai Police and also how it was used. A brief description of that is given in following paragraphs.

QRT

35. The Committee was briefed that QUICK RESPONSE TEAMS ( the QRT ) was trained by  State Reserve Police Force (SRPF)  in commando course in Pune for 1½ months and three months by NSG  at Manesar. However  no actual simulated training in facing terrorist attacks and hostage rescue was given at Manesar.  Since September 27, 2007 no firing practice was done due to shortage of practice ammunition. The ‘battle dress’ worn by them consists of bullet proof jackets, which protect vital organs from rifle rounds and also from grenades splinters. This is not total protection from grenade blast.

36. Study  of Control  Room log revealed that QRT was summoned at different locations as an emergency strike force based on situations assessed by local commanders and thereby got themselves divided into various small groups which went against the basic principle of commando teams which work as composite units with their own command & control.  QRT lost its punch because of this and also since they were not adequately trained.

37.1 According to the Committee, QRT without on-the-spot leadership cannot be an effective instrument. Present ATS chief (Addl.DGP, Railways) who took charge on  Shri Karkare’s death told the Committee that he had individually questioned QRT men on what went wrong. They told him that there was none to lead them in Taj and also in Oberoi where they had gone up to 9th floor.

37.2 The Committee feels that a small force of commandos should be available to be deployed at very short notice with the Commissioner of Police, Mumbai,  by equipping and retraining the existing QRT with the best protective gear to withstand and counter  26/11 type of attacks,  including grenade attacks. Later in the report the Committee has suggested how to transform QRT into a more effective and efficient force at the disposal of the Commissioner of Police.

Assault Mobiles:

38. Another  anti- terrorist  unit with  Mumbai police  is the ‘Assault   Mobiles’ located at certain vital spots in the city.  These are teams with one PSI and five men armed with one 9 mm pistol, one AK-47, one SLR and one Carbine with adequate ammunition. They also have bullet proof jackets.  These policemen are given ‘all weapons’ training  and  they wear regular Mumbai police uniform and posted for a period of one year only in ‘assault mobiles’. These units come under control of the Anti- Terrorist Squad (ATS).

39. The Committee finds that although these units, as constituted , are given title of “Assault Mobiles “ these men are nothing more than  armed police units , who may be of use to tackle certain local law and order activities- such as gang wars -or  these may be more useful to deal with sudden violent attacks initially but cannot be effective in dealing with live terrorist situation as on 26/11/2009 .

IV  COMMAND AND CONTROL :

40.1. The Committee examined the Standard Operating Practice (SOP)  in case of bomb blast/terrorist strike sent to us by CP. It  lays down that the Jt. C.P.(L&O) will head the Crisis Management Command and be in charge of all control rooms.  Jt. C.P. (Crime) would work in close association with  Jt. CP (ATS).  These instructions were not followed on 26/11/2008. The CP decided instead to direct Jt. CP ( Crime) to be in-charge of the C/R when as correctly described in the SOP,  Jt CP ( L&O), being in-charge of all police stations in Mumbai  was better suited to decide on marshalling of forces at various sites.

40.2.  Nevertheless the Committee has noted with appreciation the role played by Shri Rakesh Maria, Jt.CP(Crime) in the C/R in handling a very serious crisis situation extending over three days. The Committee is also appreciative of the dedicated work performed  by Control Room staff including officers, Wireless operators and men in maintaining records.

41. The Committee is of the view that on occasion of a crisis , such as the Mumbai faced that the C.P. should have been in the Command Centre in the Control Room which might have helped in better utilization of forces and prevented duplication  of efforts by different police units.   

42. In fact one of the important lessons of 26/11 is not to tamper on the spur of the moment  with the system as such by taking instinctive decision, but to do Crisis Management as a team. The police can inspire confidence in public if they – in particular senior most officers –  in times of emergency, present themselves as an united team , doing their best under situations of stress and strain that they had to face.

43. Also, while the media was reporting on the basis of its teams in Mumbai on different sites, there was hardly any systematic briefing either by the police or by Mantralaya.  In the evolving situations at different venues, it is only the Control Room that had more detailed information. CP as head of the Crisis Management or a designated spokes- person at the Police HQ  ought to have performed that task.

44.1. The Committee is constrained to observe that as a rule, carefully prepared SOPs that draw upon experience and lessons from past, should not be overlooked in crisis management. If each top officer, such as the CP or the DGP treats SOPs in cavalier manner, why have the SOPs at all?

44.2. In fact, the Committee finds that in our administrative system, there is  increasing tendency on part of senior individual officers to  take liberty with established procedures. When such decisions are taken at highest levels of a pyramid structured bureaucracy much depends on wisdom and background of individual concerned. Experience has shown that it is not the best  way of  devising solutions to grave issues.

45. As an instance of  casual decision making, the Committee learnt that in the case of Taj, the decision to withdraw security was taken at the Senior PI level who decided that the  staff was needed for deployment at other places. While the Committee appreciates   that no police system can station police guards for extended periods at all places covered by each intelligence alert, the decision to withdraw a guard placed after a specific IB alert should have been taken at a higher level rather than leaving it to discretion of  the Senior P.I. of a police station.

46.1. The Committee finds certain lack of cohesion and communication in the internal working of the Mumbai Police Commissioner’s Office.

46.2 .The Committee was told  that after 26/11/2008 all officers were asked to give in writing what they felt should have been done to meet the situation better. This was a correct step  but no formal de-briefing sessions were held by the Commissioner of Police with all/ group of officers  to make an assessment of  what went wrong and how to improve the systems. We learn that ATS was not even called upon by the CP to submit any report.   An internal  de-briefing and post event assessment, of an attack  as grave as the 26/11, should help to strengthen and  nurture  a team spirit and certainly help to  make systemic improvements. This should have been done.

V. COASTAL SECURITY:

47.1 The Committee has noted that  despite receiving as many as six alerts between August 2006 and April 2008 about the likelihood of  sea route by terrorists, no significant steps had been taken by the State administration / Government to beef up coastal security by having regular interaction with the Coast Guards although the Government of India had notified on 22 Sep 2003 the Coast Guards as the Lead Intelligence Agency (LIA) for coastal/sea borders .

47.2 It was well known  that the patch work joint patrolling started  from 1993 had not worked. Nothing other than convening meetings seems to have been achieved as evident from the information given by the DGP Maharashtra. The difficulties of coastal patrolling requires serious attention as Maharashtra has a coastline of over 720 kms and Mumbai is an island surrounded by sea and densely  forested mangrove creeks.

48.1 The Committee finds that arrangements for monitoring security along the coast continues to face several impediments despite some recent decisions at higher levels of the Government of India and the Maharashtra authorities.

48.2 Government of India had notified the Navy as a designated authority responsible for overall maritime security with both coastal and offshore security under its control. However, the exact responsibility of the State Marine Police has not been made clear. The Committee feels that  it will be impossible for the Maharashtra State Police including Mumbai City Police to undertake the responsibility of coastal security within their jurisdiction .

48.3 It was brought to our notice that on 05-01-2009 the State Government issued a GR sanctioning funds for hiring boats for The question is not  merely boats but training of policemen in sea operations. Present training by Coast guards for a few weeks is totally inadequate.

48.4 Also, present arrangements of the Mumbai police, where four police stations are notified as responsible for coastal policing  have led to certain degree of confusion among the police stations about the role of the local police stations having jurisdiction over the land but not over adjacent water – a few feet away.

49. Also, one cannot make a fine distinction on illegal activities on land i.e. up to sea shore high water mark and what takes place a few feet inside in the waters.

50. The Committee is of view that present arrangements are of a cosmetic nature. This observation is based on assessment made by officers in the field, who may have to face consequences of lapses, if any, in future. This must be sorted out by the administration keeping in view practical implementation.

VI. MODERNISATION OF POLICE :

51. The DGP  has briefed the Committee with detailed information how red tape has held up many police modernization plans as well as purchase of arms & ammunition.

52.1 A study of the Police Modernization Plan purchases from 2004-05 to 2008-09 reveals that after the passing of the budget by the Assembly the Government orders (GRs) approving the purchases are usually issued in November/December each year after which other purchase formalities that involve a lengthy procedure have to be completed. There are other difficulties like  absence of approved testing laboratories, non-availability of special equipments in the market which have to be manufactured or imported, delay in getting abstract bill permission from Govt., etc.

52.2 The order of the former Dy. Chief Minister( GR PEQ 012000/PC/CR-15/POL-4 dated 29.05.2000) in getting vendor approval for all police purchases above Rs.25 lakhs even after regular sanctions are received has created a serious bottle-neck in modernizing the police forces and their equipment. Government may consider substantially increasing the limit and also giving the responsibility to a committee of  senior officials .

52.3 There is obvious need to simplify the purchase procedure and delegation of powers. We recommend that an “Empowered Committee” may be constituted to clear all pending proposals rather than following the tortuous paper trail. 

53. Availability of arms and ammunition for Maharashtra Police is a serious problem. It was already mentioned that QRT could not do any firing since September 2007 due to shortage of ammunition although they are to do firing practice every 4th day according to DGP Sri A.N.Roy. The Committee found several reasons for this situation. The basic weapons for District Police(Including city police) for law & order duties used to be .410 musket while for SRPF it was .303 rifle. Now Indian ordnance factories have stopped making them. The Draft Weapon Policy of changing this into 7.62 SLR for law & order situations, 5.56 Insas Rifles, AK-47 rifles, 9mm carbines and 7.62 SLRs for Naxal areas, terrorist operations  etc was drafted and submitted to the Government who  approved this in principle on 30.06.2008. Due to delay in approving the Draft Weapon Policy the cost which was Rs. 168 crores in 2007 has gone up to Rs.210 crores. Meanwhile the yearly requirement shot up with the induction of 33,000 posts in 2005 out of 55,000 created to partly fulfill the shortage of manpower according to 1960 yardstick. Prices also have shot up. Due to shortage of funds only Rs.15 crores were sanctioned during the last 5 years against a demand of Rs.66.14 crores. This has created serious shortage of arms and ammunition for Maharashtra Police. However, Government in the Home Department has informed the Committee on 6-04-09 that the draft weapons policy which was submitted by DGP on 20-12-2007 was not approved due to the difference between the said proposal and subsequent proposal submitted on 07-06-2008. However Govt. approved it “In principle” on 30-06-2008. The Committee however feels that this issue needs to be sorted out urgently rather than prolonging  the correspondence.

54. The Committee was informed by the DGP that Maharashtra police needs Rs. 65 crores worth of ammunition, in case each policeman has to fire a mandatory 40 rounds each year. But for the last five years they are getting  each year only Rs. 3 crores. The available ammunition is required to be allotted on priority to the Naxal affected areas, special commandos etc. Hence no ammunition for firing practice was available.

55. The DGP has said that lack of firing practice due to shortage of ammunition has  created serious disability in the offensive capability of the police. For example, the last supply of AK-47 rounds was 45,000 received in 2005.  After 2006 December no ammunition has been received. However the Home Department statement received on April 6, 2009 has shown that a quantity of 1,00,000 AK-47 rounds was received on 2.12.2005 as against indent of 2 lakhs for 2005-06. Further it has said that a quantity of 1,65,810 was received on 24.11.2006 and 04.07.2007against a demand of 2 lakhs for 2006-07. For 2008-09 a demand of 16,16,160 was made but only 38,195 were approved which was not received as on April 6, 2009. The Committee is unable to reconcile the differences in the reports between DGP and HD and would urge quick resolution of this problem so that supply would reach the police units concerned.

56. The Commissioner of Police has brought to the Committee’s attention that the Mumbai Police has an acute shortage of automatic weapons and ammunitions besides inadequate  bullet proof jackets. Likewise they  lack modern communication equipment/ systems while facing  a serious situation such as 26/11 when all the communication channels had got clogged. The Committee was informed that during the Legislature’s Nagpur Session, held in December 2008, the Government had announced a number of measures/schemes to augment capabilities of Maharashtra Police to face terrorist threats/attacks.

57. The Committee recommends that implementation of these decisions should be closely monitored at political level as well, and bottlenecks overcome. The people are in no mood to accept any excuses. Looking at the number of innocent lives lost and families whose lives have been devastated, their expectations are fully justified.

VII. ANTI-TERRORIST SQUAD:

58. The Committee has noted that the structure of ATS and its operations are presently in a somewhat  confusing state because of duality of command.

59.1 ATS was originally created  for the whole of Maharashtra State in  July 2004, but as a part of the Mumbai City Police with a strength of one IGP, two DIGs (Additional Commissioners of Police), two SPs, eight inspectors, 8 APIs and some clerical staff,  because Mumbai city was facing terrorist attacks from 1993 onwards.

59.2 In the same GR it was stated that one DIG will look after the work in Mumbai city while the other will be for the rest of Maharashtra. Although it was stated that ATS would be finally under the control of the DGP(Maharashtra) it was laid down that the IGP will report to the DGP through the CP, Mumbai. The work of ATS outside Mumbai will be supervised by Commissioner(SID). It was further stated that DGP will exercise supervision over ATS through the CP, Mumbai and Commissioner(SID). Finally it was stated that DGP will take into account Commissioner(SID)’s views while assessing the work of IGP (ATS). Thus the Commissioner(SID) was given by the Government a definite role to  supervise ATS.

60. However who at a higher level supervises the ‘outside Mumbai wing’ in the DGP’s  HQ was amended by  an executive order passed by a former DGP, to put this squad under the Additional DG (L&O), Maharashtra State, in the DGP’s HQ . This is yet another instance of individuals over riding the system. Government must insist that no  official, however high should change decisions taken in larger interest, by the Government, to suit individual predilections or preferences.

61.1 The Committee found that this dual control of the ATS was not working smoothly. However taking note that ATS is a primary instrument for facing terrorist related threats,  its functioning is of great importance and should not be a question of turf-war in bureaucratic parlance.

61.2 DGP  told the Committee that he had proposed to the Government to restructure the ATS under an Additional DGP and upgrade its technical and research capability. We have refrained  from commenting on the proposal in depth as we were informed that those proposals had been approved, in principle, by the Government like many other proposals in wake of 26/11. We would not like to cause any further delays in implementation of decisions already taken.

62.1 Nonetheless the Committee would like to make certain observations for effective use of certain instruments created specially for ATS and functioning under ATS .

62.2 Presently QRT and Assault Teams are under the Mumbai  City Wing of the ATS.  If these units (which are in fact the only reasonably equipped striking forces available for the city police) are removed from the control of the Commissioner of Police, it would severely impair ability of immediate response to any future terrorist attacks by Mumbai police. ATS’s functioning must be handled in a manner that, what is available today to the  Mumbai police  is not weakened , if not destroyed

62.3 The Committee is of the view that  for  ‘Outside Mumbai’   requirements, there is need to create  such teams  and place them at the head quarters of the cities with Commissioners of Police. Their command and control set up can be formulated by the DGP . What is most important is to equip, train and keep them on toes all times to respond to emergencies and not treat as show piece units. More important,  such specialized units should not be broken up and deployed at the whim of individual officers. That is an important lesson of 26/11.

63.3 The Committee recommends that  Government should reiterate that normally  all terrorist attack cases in Mumbai city as well as in  rest of Maharashtra should be investigated by ATS alone unless otherwise decided by the Government..

VIII  FLYING SQUADS:

64. The Committee was briefed that in the 1990s Special Motor Cycle borne commandos in ‘buddy pairs’ were raised and trained to deal with violent “under world” crimes and for immediate response to terrorist strikes within the city. Government, vide the G.R. dated 11/2/2000, had created 100 flying squads of two commandos each, for all the Commissionarates in the State of which Mumbai was allotted 46 flying squads, that is 92 policemen  with 40 motor cycles.  They were trained for three months in Karate, handling of wireless sets, rescue of captives, handling of weapons such as AK-47, SLR, Carbines, 9 mm pistols etc.  The Committee was informed that presently 58 commandos are working under Assistant Commissioner of Police, Armed Police, Marol. While most are deployed at various sensitive places only 10 to 15 are available for any emergency duty. The Committee did not find that they had any role on 26/11.

IX. HANDLING OF  SECURITY INTELLIGENCE AT OPERATIONAL LEVELS:

65. The Committee found that in the CP Mumbai’s set up Security Intelligence,  especially on terrorism in Mumbai City, is disseminated by several officials: ATS, Additional Commissioner (Special Branch)  and Additional Commissioner (Protection). There must be coordination and cohesion in their working. The Committee suggests that the CP should examine this.

X. OTHER MISCELLANEOUS RECOMMENDATIONS:

66. In addition to several suggestions and observations made in earlier paragraphs the Committee  specifically recommends the following on priority basis.

66.1 The Committee would recommend   to transform the present QRT into a well-equipped Commando Force at the disposal of Mumbai police, which should be in a position to move anywhere in the city with least possible delay. Details on the inadequacy of the present composition of QRT and its  training are being  communicated separately.

66.2 The Committee  was briefed about   a new commando force called ‘FORCE-1  approved by the Government.  This will be under the DGP and located perhaps outside Mumbai. However, it is  relevant  to point out  that all city police forces in the world have their own small commando forces to act as immediate bulwark against such attacks including hostage taking since a centrally set up force takes time to move into the area of operations.  Such small commando units  ought to be positioned in all urban centres in Maharashtra for quick response till Force-1 reaches the scene. Had such an effective force been available for immediate deployment, the destruction of property in Mumbai or killing on 26/11 might have been minimized.

66.3 With increasing role by private sector in development activities, like some other countries, we should, also consider working on the concept of “Voluntary Private Sector Participation in Preparedness”. In doing so, especially with sensitive and vulnerable private sector establishments  in Mumbai, arrangements need to be formalized casting responsibility on them to carry out security measures which the police authorities  recommend after due consultation with of such establishments.

66.4  Having regard  to experience of 26/11,  the Committee recommends that the  major private establishments including,   hotels in Mumbai – especially hotels with large foreign national clientele –  should   set up proper security procedures in consultation with  Mumbai Police. For that purpose the Additional CP (Protection Branch) should be designated as a nodal officer for the police – private sector security alliance with active participation from the regional/divisional police units.

66.5 Presently Mumbai city police has no ready access to the CCTV cameras mounted in private premises including hotels.  These have to be requisitioned legally if need be.  In that context the Committee noted that New York City Police and some other Police forces  have  ready access to these cameras.  Also that many private sector security personnel are not trained in handling such security devices and consequently they need to be adequately trained. This lesson will be of use in Mumbai too in monitoring CCTV cameras in all public places, malls, railway stations etc since the onus of law & order in the city rests on city police alone.

66.6 The Mumbai police should conduct periodical exercises as presently done by Railway Police to test the police/citizen response under various scenarios.  These should consist of tactical drill for emergency response under different conditions such as Bomb attacks, Fidayeen attacks like 26/11, hostage taking, grenade attack etc.  They should also devise computer simulated or sand model (Table top) exercises of different structures in the city like government buildings, hospitals, hotels, schools, temples, open places like Shivaji Park, Oval Maidan, fly-overs etc. Such exercises will also reveal vulnerabilities of possible targets  since terrorists are always looking for loopholes in the security shield of a particular city. Lessons learnt in all these mock up exercises will also be useful for undertaking remedial measures. As suggested  earlier  the Addl. Commissioner (Protection) should be put in charge of such exercises.

66.7 Two serious and unprecedented problems encountered in Mumbai were operational control of terrorist attack from abroad through cell phones and competitive visual media coverage which often helped the terrorists. It was through fortuitous circumstances this cell phone link with Pakistan based handlers was detected. Before this was unearthed the Mumbai police believed  that the main handler was hiding in one of the locations in Mumbai itself.  This experience  would  suggest necessity of closer liaison between Mumbai city police and mobile service providers, which might be of use to detect any such link. However Mumbai police must  upgrade their own monitoring capability for detecting such suspicious cellular communications.

66.8 There should be a system of police audit to ascertain how far each police unit has been able to fulfil the expectations of the public in providing them security, law and order and control of crime. Presently police units are being inspected by their own senior officers. However, in all advanced democracies an outside audit either by the Security Commission or by a designated authority is done for instilling better public confidence. This system will also assure transparency of the police working and better accountability.

66.9 There is need to have a crash programme to fill up the vacancies in Mumbai city, both in the officer cadre and at the level of constables/head constables. Since the present training facilities are not adequate, Government should consider appointing retired police instructors on contract to train the recruits.

66.10.1 Since it is not possible to provide permanent police pickets for non-governmental sectors, Government should attempt forming a State Industrial Security Force on the lines of CISF to cater to the security needs of private sector in the State.  Presently untrained and unreliable private security outfits are manning the security of private establishments. This has been successfully attempted in Gujarat State. The proposed Maharashtra State Industrial Security Force should be trained by the police training schools if necessary utilizing retired Police instructors. This will also provide an alternative avenue for jobs to local youths whose antecedents are possible to be verified.  In Gujarat, the Gujarat Industrial Security Force is formed as a Society (GISFS)with Home Secretary as Chairman and a senior police officer as CEO. Presently they have a strength of 2,500 deployed in Various Gujarat Industrial Development Corporation locations in Vadodra, Ahmedabad etc, Gujarat Maritime Board locations including ship breaking yards and even in some private sector offices.

66.10.2 The Committee is of the view that  apart from providing better security to the non-governmental sector this would also provide some extra revenue to the government.  Personal protection to private individuals now being provided by the Protection Branch of Mumbai police could also be drawn from this MSISF.  Presently far too many private individuals are being given police security which is a drain on exchequer. A proposal to this effect was under consideration of the then Chief Minister ( CMS/04/54150 dated July 5, 2004)  but seems to have got lost in bureaucratic maze .

66.11.1  The Committee visited the Control Room in C.P’s office to see its working as we were greatly impressed with the promptness with which it handled communications on 26/11. In fact in the absence of the opportunity to view the CCTVs, meticulous recording and transcription done by the staff  helped HLEC to get correct picture of the unfolding of events at five different places and reaction of individual officers to act/react. We greatly appreciate their work.

66.11.2 During the visit we found that accommodation and conditions of work are far from satisfactory. As the Control Room must function as the heart of any crisis management, we recommend that a separate fire and blast proof structure should be constructed  on the land available just behind the over 150 year old office building of the Commissioner to provide state-of-the art communications and other sophisticated equipment. This should be given high priority.

XI. FINAL OBSERVATIONS:

67.1 The Committee is aware that several recommendations to transform management of the police were made by the National Police Commission over three decades back  and confirmed by the Supreme Court. Its directions  need to be addressed on priority basis.

67.2 The Committee hopes  that authorities by now are aware of the fact that terrorist organizations/ units are becoming increasingly sophisticated in deploying innovative means/ techniques. That is now self evident after witnessing 9/11 and 26/11 attacks. We have witnessed sea-borne attack. One should not overlook possibility of air-borne attacks on targets in the city in future. With increasing use of helicopters by the government as well as non-official parties one may conceive a helicopter being taken over. As the Aviation Security is with the Central authorities, it is suggested that this matter may be taken up for studies and necessary security measures worked out. 

67.3 In order to instill confidence in the public, we believe that seeking public co- operation and involvement is of utmost  importance. The Committee is glad to note that the State Government has sought cooperation and involvement by forming several groups to study and propose actionable measures for facing terrorist threats in future. Younger citizens of today are much better informed and are innovative. Their involvement, in seeking ideas for security are equally important.

67.4  Finally , the Committee has noted that the 26/11 and other terrorist acts have shown that terrorism kills  persons irrespective of religion, caste, community, age or sex, rich and poor alike. This threat must therefore be faced as  peoples’ war.   In stating so,  the Committee wishes to instill a sense of alertness, and not to create any fear psychosis, because that is what terrorism aims to achieve.

§

 

SECTION 2: REPORT           

INTRODUCTION:

1.1   Government of Maharashtra issued notification through GR No: Raasua-2008/CR.34/29-A dated 30th December 2008 on the appointment of a two member High Level Committee headed (HLEC) by   Shri  R.D.Pradhan, former Governor of Arunachal Pradesh   and     Shri V.Balachandran, former Special Secretary, Cabinet Secretariat as the other member to enquire into the incidents of terrorist attacks on 26/11/2008 and identify lapses, if any, as per assurance given by the Chief Minister, Maharashtra State in the Legislative Assembly while replying to the adjournment motion. The terms of reference were:

    1. (Lapses) To act on intelligence inputs provided by the Central Intelligence Agencies.
    2. (Lapses) To promptly act or react to the various terrorists act perpetrated on 26/11 in Mumbai in order to save lives and safeguard property.
    3. The Committee may make appropriate recommendations to deal with such acts in future.

1.2 Brief background of terrorist incidents in Mumbai City:

Mumbai city had witnessed 12 serious incidents of bomb attacks(Improvised Explosive Devices) between March 1993 and July 2006 resulting in deaths of 516 persons and injuries to 1952. The incidents with maximum fatalities were the serial bombing in March 1993(257 deaths),  August 2003 Gateway & Zaveri Bazar blasts (50 deaths) and July 2006 serial train blasts( 181 deaths).  The latest  big incident which created international sensation was on  November 26,2008 although it was different in nature (“Fidayeen” attack) from  all other incidents which were bomb attacks through timer devices. This is the subject of this enquiry.

1.3  In the wake of the 2006 serial train blasts, Maharashtra Govt. in the Home Department constituted a “study Group” comprising retired senior police and military officials on Oct 31, 2006  for “suggesting measures for strengthening the security of Mumbai and other major cities in the State”. Although the Group was  expected to submit recommendations within 3 months, the first meeting of this group was called only on 27th Jan 2007 by the then Commissioner of Police, who was the Convenor. The Committee was informed that the Group had not submitted any report so far.

1.4 Modality of the Committee’s Work:

As the HLEC had been appointed as an administrative enquiry committee  it decided to informally interview police officers involved in handling all matters at the operational level  in the Mumbai City Commissionerate, the Director General of Maharashtra Police at Headquarters. The HLEC also decided to likewise interview officials in the Mantralaya who have direct responsibility to administer the Mumbai Police Act, 1951.

1.5 The HLEC not having been appointed under the Commission of Inquiry Act did not consider necessary to formally record statements made by the officers interviewed. The Committee sought voluntary co-operation and assistance of officials to conduct its work.

1.6 The Chairman wrote to the Chief Secretary on Jan 1, 2009 to make available office accommodation and staff. He also suggested that the 2 month period for submitting the report may be  from the date the office accommodation, staff and equipment  is provided to the Committee. That was arranged on January 19, 2009 in Mantralaya. On 21st March 2009 government accorded an extension of the Committee till April 18, 2009 since the work was not over by  March 18.

1.7 On  January 5, 2009 the  Committee sent to the Chief Secretary, Addl Chief Secretary- Home, Secretary Home (Law and Order), the Director General of Police and the Commissioner of Police Mumbai, detailed questionnaires covering HLEC’s terms of reference and requesting them to furnish information urgently. Chief secretary was requested  to inform the Union Home Secretary, Cabinet Secretary and Prime Minister’s Secretary about the setting up of the Committee and to extend all cooperation to the Committee by way of sharing intelligence reports etc to facilitate the enquiry. Accordingly the Chief Secretary wrote to S/Shri Madhukar Gupta, Home Secretary, K.M.Chandrasekhar, Cabinet Secretary and T.K.A.Nair, Principal Secretary to the PM on 2nd Jan. 2009 to this effect.

1.8 The Committee visited the places connected with  terrorist incidents on Jan 6 & 7 and also later. It commenced interviewing officials on Jan 19. It examined 50 serving/retired officials, some more than once, as stated in Appendix-1.

1.9 In conducting interviews the Committee has depended upon long and  varied  experience of many of these senior police officials in various capacities and the HLEC members’  own knowledge and experience in the working of the police at the State and Central levels. The Committee is appreciative of candid and helpful attitude shown by most officials interviewed and participating on wide ranging  discussions on several aspects of the Committee’s work . We have drawn upon several constructive suggestions that came up during our interviews in formulating our recommendations. Without exception they were conscious of the enormity of  damage to the reputation suffered by the police administration because of 26/11 and death of several officers and men. They were equally aware of the adverse public/ media  perception of the police in handling the attack by terrorists.

1.10 The Committee’s report with reference to its terms of reference is as follows:

No. 1: To act on intelligence inputs provided by the central intelligence agencies. (Paras 2.1 to 2.17).

No.2: To promptly act or react to the various terrorist acts  perpetrated on 26/11 in Mumbai in order to save lives and safeguard property. (Paras 3.1 to 3.99).

No.3:  Committee’s conclusions and recommendations ( Section 1)

2. TERMS OF REFERENCE No. 1: TO ACT ON INTELLIGENCE INPUTS PROVIDED BY THE CENTRAL INTELLIGENCE AGENCIES

2.1  On January 5, 2009, the Committee forwarded to the Chief Secretary, Additional Chief Secretary (Home), Principal Secretary (Home), Director General of Police and Commissioner of Police, detailed questionnaire on the modality of receipt of intelligence from the Central Agencies by the State Government as well as the actual intelligence received specific to 26/11/2008.  The DGP sent his reply on 12/1/2009 on the general methodology as well as specific intelligence received during the period from 30/11/2007 to 11/10/2008 connected with 26/11/2008. To a question from the Committee on January 17, 2009 whether any specific intelligence mentioning possibility of a sea-route of attack was received, a further reply was received on 27/1/2009 giving a list of 5 intelligence alerts during the period August 7,2006 to February 27,2007.  The Commissioner of Police, Mumbai forwarded his reply on 22/1/2009 enclosing copies of intelligence inputs during the period from 18/12/2007 to 26/8/2008 received by him from Central Agencies and others. This included not only Central Government alerts but also those collected independently by Mumbai Police from other sources.

2.2 On March 16, 2009 the Committee specifically queried DGP and CP on the following points which  appeared to constitute advance intelligence alerts to Maharashtra State. Copies of relevant documents were also sent to them:

  1. Shri Gopinath Munde, MLA had stated in the Assembly on Dec 16,2008 that Maharashtra Govt. had ignored warnings on 26/11, quoting Shri Jaiswal, Hon. Minister of State for Home, Govt. of India who had said in Mumbai that Maharashtra state authorities were given advance information in August 2008 about possible attacks from sea.
  2. Hindustan Times (Dec 1, 2008) had reported that RAW had intercepted phone and passed on conversations on September 18, 24 as well as November 19, 2008  about specific plans of attacks on Mumbai.

2.3 The Commissioner of Police replied on March 21, 2009 that no such intelligence alert as stated above was received by various wings of the City Police like  ATS, Protection & Security and Special Branch(I) CID and all what was received had been listed vide his letter dated 22-01-2009.  He also mentioned that no such specific alert was discussed or shared by the SPG/IB when they carried out Advance Security Liaison(ASL) on 26.11.2008 for the scheduled visit of the PM to Hotel Trident on 29.11.2008. DIG (L&O) on behalf of the DGP wrote to the Committee on 23.03.09 listing the intelligence alerts which were already furnished by her earlier & examined by the Committee.

2.4 Additional Chief Secretary (Home) and Principal Secretary (Home) forwarded their replies on 9th February, 2009 saying that they had not received any intelligence inputs from Central Agencies and all such reports are received only by the operational agencies which in the case a State Government are the DG of Police and Commissioner of Police.  The Chief Secretary’s reply was received on March 18. He has, inter alia  said that State Home secretary is primarily responsible for coordinating the activities of police force and his role is only as a coordinator, to be performed when the concerned departmental secretary requires guidance. He has further stated that advisories from Central intelligence agencies are marked to Chief Secretary/DGP. Such advisories received by C.S are forwarded to ACS(Home) for further necessary action. He has further said that no specific intelligence input was received from Central Intelligence agencies on the 26/11 terrorist attacks. The C.S however gave a long account of his coordination work through Crisis management Group

2.5    General Methodology of receipt and transmission of intelligence for action:

DGP has stated that intelligence inputs from Intelligence Bureau and MHA, New Delhi are received by him. Some intelligence inputs are shared directly by the concerned agencies with CP, Mumbai and the Anti Terrorist Squad (ATS ) . On receipt of such alerts,  discussions are held  with Commissioner (Intelligence), ADG (Law & Order), Jt. Commissioner, ATS, DIG (L&O), and other concerned officials and instructions issued in writing or even on telephone (if urgent) to the concerned units for necessary action.  Similarly, the Commissioner of Police also stated that intelligence inputs received from Central Intelligence Agencies, Director General of Police, State Intelligence Department, and Home Department are transmitted by him to the Joint CP (L&O), ATS, Crime, Additional CP (Special Branch-I) and Addl.CP(Protection and Security). Based on the reliability of the information, briefing of lower officials is done either in person, phone or SMS messages to Regional Additional Commissioner of Police and Zonal Dy. Commissioner of Police who work under Jt. CP (L&O).  In very important cases, the Commissioner personally calls meetings for briefing his officials.  Separately, intelligence inputs on terrorism are immediately forwarded to all concerned on ‘need-to-know basis’ by Special Branch-I.  However, there is no  system in place to monitor over a period correctness or otherwise of such  intelligence alerts; nor are the originating agencies informed if the alert fails to materialize.

2.6  The Commissioner of Police has said that the mechanism to assess the quality of ground action following such alerts consists in the Security Branch checking such arrangements at various places according to the input and briefing the management/security in-charge of the concerned organizations about security precautions to be taken and general checking to be done by them.  The ATS takes follow up action as appropriate. The police stations follow up by sensitizing the men in the field, advising the management of probable targets  to beef up security, checking of hotels and guest houses, organizing Nakka Bandis, combing operations  and posting police pickets. Whenever threats do not materialize, pickets provided are withdrawn in phases over a reasonable period of time taking into account requirement of manpower to meet  other exigencies. However, patrol vans undertake to give security cover to such establishments if police pickets are withdrawn.

Intelligence Specific to 26/11/2008

2.7 The DGP sent to the Committee copies of 20 Intelligence inputs received between 1/12/2007 and 13/10/2008 from different agencies vide his letter dated 12/1/2009. On a query from the Committee whether any specific mention of sea-route was mentioned in any of these intelligence alerts, a further list of 5 intelligence alerts from August 2006 to February 27, 2007 was sent by him on 27/1/2009. The Commissioner of Police sent copies of 26 intelligence alerts received by him from MHA, IB etc  vide his letter 22/2/2009.

2.8 The Committee analyzed all these  intelligence inputs from the characteristics of the attack  which took place on 26/11/2008:  (a)  Sea-borne attack (b) Multiple and simultaneous attacks (c) Commando action as against the usual experience of Mumbai of being attacked only through timed explosive devices (d) Jewish Targets and (e) Leopold which were specific to 26/11/2008.

2.9  Sea Borne Attacks: It  was noted that the earliest  alert from  central agencies on the possibility of  terrorists using sea route was   on August 7,  2006 and the latest on       February 27,  2007. However   about 26/11 there was no proximate information made available to the State   government authorities about possibility of terrorists approaching Mumbai or launching attack by sea-route. Even if such information was furnished,  limitations of the Mumbai police to tackle any threat from sea front were apparent from resources available and deployment  on 26/11 to conduct sea patrolling so as to intercept boats used by terrorists. The DGP told the Committee that the coastal security plan introduced by Govt.of India since 1993 was  not working well because several agencies have to contribute to its success. According to these instructions local police have to cover shore to 12 nautical miles, Coast Guard 12 to 200 nautical miles and the rest by the Navy. For sea patrolling the Customs have to lend boats, Staff to be provided by police, LMG to be mounted by Navy etc. One by one other agencies dropped out. Navy which in 1993 agreed (Home Department minutes dated 7-4-1993) to provide 8 ships for coastal patrolling withdrew in 2006 by establishing “Quick Response Teams” at Murud & Ratnagiri. This was not adequate as evidenced by 26/11 attacks. The DGP said that all these difficulties had been voiced on several occasions.

2.10.1 Although the Commissioner of police informed that on 26/11  five police boats were patrolling the sea front, Shri Madhukar Kohe, DCP (Port)  in-charge of sea front policing said that all the Patrol boats were in Worli area with Machimar Agitation against the new Worli Sea Bridge which started on 24th November, 2008. Hence there were no patrol boats on the Cuffe Parade side on 26/11/2008. Shri Kohe was busy with this agitation on the day of incident. After knowing about the incidents on the T.V. he came to Yellow Gate police station, hired a BPT Trawler and positioned himself in front of Taj Hotel by midnight. The Control Room logs of 26/11 confirm  that these boats were used to keep watch over terrorists holed up in Taj and to fire at them if they appeared outside the windows.

2.10.2 Shri Kohe said that Coastal patrolling was not adequate since the local police did not have high speed boats, did not have trained marine police and were  not able to do patrolling during monsoons or rough seas.  Besides, the training by Coast Guards/Navy is only for a few weeks which is not enough for the policemen to acclimatize with the problems of operating on the seas.

2.10.3 The Committee found that the resources available with Mumbai police were not adequate to conduct sea patrolling so as to intercept the boat used by terrorists and hence nothing perhaps could be done on receipt of such intelligence alerts.

2.11.1 As the terrorists were alleged to have landed at the “Machimar” Nagar opposite Badhwar Park within Cuffe Parade Police Station, the Committee in the absence of Sr.PI Shri Dhanraj Wanjari, interviewed Shri Datatray Harilal Shinde, PI(Preventive) of Cuffe Parade P.Stn. on February 14.  He produced before the Committee a letter issued by the Senior Inspector,  Cuffe Parade on 27-07-2008 to the Commandant Coast Guards, Western Region HQ on “Security threats to World Trade Centre from seashore side”. It stated that the rear side of the World Trade Centre was “Getting infested” with fishermen’s boats “On which some suspicious activities were noticed”. It also stated that “if anti-social/terrorist/anti-national elements desires to attack by rocket launcher, these boats can be used”. Copies of this letter were  marked to the Flag Officer, HQ Maharashtra Naval Area, Customs Collector, DCP Z-1 etc. The letter requested for necessary security steps.

2.11.2 Commandant(JG) Regional Ops & Plans officer Coast Guards(W) replied to him on 7th August 2008 that the relevant seashore and areas came under the Port trust and State Marine Police. However Coast Guard aircraft were doing the coastal surveillance.

2.12.1 The Committee could interview Shri Dhanraj Vanjari, Senior PI , Cuffe Parade Police Station only on 26.03.09 on his return from leave. He was in ATS for 3 years till he was posted to Cuffe Parade P.Stn. He said that the unusual number of boats in and around World Trade Centre had generated local complaints and hence he wrote the letter to Coast Guards after taking the approval of DCP Z-1. This was later confirmed by DCP Z-1 Shri Viswas Nangre Patil. Shri Vanjari however added that no suspicious activities were noticed in the Machimar Nagar and did not feel that 26/11 had any local support. However on the day of terrorist attack he was not on duty  since he proceeded  on one month’s leave from Nov 1. On 26/11 PI Shri Prahlad Narayan Jagtap was in charge. After the incident Shri Vanjari  immediately rejoined duty on 27.11.2009.

2.12.2  Shri Datatray Harilal Shinde however told the Committee that the letter of 27.07.2008 to Coast Guards was written on the basis of a complaint from Shri Jadhav, an ex-service man in charge of security of World Trade Centre. There was also a complaint from the Security unit of the incomplete Maker builders.

2.13.1 Shri Shinde was also requested by the Committee to throw light on the reported claims of  Shri Damodar Tandel which had appeared in the media that he had alerted Port Division Police and also the then Dy.CM Shri R.R.Patil about a possibility of such attacks like 26/11. It is to be noted that 26/11 terrorists had sneaked into the City through “Machmar Nagar” opposite Badhwar Park within Cuffe Parade Police Station. It is however true that the places mentioned in Sr.PI’s letter are  different from Badhwar Park.Shri Shinde told the Committee that enquiries were conducted by Shri Madhukar Kohe, DCP(Port Zone).

2.14.1 Shri Madhukar Kohe, DCP(Port Zone) said (Feb 16) that the area, rear side of the World Trade Centre, described in Sr.PI Shri Vanjari’s letter was within Cuffe Parade Police Station area and not under the Marine Police Station jurisdiction.  However he had made enquiries into Shri Damodar Tandel’s claim but found no substance in it. His allegations were made due to rivalries within fishermen’s societies in Machimar Nagar.

2.14.2 The Committee feels that Sr.PI Cuffe Parade should have set up some effective police presence on the sea front including Badhwar Park

2.14.3 The Committee finds that there is some confusion about the geographical limits of the jurisdiction of the newly created Marine Police station along the coastal line. This became evident in the case of incident regarding Machimar Nagar. The Committee recommends that DGP/CP may clarify the matter so that local police stations are clear of their role.

2.15  Action on input concerning Leopold etc: On 26/6/2008, Additional Commissioner, ATS, Mumbai informed DCP Zone-1 Mumbai that 2 terrorists   may have entered India in May 2008 and may be in Mumbai to target a temple near Shivaji Park and a site code named Leopold, as well as the High Court, DG’s Office, Department of Atomic Energy etc.  DCP Zone-1 immediately alerted Senior PI, Colaba in whose jurisdiction DGP’s office, Department of Atomic Energy, Leopold Café etc are located. Mr. Deenyar S. Jehani, owner of Leopold Café.  was alerted to take security measures. On 5/8/2008, DCP visited the area , arranged with help of the Municipal authorities  removal of the hawkers and other encroachment . The DCP again visited the spots on 11/8/2008 and instructed all concerned to be specifically alert. This was done again on 24/11/2008. Extracts of Police station diary dated 5/8/2008, DCP’s Memo dated 12/8/2008  confirm this.  Similarly Shri Deenyar S. Jehani has confirmed that they could not get a reliable private agency for security prior to 26/11/2008. Consequently it appears to the Committee that out of 11 dead and 28 injured at the Leopold site  there were only three hawkers.

2.16 Alert about Taj Mahal Hotel and the Oberoi Hotel:

On 9/8/2008  Shri K.L. Prasad, Jt. Commissioner(L&O), informed Additional Commissioner (South), Dy. Commissioners Zone–1&2 and concerned Assistant Commissioners of Police and Police inspectors that a police contact had received information  that bomb blast may be caused on 1/8/2008 at various  South Mumbai targets  including Taj Mahal Hotel, CST, Oberoi Hotel etc. On 11/08/2008, a similar letter was received from Additional Commissioner, Security, Mumbai by DCP Zone-1, listing the above targets. DCP Z-1 visited all the areas on 11-08-08 and gave written instructions to Sr.PI Colaba to take specific security steps. On 24/9/2008, IB  alerted  DGP that LeT has been showing ‘interest’ in launching actions in Mumbai, the possible targets being Taj Mahal Palace Hotel, Sardar Vallabhai Patel Stadium, Sea Rock Hotel/Taj Lands End , JW Marriot Hotel and  Mumbai Juhu Air Field .  This was passed on to Commissioner of Police on 25/9/2008.  Following this DCP Zone-1 visited Taj on 29/9/2008 accompanied by Sr. P.I., Colaba and held a meeting with Shri Karambir Kang, General Manager, Shri Mahavir Singh Rathod, Director Group Security of Taj Hotels, Shri Sunil Kudiyadi, Security Manager etc. Different scenarios and  security measures  were discussed on  fresh security threats which could be  by way of planting of explosives in the buildings, on vehicles, suicide attacks etc. Suggestions regarding CCTV camera positions, integrating CCTV system within the two buildings of TAJ ,providing   manned monitoring, keeping only one gate opened with door frame and hand held metal detectors were discussed.  They visited the hotel again on 30/9/08 and briefed the management on the model security instructions issued for the Bombay Stock Exchange. As a follow up, the  DCP listed 26 steps to augment the security and communicated  in his letter dated 2/10/2008 to Sr. P.I., Colaba. These steps included positioning  snipers on the terrace, police guards at the entrance, closing Northcote gate, integration of CCTV of both wings to be manned 24 hours, checking the guests /visitors at entrance through door frame metal detector and hand held metal detectors etc.  Sr. Inspector, Colaba wrote a letter to DCP on 16/10/08  to report that the management had been instructed on the points raised by the DCP.

2.17 Likewise Sr.P.I. Marine Drive wrote a letter to the Security Manager Oberoi/Trident Hotel on 9/8/08 itself listing 10 steps to be taken to augment the security, like X-ray checking of baggage of guests coming to the hotel, increasing the perimeter security, introduction of armed security personnel – if necessary by obtaining gun licence from the Commissioner of Police etc . The Sr P I also held separately a meeting of representatives of Corporate Sector,  hotels, mall , multiplexes etc on  09/ 08/08   to brief them on threat perception and action.

3. TERMS OF REFERENCE No.2: TO PROMPTLY ACT OR REACT TO THE VARIOUS TERRORIST ACTS PERPETRATED ON 26/11/2008 IN MUMBAI IN ORDER TO SAVE LIVES AND SAFEGUARD PROPERTY

The Committee has divided this into the following sections:

(a)  How on the whole the Mumbai Police  handled the attack

(b)  Handling of individual targeted areas

(c)   Committee’s appreciation on the way terrorist response was handled

including following up intelligence inputs if any.

(d)  Systemic failures

(a)  How on the whole the Mumbai Police handled the attack:

3.1 The first call to the Control Room on the series of terrorist incidents was at 2150 hrs from Colaba Sr. P.I (Shri Vishwas Rao)  to send Colaba-1 mobile to Hotel Leopold. He did not have full details of the incident at that time.  Colaba-1 reacted instantly  that they were proceeding from Electric House.  Since Electric House was very near Leopold, this Mobile reached there almost in a couple of minutes. Immediately thereafter Colaba Sr. P.I. again asked the control room to rush some more assistance whereupon Colaba-2 was asked to rush to the same spot. Simultaneously control room asked all groups to arrange Nakka bandi. Almost at the same time Tourist 1 Mobile reported bullet injury and control room asked MRA 1 and Azad Maidan 1 to rush to Leopold Café urgently. Meanwhile Tourist 1 mobile reported that police driver was hit by bullet. Sensing the urgency of the situation, South control asked Sr. P.I. Cuffe Parade to go to Leopold Café for assistance.  21 messages were exchanged between Main Control, South Control and different units simultaneously at almost the same time ie., 2150 hrs. At 2155 hrs Sr. P.I. Colaba reported that 5-6 persons  within  Leopold were injured including one police man (on road )  and that he had no information on the identity of the perpetrators.

3.2 At 2155 hrs Sr. P.I. Colaba reported that firing was going in Taj. Marine Drive-1 reported at 2156 hrs that firing was going on at Oberoi. At 2156 hrs Additional CP, South reported that some people had entered Trident/Oberoi and fired. He asked all striking vans to come to this spot. At 2157 hrs Sr.P.I. Marine Drive reported that he was at Marine Drive and asked Marine Drive-1 and 2 to rush. Marine-2 was already at Oberoi gate. At 2201 hrs MRA Beat Marshal-1 reported firing at CST. At 2202 hrs MRA-3 mobile reached CST main gate. At 2204 hrs South control room asked Wadala-1 & 2 and Sewree 1 & 2 to rush to CST. Earlier at 2202 hours Control room told Sr. P.I. Colaba that some untoward events were happening at Colaba Market (Later identified as Nariman House).

3.3 Shri Vishwas Rao, Sr. P.I. Colaba, told the Committee that on 26th on his way home at about 2130 hrs he heard about the firing at Leopold  and turned back to reach the police station. His colleague from the Police Station Shri Sawant (PN 28388) was injured in the firing. Gunmen had killed 7-8 people and had gone towards Taj. He went to Taj immediately.

3.4 Shri K.L. Prasad, Jt. Commissioner (L&O), who was at home on Malabar Hill  received a call at 2147 hrs from a contact, who was going for dinner at Leopold, that firing was going on and some were injured. He said he was the first officer to inform the Control Room about the firing on 26/11.  Suspecting a gang war he called Dr. Venkatesham, Additional Commissioner (South) and Control Room, asking them to rush mobiles and other vehicles and ordered Nakka Bandi in South Mumbai.  At 2157 hours he received a call from Shri Bhardwaj, Member, Customs Board , who was in the hotel that firing was on in Taj Lobby and he had taken shelter in the kitchen. He called Shri Hasan Gafoor, CP, at 2159 hours. Meanwhile Jt. CP (Crime), Shri Rakesh Maria called him and wondered whether it was terrorist strike. Shri K. L. Prasad and Shri Rakesh Maria traveled together in same car and reached the  Control  Room of the CP’s Office  at 2230 hrs.

3.5 Dr. K. Venkatesham, Additional CP South told us that at 2148 hours he learnt about the firing at Leopold from Shri Prasad, Jt. CP (L&O), and immediately alerted DCP Zone-1 (Shri Vishwas Nangre Patil) who was to go on night rounds. On his way to the spot he was told by the W/T operator that there was firing at Taj and decided to go there. While crossing Chowpatty he learnt about firing at Oberoi/Trident. Since DCP Zone-1 was already in  that area, he decided to go to Oberoi. He asked the Control Room to organize Nakka Bandi, and called Additional CP (ATS) Shri Param Bir Singh. He reached Oberoi/Trident at 2200-2205 hrs.

3.6 Meanwhile, Shri Vishwas Nangre Patil, DCP, Zone-1 reached Taj at 2155 hours with a wireless operator, a handful of ( 4/5)   policemen and entered the hotel  Taj  from rear side along with Security Manager, Shri Sunil Kudiyadi.

3.7 Shri Hasan Gafoor, CP, heard about the firing at Leopold at about 2150 hours from control room and asked DCP Zone-1 to handle the matter. Subsequently he heard about Taj and Nariman House incidents. He personally asked ACP Azad Maidan, Shri Bagwan to go to Nariman House. He was proceeding to this spot when he heard about Oberoi firing and decided to stay near that and set up his base of operations. When he heard of Leopold firing he first thought that it was a gang war, but when he heard a bomb blast he knew it would be terrorist strike. It appeared like a military type professional attack and at first wondered whether it was a reaction to the Malegaon arrest by ATS. (Hindu Module).  On reaching the scene, he started giving instructions to his officers on his priorities which were pinning down the terrorists, preventing their escape, saving lives and removing injured to the hospitals. By 2300-2330 hrs it appeared that they had been pinned down. It was an unprecedented operation involving several active spots and he knew that it was beyond  the police capability. He spoke to ACS (Home) to get  the National Security Guard (NSG ).  He asked his own officers to get extra forces and  the Quick Response Teams ( QRT) and deployed senior officers as follows:

      1. Shri Rakesh Maria, JCP(Crime), at Control Room
      2. Shri Sanjay Barve, JCP(Traffic) at  Trident / Oberoi
      3. Shri Bhagwantrao D. More, JCP (Admn) at Nariman House
      4. Shri K.L. Prasad, JCP(L&O) at Taj (who was in control room earlier)

3.8 Shri Param Bir Singh, Additional Commissioner, ATS  was informed by        Dr. Venkatesham  at about 2214-2215 hours about firing in three places – CST, Oberoi and Taj.  Since he stays very near the Mantralaya,  he rushed to Trident /Oberoi with his body guards.  On reaching Trident/ Oberoi, he knew that it was a terrorist strike.

3.9 Police inspector Shri Bhagwat Kachru Bansode of Marine Drive P.Stn, who was on night duty and patrolling in ‘Peter Vehicle’ (police station mobile), received a message at 2148 hours about the firing in Taj. At 2151 hours he received a message that firing had taken place in Trident.  He reached there in 3-4 minutes.

3.10 Shri  Sanjay Datatray Amrute, Sr. P.I. Marine Drive Police Station, who  that evening was at Oberoi/Trident till 2015 hours with a Special Protection Group (SPG) team for Advanced Security Liaison visit for the ensuing programme of the Prime Minister on 29th  reached home at 2130 hrs. At about 2155 hours Oberoi Security Officer, Shri Nag Mote called him and apprised about the firing in the hotel. He reached Trident/Oberoi at 2205 hours. Shri Venkatesham, ACP (South) and  Special Reserve Police (SRP)  were already there.

3.11 Shri Vinay Kargaonkar, Addl .CP (Protection & Security), reached Trident Oberoi at about 2200 hours after hearing loud explosions coming from the direction of Air India/Trident building. His residence is about 400 meters away from Trident hotel. The Commissioner of Police was already there.

3.12   Shri Rakesh Maria, Jt. CP (Crime) came to know about the incidents at about 2150-2155 hours and traveled with Shri Prasad, Jt. CP (L&O). His initial impression after receiving information about firing at Leopold Café was that it was drug related. However, the impression changed into a terrorist strike when he learnt about the shooting  at a  Tourist Mobile opposite Leopold, Taj firing, Oberoi and CST firing on reaching the Control Room at 2227 hrs. Thereafter. throughout the operation he was in the Control room organizing manpower, liaising with the Central Government, Army, Navy and NSG etc.

3.13  Shri Sadanand Date, Additional Commissioner, Central Region, was at home on Malbar Hill.  At 2200 hrs  ACP, Worli, conveyed to him about firing between two groups in South Mumbai. When he switched on the TV he found that firing was going on at Oberoi, Taj, and CST. He offered to go to South Region and contacted  Shri Prasad, Jt. CP (L&O) and Dr Venkatesham,  Additional CP (South). The latter requested him to go to CST.

3.14 Shri Sanjay Barve, Jt. Commissioner (Traffic) was alerted at 2225 hrs by his W/T Operator about a possible gang war in Mumbai. When he checked with the Control room he learnt that incidents were taking place at 4 spots in South Mumbai.  He reached Oberoi/Trident at 2315 hours, met the CP and stayed on at that spot throughout.

3.15  Shri Rajvardhan, Dy. Commissioner, Foreigners’ Branch ( SB-II ) , learnt about Leopold Café firing at about 2130 hrs while at residence. As foreigners patronize that Café’ he decided to go to Colaba Police station where he met an Israeli diplomat and two other Israelis. They told him that a Jewish settlement in Colaba Market area was attacked. At the police station he learnt about the firing in Taj and decided to go there since it appeared to be major incident. Also, foreigners were involved.

3.16  Shri Hemant Nagarale, Director (Vigilance and Security, MSEDC) who is on deputation to the State Electricity Distribution Co. learnt about Leopold firing at 2130-2145 hours while he was at residence on the first floor of Colaba Police station.  Instinctively he  went to Leopold Café, saw several injured persons lying on the road, went to the police station for help to removing  the injured to the hospital and personally helped in evacuating them through police vehicles. Learning that terrorists had gone to Taj, he on his own went to the Taj.

3.17 Shri Shaikh Issaq Ibrahim Bagwan, Assistant Commissioner of Police (ACP)  Azad Maidan Division, who lives in Colaba area, was called by the CP at 2200 hours about firing at Leopold Café. He was asked to rush there. There he learnt that terrorists had already entered Taj after Leopold firing and that DCP Zone-1 was on the spot. At that time he heard a big explosion from Colaba market side. One Salim called him from Pasta Lane saying that it was from ‘Panch Pairi’ (Name given by Kolis to Five Steps) leading  up a  narrow passage on which Nariman House is located. He rushed there. There was a huge crowd.  One person had died. Debris were all over the road. Although he was alone on the spot with just a W/T PC, he managed to throw cordon for public protection, stopping the traffic while grenades were being thrown from Nariman House.

3.18.1 Shri A.N.Roy, Director General of Police came to know about the terrorist attack from a private person in Taj Palace hotel at 2145-2155 hrs. and immediately alerted the State Police Control Room who conveyed it to  Mumbai City police Control Room. He also phoned DCP Zone-1 Sri Vishwas Nangre Patil. He went to his office at 2215 hrs and monitored events from there along with all senior officers. From then on he kept in close touch with Joint CP(Crime) who was supervising the police operations from the Mumbai City Control Room. On request from JCP(Crime) he spoke to Sub Area Commander(Army) to send army commandos. He also contacted Union Home Secretary to send NSG commandos. He was also in close contact with Chief Secretary.

3.18.2  Although DGP had no operational responsibility in view of the jurisdiction of the Commissioner of Police in Mumbai, he gave advice and assistance to senior police officers. For example he advised Joint CP(L&O) to proceed to Taj where DCP Zone-1 was handling the police operations. He asked Addl.DGP(Railways) to proceed to CST Railway Station. In between he also mobilized extra forces for Mumbai city from SRPF and police training schools who arrived by 27th morning. On a request from Addl.CP(ATS) he spoke to residents in NCPA apartments to give access to ATS squads and later NSG to fire at terrorists holed up in The Oberoi.

3.18.3 The Committee found that Shri Roy had taken active part in mobilizing forces and advising Mumbai Police although he did not have operational jurisdiction in Mumbai city.

3.19 The above details would indicate that the general police response to the terrorist incidents at five places was swift and according to the standard law and order response to such incidents. However, a perusal of the control room log would indicate that they were handicapped by the initial lack of full information. Simultaneous attack at five different places, with a constant stream of calls coming in had obviously over loaded the communication  system.

(b)  Handling of attacks at individual targeted places:

i) Leopold Café:

3.20 There was no chance of a police response when terrorists attacked Leopold Café at about 2130 hrs. Two terrorists suddenly walked in and began firing indiscriminately.  As mentioned earlier, the initial call to the Control room at about 2150 hrs did not indicate any details except that some people were injured. Colaba-1 which has a staff of 5 men with 2 SLR and gas guns reached the spot within minutes. By that time the terrorists had already started hastening towards Taj and might have even reached there. Within a short time 9 persons were dead and 21 injured including, two policemen of Colaba Police Station who were in mobile squads which rushed to the spot. After firing, the terrorists walked along Navroji Ferdoj road spraying bullets along the way, killing  and planting IED (RDX 8 kgs), on a side lane, near Gokul Bar on Tullock road, which fortunately did not explode.

3.20.1 This unclaimed bag was detected by the public who informed PI Shri Prakash Sampatrao Bhoite of Colaba P.Stn. on 27th morning who summoned BDDS squad and they defused it. From there  walking towards Merry Weather Road  they entered  the Taj hotel by a side entrance named  Northcote at 2143 hours. All that the police could do at the Leopold Café was removing the injured to the hospital in which Shri Nagarale took leading part although, being on deputation to the MSEDCL he had no jurisdiction as such.

3.20.2 Two policemen from Colaba Police station  injured while facing terrorists were:  PN 28388 – Shri Pravin Pandurang Sawant (Colaba-1 Mobile) and PN 4124 – Shri Nivrutti Gavane.

ii) Taj Palace Hotel:

3.21 The senior officers who dealt with the situation in Taj Palace Hotel were (1) Shri Vishwas Nangre Patil, DCP (Zone-1) (2) Shri Rajvardhan, DCP(SB-2), (3) Shri Hemant Nagarale, Director(Security),MSEDCL   and (4) Shri K.L. Prasad, Jt. C.P. (L&O). Two terrorists  stealthily entered from the main lobby ( of Taj Towers) while the other 2  who had done the shooting at Leopold entered by North Cote entrance( of Heritage TAJ )  and joined up with the other two . The first police party reaching Taj Place Hotel headed by DCP Shri Vishwas Nangre Patil and his team reached Taj well after these 4 terrorists had killed a number of persons in the  Coffee Shop, Swimming Pool area and passage in front of the lifts of the Heritage TAJ. Terrorists had then rushed to the fifth/sixth floors indulging in the killing. Interviews with the police officials as well as hotel security staff revealed that the police party which entered Taj was totally handicapped because they had only one SLR, one .303 and officers had their normal  duty revolvers  or pistols.  When  DCP Zone- 1 rushed on the second floor of the Heritage TAJ he heard some noise and shots on sixth floor ( South wing ).   In order to detect their exact location , the police party accompanied by Shri Kudiyadi, security officer of Taj,  rushed in the area between the south and the north wings and fired a round in their direction to draw fire. The terrorists ran towards the middle ( connecting the two wings of the Heritage building ) and  strategically positioned themselves at vantage positions on the “Royal Staircase” from where they could observe any movement on the staircase. That gave them clear view of  any counter attack and also enabled them to fire & throw grenades at the approaching police party. Despite being thus handicapped, DCPs  Shri Nangre Patil and Shri Rajvardhan who joined him,  showed remarkable grit and courage in trying to engage the terrorists from a lower level position on the stair case. According to Taj hotel security manager Shri Kudiyadi it seemed that one terrorist was injured in the firing by Shri Nangre Patil.

3.22.1 PSI, Shri Nitin Digambar Kakade, who was posted in Gateway of India Chowky (Out post)  near Taj  had rushed to Leopold Café, on orders from the Control Room,  to assist removal of  the injured to hospitals. In the meanwhile, Shri Nagrale, who was in civilian clothes, had noticed a bag lying beside the Chowky located across the road on right of the entrance Porch. He suspected that it might be RDX and with the help of policeman got the crowd move away from the spot and got it covered with sand bags. On return PSI Shri Kakade  detected that it was indeed  8 Kg RDX and called the Bomb Squad which defused the bomb. This timely action by S/Shri  Nagarale and Kakade avoided a major tragedy. Thereafter Shri Kakade  joined the small group of police party within the Heritage    Taj, led by young DCPs S/Shri  Nangre Patil and Rajvardhan, to flush out the terrorists  who were  playing  ‘hide & seek ‘ with the police party. In the course of that encounter,  PC Shri Rahul Subhash Shinde (SRP) died in AK-47 firing.  PC Samadhan More was injured by grenade- splinters. W/T operator Shri Amit Khetle sustained bullet injury on his stomach. Inspector Shri Deepak Narasu Dhole and, Police Naik Shri Arun Sarjerao Mane and PSI Shri Kakade  suffered severe burn injuries.  DCP   Rajvardhan too sustained injuries on his foot from grenade/AK-47 attacks while trying to take position on the staircase to shoot at the terrorists. PN Shri Ashok Laxman Pawar, PC Shri Sudagar Nivrutti Shinde, PC Shri  Raju Pandurang Mane, PC Shri Vihwanath Gaikwad and PC Shri  Gomasse also were injured.

3.22.2 From the control room logs it was seen that DCP Z-1 was repeatedly asking for reinforcements to take on the terrorists at 0046, 0052 hrs etc on 27th saying that he and Shri Rajvardhan had fired at them at various positions but they were throwing grenades.  It was also seen that he was repeatedly asking the C/R when Naval commandos were expected since “ we are losing lives”. At 0214 hrs he was telling C/R that terrorists were tying up hostages. The police had only .303 rifles. At that time Beat Marshall (Colaba) reported that Marine Commandos had reached Northcote entrance. At 0227 Sr.PI Colaba reported that only 7 Marine Commandos had come & they were advancing very slowly. Police posted outside Taj had to perform several roles not necessarily connected with their area of operations. For example at 0336 hrs on 27th Fire Brigade reported to Sr.PI Colaba that their Snorkel ladder was out of order & needed help. At 0337 hrs. they reported that Fire Brigade water had exhausted and wanted police escort to go to Azad Maidan well or for getting water tankers. Police also had to use their vehicles to shift injured public to the hospitals. Till the army columns reached Taj periphery (According to Chief Secretary’s report they reached at 0215hrs on 27th) the entire cordon around Taj & Leopold Café had to be managed by the local police. Shri Rajvardhan while on the spot found that cellular communication between the police groups ( on the Royal Staircase and those behind the wall adjoining the landing place )   was hampered because of thick wall. The only Wireless set ( W/T )  in his group was with DCP Zone-1’s body guard but he was injured.  They noticed that the terrorists were very professionally trained & were using the tactics of “area clearing”   by throwing grenades.  The small hand grenades that they were using had great lethal power.  Had the police been able to counter attack with grenades (area weapons) they could have perhaps neutralized this attack. Finding themselves inadequate to counter attack  and after deaths and injuries sustained by the police party they decided to exit. In the main Lobby they met with Shri K.L.Prasad  Joint CP(L&O)  and briefed the marine commandos who had arrived by then.

3.23.1 Shri K.L.Prasad told the Committee that before the incident he had paid a visit to Taj on Nov 11th just to see the security arrangements. Even his car was not allowed to be driven into the main porch. On 27th at 0210hrs  he went to Taj from Control Room where he was present since 2230hrs. He could not proceed towards Taj Heritage staircase because of firing and as grenades were being thrown on the stairs. At about 0240 hrs. he went to the Tower side to climb up when he received a call from DGP that people were stuck in Chambers(an exclusive club for the elite businessmen/industrialists). He went there and saw some people standing. He called a few chefs & did orderly evacuation of about 20-30 people. Police did not know the topography. Then he suddenly heard a lot of commotion & firing at about 0300 from the Central Stairway. He called Fire Brigade and rescued  48 people stuck in Gateway Room on the first floor. 52 people who were stuck in Zodiac Grill on the ground floor were also rescued. At 0330 hrs DGP again called that terrorists were hiding in Chambers and that one person was shot while coming out on the staircase of Chambers. He rushed there, found one injured who was taken out. He had no BP vests and had with him 3 bodyguards with SLRs. It was only at 0400 hrs. that he could establish contact with Shri Viswas Nangre Patil DCP Z-1 who told him that there were 4 terrorists.  Till then he had no idea how many terrorists were present.

3.23.2 Meanwhile marine commandos (8) arrived. Shri Prasad briefed them and took them to Chambers. They responded terrorist fire & lobbed tear gas on a terrorist who was hiding. 47 tear gas shells were lobbed. However there was no trace of terrorists. He found that Chambers had several exists. He was mostly in the foyer, Chambers and the kitchen. From there he was also busy contacting Air Force for vehicles to transport NSG contingent. NSG landed at 0556.  At 0730 hrs NSG senior Staff came and he briefed them.  Marine Commandos withdrew. Then onwards he gave logistical support to NSG’s operations. Taj security officers S/Shri Sunil Kudiyadi and Philip Rodrigues were of invaluable support to the Police & NSG for 60 hours.

3.23.3 Rear Admiral R.K.Pattanaik, Chief of Staff Western Naval Command had stated in his letter dated 30th Jan 2009 to the Chief Secretary that Marine Commandos consisting 2 officers and 16 men reached Taj at about 1-45 am on 27th. He said that terrorists managed to escape from the “Numerous entrances/exits of the kitchen”.  Everything was peaceful till 0330 hrs when gunshots were heard from Chambers where a heavy exchange of fire took place between terrorists and Marine Commandos injuring 2 of the latter.  Marine Commandos could not directly confront any terrorist but they could segregate the stranded guests and lead them to safety.

3.23.4 Later it was found that the terrorists had 4 AK-47 assault rifles,  magazines, several  rounds of ammunition, 4 pistols with considerable ammunition and at least 40 grenades whereas the Police had only carbines and pistols.

3.23.5   When asked about the entry of the 2 terrorists through the main entrance of the Taj Palace, the hotel security staff explained that they and the staff deployed outside at the entrance  were  very busy in controlling the mob of people thronging  the Gateway  area, who attempted to rush into the hotel in panic when they learnt of the Leopold firing  and probably heard noise of firing by the terrorists rushing towards Taj .  In that confusion the two terrorists stealthily entered the main lobby . 1

iii) Trident/Oberoi:

3.24 The first police officer to enter Oberoi/Trident was Police Inspector Shri Bhagwat Kacharu Bansode of Marine Drive Police Station, who was on night patrol duty near Trident. At 2151 he received a message that firing had taken place at Trident. He reached there in 3-4 minutes. He had only a revolver. On entering the covered passage leading up to the main entrance of Trident  he found that the glass frontage of the shop  on left at Trident  was shattered. The right side entrance glass-door was found cracked with bullet marks. On  entering the lobby they realised that it was a big attack. They looked around for terrorists but found several guests injured and dead in the lobby.  Soon thereafter Marine Drive Mobiles-1 & 2 (ASI Shri  Digambar Y.Rane, ASI Shri Shankar B. Chaudhari) and Beat Marshall(4) Head Constable Shri Suresh Bhosle arrived.

3.25 All the major killings in the lobby, Opium Den, Systems Room of the Trident, Brioni  shop situated in the passage connecting Oberoi with Trident, as well as the Tiffin coffee shop  of the Oberoi,  had taken place before the police came. The RDX bomb placed out side Trident exploded at 2215.

3.26 The police party cautiously climbed stairway leading  to Oberoi  . In the vestibule they found the Brioni shop windows  shattered and a foreigner lying dead in the passage . On entry in the Atrium they found that on the left side restaurant (Tiffin) a number of dead bodies were lying. On seeing them a steward of Tiffin, who had fortunately survived,  pointed his finger   upwards towards the second floor . Shri Bansode then saw a terrorist kicking an employee near “Kandhahar” . Another terrorist was near him. He fired once at one of them. The terrorist crouched and returned the fire. He again fired. The other terrorist also fired at him and also lobbed grenades.

3.27 Like in the Heritage TAJ, the terrorists positioned  themselves on higher floor of the “Atrium” to direct attack on  the police. That made it impossible for the police to go across the vast ‘Atrium ‘.    Moreover the RDX bomb placed adjacent to Oberoi lobby exploded at 2230 hours and caused much damage, igniting fires and making it impossible for anyone to carry out assault. Since they were no match to them in fire power the police  had to retreat.

3.28 Commander (Retd)  Shri Nagmote, a former naval officer and is presently security manager of the Trident/ Oberoi confirmed that even the “Marcos” (Navy Commandos), who later came in to flush out  terrorists,  could not advance  because of these reasons.   All the local police could do was (a) to engage and pin down  terrorists through firing from outside which was done by Shri Parambir Singh, Addl.CP(ATS) and his group or (b) rescue and life saving done by Shri Vinay Kargaonkar, Addl.CP (Protection) or (c) cordon operations and management of crowd outside done by Dr.Venkatesham, Addl.CP( South) till NSG came.  The Police cordoned off the area, sealed exit points, rescued trapped people, helped Fire brigade in carrying out their activities since they could not carry out anti-terrorist operations like flushing  out terrorists further. ATS squad under PI Arvind Bapu Sawant tried to enter through the fire escape in the lower lobby(NCPA side) with QRT staff but it was dark and filled with smoke as terrorists were firing from higher floors. Shri Param Bir Singh, Addl.CP(ATS) also went inside with QRT and ACP Shri Ghadge but smoke from grenade throwing and continuous firing by terrorists prevented them from seeing much. They could not enter from other sides since fire exits could not be opened from outside. At midnight Shri Singh  received a call from DGP Shri A. Roy asking him to go to Express Towers/ NCPA Residence Complex  and engage the terrorists from a higher position. He then saw one terrorist walking on the ledge between 18th and 19th floor in order to get access to other locked rooms. The target was about 1500 meters. He opened fire on him with SLR but the terrorist immediately disappeared. Perhaps this might have saved some lives.  Later, on 27th while Shri Singh was on NCPA terrace, terrorists fired on PSI Shri Wakurdekar (ATS) who was with him. The firing came from 18th floor Oberoi. They fired back but could not get angle. Hence he telephoned DGP Shri Roy who promptly contacted the residents of NCPA who allowed the police party to go to the lower floors. Later NSG also came to these floors to join ATS. During these operations, ASI Shri Anil Bhausaheb Kolhe and Police Naik  Shri  Ranjit Jagannath Jadhav of SRPF were injured.

3.29 At the same time, Dr.Venkatesham, Addl.CP(S) was supervising anti-terrorist operations from outside to ensure safety of the public who had collected outside, ensuring smooth passage of extra policemen & fire brigades and helping evacuation of injured and hotel guests. Since a large number of places under him were affected (Leopold, Taj, Nariman House, Outside CST) he was busy deputing police forces to all these areas from outside by liaising with Control Room & others. Since it was impossible to confront the terrorists with the forces at his disposal around Trident, he decided to requisition  the “assault teams” located in his region although these assault teams are technically under ATS. One assault team came at 2240hrs. QRT under PI Sawant also came but they could not advance. He was supervising the arrangements till early morning in addition to briefing NSG.  Similarly Shri Vinay Kargaonkar, Addl.CP (Protection & Security) rushed to the hotel on hearing the explosion outside Trident. Along with a squad of Quick Response Team(QRT) he went inside Trident and saved 17 guests with the help of Oberoi staff. He was also helping Marine Commandos as well as N.S.G after their arrival. It may be stated that Shri Kargaonkar had already visited Oberoi in the afternoon on 26th along with Sr. P.I. Marine Drive and Central Security officials from SPG and IB for the PM’s  ASL(Advance Security Liaison ) for his visit scheduled on 29th at Trident.

3.30 Rear Admiral Pattanaik in his letter to the C.S dated 30 Jan 2009 has stated that Naval Commandos (8)  reached Trident at 0200 on 27th. At about 0245 hrs they rushed to the third floor of Trident on hearing firing but the terrorists had shifted their position. They then entered Oberoi side by a side entrance, sighted a terrorist on 9th/10th floor but could not advance since they came under heavy fire/grenade attack. They helped NSG till 1500 hrs in clearing and sanitizing floor by floor. He added: “Non-availability of the layout of the hotel or any assistance from the staff made it difficult for the team to make quick progress.” The Committee also found that the Oberoi security staff  were too few in numbers.

iv) CST & Cama:

3.31 This sector (CST-Cama sector which continued till Chowpatty) saw the largest number deaths of police officers including Railway  Protection Force (RPF)  and Home Guards. (4 in CST & 10 in Cama-Chowpatty sector ). 9 were injured in CST while Cama-Chowpatty sector accounted for 11 injured police officers.

3.32 The Committee was told that at 2140 hrs  two terrorists alighted from a taxi outside the CST building on the long distance main- line station area ( Platforms 8-15 ). They entered a  toilet block  apparently   to take out their lethal weapons. Around 2144 hrs they came out into the large passenger waiting area  facing the platforms and started indiscriminate firing from  AK-47s  and lobbing grenades. One  RPF jawan (Shri Murlidhar Laxman Chowdhary) and several  passengers waiting for long distance trains were killed. The two terrorists continued advancing towards suburban rail side station area. (Platform Nos 1-7 ). The two vast waiting areas for suburban trains and the long distance trains are connected by a large canopy that provides entry to either local train stations or long distance trains and on one side is located CST Police Station which looks after law and order and crime along with RPF which is to protect Railway property.  By 2202 hours the terrorists reached CST Police station firing their AK-47s,  injuring seriously a number of  policemen and killing  Home Guard Shri Mukesh Bhikaji Jadhav. However with great presence of mind and grit  PI Shri Shashank Shinde in charge of the Police Station and his small staff which included PC Shri Pandharkar resisted the attack on Platform No 7 firing with available carbine and .303 rifles taking cover  behind a small structure.  But they were totally overwhelmed  by the superior fire power of the terrorists. PI Shri Shinde and PC Shri Ambadas Pawar were killed while retaliating.  In fact Shri Ambadas Pawar was not even on duty and belonged to the Mumbai city’s Protection Branch. However on seeing PI Shri Shinde and PC Shri Pandharkar  battling with the terrorists he, although off duty,  joined the resistance and fired at the terrorists. PC Shri Pandharkar was grievously injured. In all 9 policemen and Home Guards were injured in the exchange of fire. This stout resistance by the CST police made the terrorists flee from Platform No 7 and going across Platform No 1 they ran down the platform towards a  foot over-bridge  connecting  CST terminal   across  the main road to a narrow lane adjacent to  the  Times of India  building.

3.33 From then  on the officers in the Control Room(C/R )  could not closely track the movements of terrorists or police teams  in their pursuit  because simultaneous events were happening in that area and senior officers present on the spot were not keeping the C/ R  informed of their tactical plans. Moreover  the Times of India  lane was ill-lighted and in darkness visibility was poor. Also because of old stone built buildings along the lane, sound of firing reverberated and echoes of gun shots were heard all over surrounding area, leading to misleading impression about exact location of the two terrorist,  despite a large posse of policemen following them.

3.34 Shri Rakesh Maria who was in C/Room told the Committee that the conditions were somewhat chaotic as rumours that 60 terrorists had entered the city were circulating. Between 2100 and 0200 the C/R received 1,365 public calls of which 267 were terrorism related. The Control Room logs revealed that even among the police, fears that CP’s office was being attacked were very strong because the Times of India Lane was adjacent to CP’s office. One call from a serving police official’s wife ( residing in nearby  Azad Maidan Police Station complex), spoke of firing near her house. Other calls mentioned that GT Hospital and JJ School of Art were being attacked. Those false alarms kept the police in C/R and CP’s Office frantically busy.

3.35 The Committee learnt that the 2 terrorists running over the steel-bridge across the main road leading to the JJ Fly-over entered  the lane adjoining the Times of India building, occasionally firing shots to intimidate. Although a posse of policemen was chasing them they managed to elude them by firing and injuring two police constables: Shri Murlidhar Chindu Zole and Shri Bandu Balu More of Byculla P.Stn who had rushed from neighbouring P.Stns. A few hundred meters down the lane  they seemed to have entered Cama Hospital compound by  jumping over the  hospital’s  rear wall. Before doing this they shot at some huts near Cama Rear Gate No: 3 killing some hutment dwellers (S/Shri Shivshankar Gupta, Thakur Buda Waghela and Bhagwan Gangaram Shinde) On jumping over the wall they killed Cama Hospital Watchman Shri Bhanudev Narkar outside Maternity Hospital side and headed towards the tall building on the opposite side, again killing another watchman Shri Baban Balu Ugade. They then climbed on to the upper floors of this building. (In all the places of attack, whether in Taj, Oberoi, CST, Nariman House or Cama they had tried to climb up and position at higher levels).

3.36 Meanwhile Shri Sadanand Date,  Addl .CP (Central Region) reached Cama Hospital from the front entrance facing the Mahapalika Marg with PSI Prakash Pandurang More (LT Marg P.Stn) whom he met at Metro Junction. Originally he was to  go to CST but changed his plans at Metro Junction on learning that terrorists had gone inside the Cama Hospital . Accompanied by six officers and policemen  he took the lift to 6th floor. He learnt that terrorists were already on the terrace holding some Cama employees as hostages. He cleverly attracted attention of terrorists to get them down on the landing place of the staircase from the terrace to the sixth floor, facing the lifts. A shoot-out ensued between terrorists and Shri Date’s party.  Although totally overwhelmed by the superior fire/grenade power of the terrorists who managed to kill PSI More and PC Shri Khandekar and injure all others including   Shri Date, he held on to his  position by firing at the terrorists from his own revolver and carbine of the injured policemen and getting badly injured in that process. In fact he guided his Wireless/Operator Shri Sachin Tilekar and other injured to exit from the building.  Shri Sachin Tilekar would  later report outside Cama rear gate to S/Shri Karkare, Kamte and Salaskar about the plight of Shri Date. On Shri Date being injured – and perhaps thinking that he was dead,  the terrorists descended the stairs , adjoining the lifts  and ran towards the front gate of Cama on Mahapalika Marg. It would appear that they jumped over the wall and killed PSI B.S.Durgude (ATS) who was regulating the movement of public there.

3.37 During that period of time , according to Shri Rakesh Maria, who was in charge of the Control Room , there were as many as 60 SRP men, Crime Branch Special Team (SOS), QRT, Assault Squad etc available at Cama  venue(rear side)  besides the local police. Thus there was  a large number of force deployed in and around  the area. Despite that,  this area witnessed large-scale massacre of police officers and men as   there was no planned or determined attack against the terrorists outside,  except  by a small posse of policemen led by PI Shri Thorawade (Azad Maidan) who fired at them from across  the other side of  the wide Mahapalika Marg with revolvers.  The two terrorists, retaliating fire,  fled into the adjacent Rang Bhawan Lane (Now called Prof.U.U.Bhatt Marg). Shri Thorawade did not pursue them since their weapons were no match to those of terrorists and they had also run short of ammunition. At Rang Bhawan lane the terrorists faced a Honda car driven by Shri Maruti Madhavrao Phad ( driver of a government car )  who was taking the vehicle to his officer (Shri Bhushan Gagrani, Secretary, Medical Education )in Mantralaya. The terrorists fired at the car injuring Phad who   pressed the central locking system and lay over the driving wheel, with injury on his hand covering his head with blood,  and feigning  to be dead. The terrorists unsuccessfully tried to break open the door of the car apparently with intent to use it for get- away . Phad  thus escaped certain death due to great presence of mind. Terrorists started walking  towards the Rang Bhawan.

3.38 Meanwhile at the Cama rear gate (situated on Prof.U.U. Bhatt Marg, popularly known as Anjuman -E -Islam Lane) a posse of policemen including the late Hemant Karkare, Ashok Kamte and V.S.Salaskar –  had fortuitously come together –  where they had learnt  from Shri Sachin Tilekar W/T operator of Shri Date lying injured  on the 6th floor of Cama. They seemed to have decided to enter the lane leading to the Rang Bhawan apparently with intent to enter the Hospital from the front gate . Since they had left their vehicles some distance away from CST, they took over the Qualis in which  Shri Shantilal Arjun Bhambre, ACP Pydhonie had arrived at the Cama rear gate  between 2345-0000  using the same route that the terrorists a few minutes later were to follow   on entering  the lane and firing at Phad. S/Shri Karkare, Kamte & Salaskar took  ACP Bhambre’s  Qualis along with his staff (ASI Driver Shri Balasaheb C. Bhosale, PC Jaywant H.Patil and PC/Operator Shri Yogesh S. Patil) without conveying anything to him and drove away towards Mahapalika Marg via Tayyabji  Marg & Rang Bhawan.  PN Shri Arun Dada Jadhav and PC/Operator Shri Jaywant Patil of Shri Kamte also joined them. Thus they faced the terrorists who were moving on the same lane from opposite direction. In the subsequent exchange of fire these 3 senior officers and 3 policemen were killed.

3.39 Shri Arun Dada Jadhav (PN 1642) , an aide to PI Shri Salaskar, who traveled in this ill- fated Qualis & was the only one to survive the terrorist attack, corroborated that the decision to go by the Qualis to intercept the terrorists from the front side of Cama Hospital entrance was sudden. Obviously they did not know that by that time the terrorists had left Cama and were in the same lane, facing them from opposite direction. Within a few meters of their entry in the lane  they were ambushed by the terrorists who were hiding in front of the Corporate Bank’s ATM outlet. After killing the officers and men Qualis was then taken over and driven by the terrorists  past the  Metro Junction  firing and killing PC Shri Arun Raghunath Chitte on way  and rushing  towards Nariman Point area, chased by the police. They abandoned that vehicle   near the Council Hall, from where they hijacked a Skoda, until they were tackled by ASI Shri Tukaram Gopal Omble and his team  bravely  at Chowpatty. The lone survivor in the Qualis, Jadhav, acted with exceptional presence of mind and but for his telling the getaway of the two terrorists  in a Honda-City (it was actually a Skoda) the two could have merrily continued with their killing spree.

3.40 Interviews with S/Shri Shri Sachin Dadasaheb Tilekar (W/T PC and Body Guard of Shri Date) who had met the three senior officers at the gate to Cama  and Shri Arun Dada Jadhav (PN 1642) revealed that it was perhaps not necessary for S/Shri Karkare and others to travel along the  Prof.Bhatt Marg known also as Tyyabji lane (on which the Rang Bhawan is situated)  to rescue Shri Date. According to Shri Tilekar  the rear gate of Cama was broken open by somebody to allow him exit  at 2345 hrs  when he  had come to personally report to Shri Kamte about the events inside the Cama Hospital, 6th floor. This was corroborated by Shri Jadhav too saying that Shri Salaskar took Shri Tilekar out through this gate and sent him to the hospital in a Crime Branch vehicle. Hence the posse of policemen assembled at the rear of Cama Hospital, that included one QRT unit,  had the option to storm into Cama from the rear side. Instead  the three senior officers opted to go towards the  Rang Bhawan  in one vehicle to confront the terrorists from the front gate.

iv)Nariman House:

3.41 Here the situation was handled almost single handedly by Shri Issaq Ibrahim Bagwan, ACP Azad Maidan division who deserves high praise in containing the terrorists, keeping them pinned down until NSG came on 27th afternoon. He originally was to have gone to Leopold Café but found that the killing had already taken place there and police were removing the injured to the hospital. There he heard an explosion in Colaba Market area. He initially faced a problem in  not being able to locate the target building since none in the locality knew anything about the significance of Nariman House. It was only after reaching the spot that he came to know that Jews were staying there. There were no policemen there from Colaba since they were busy elsewhere. After he reached there, MRA Mobile-1 came. (ASI Shri Shinde with 2 PCs with SLRs). At 2330 hrs SRP (striking mobile) came. With their help he cordoned off the area and moved out at least 300 people from the surrounding buildings. He deployed his policemen on the neighbouring buildings (Prem Court, Lalji Terrace etc) and started shooting at terrorists. Although they could not see the terrorists (since the building inside was dark) they wanted to pin them down. On 27th at about 0800 an ayah (Sandra) ran outside with a baby followed by a servant. ACP Shri Bagwan then ordered his men to fire tear gas shells into the House. The terrorists closed the curtains. Continuous exchange of fire was going on between them & terrorists till NSG came in at 1600 hrs on 28th  and started their operations. NSG used the same nearby buildings which he had used. The Committee finds that ACP Shri Bagwan had acted with great presence of mind in pinning down terrorists and saving lives almost single handed. 

(C) Committee’s Appreciation on handling :

i   Intelligence inputs.

ii  The Terrorist Attack

3.42   Maharashtra police had not experienced a direct commando attack  such as the like of  2001 Parliament attack or 2002 Akshardham temple attack. Except the 1993 serial bomb attacks through hidden timed explosive devices wherein arms, ammunitions and explosives had come through sea route, all other terrorist attacks in Mumbai city were by use of IEDs (Improvised Explosive Devices). This had led the police mindset into thinking  only of   stealthy bomb attacks.  Contrary to media reports, there was no specific intelligence that sea-borne terrorists would hit Hotel Taj or Oberoi.  Intelligence alerts however pointed a possibility of these two luxury hotels as well as CST likely to being targets of some terrorist violence.  There was no intelligence on the possibility of Cama Hospital and Nariman House being targets of attack.

3.43 There were several intelligence reports beginning 7th August 2006  indicating that LeT was making preparations to infiltrate Fidayeen (Commando terrorists)   into India by sea route. Six alerts were on the possibility of sea borne attack while eleven were on the possibility of multiple and simultaneous attacks and three were on the possibility of commandos attack. (Fidayeen).

3.44 Although attacks on many of the targets mentioned in some reports like BARC, Refineries, Mantralaya, Police Headquarters, BEST bus depots etc did not take place and also specific information on possible attacks slated to take place on 20-08-2006, 24-05-2008 and 11-08-2008  on certain targets including Taj and Oberoi hotels did not happen, an overall assessment of these reports would have revealed a strong indication that some major terrorist action was being planned against Mumbai city, had the essence of these intelligence reports been analysed.

3.45 It would  however not be correct to conclude  that the Mumbai/Maharashtra Police did not take such specific intelligence, as available,  seriously. For example an alert dated  09/8/2008  on the possible bomb attack at various targets in South Mumbai like Taj Mahal Hotel, World Trade Centre, Oberoi Hotel etc was issued by the Jt Commissioner  (L&O). It was taken very seriously by DCP Zone-1 and his staff.  DCP Zone-1 personally visited the target areas on 11/8/2008 and issued written instructions on security measures on 12/8/2008.  In fact Sr. P.I. Marine Drive Police Station informed in writing to the  Security Manager,  Oberoi  regarding the measures for security and also conducted a security briefing of representatives of various hotels, malls, multiplexes etc  in his jurisdiction on 12/8/2008.

3.46 Later, on  receipt of IB alert dated 24/9/2008 that LeT was showing ‘interest’ on certain targets like Taj Mahal Palace Hotel etc  another meeting was held with Taj Security Officials on 29/9/2008  by DCP Zone-1 when Shri Karam Bir Kang, General Manager was also present. The DCP Zone -1 visited the Taj Hotel again on 30/9/2008 to personally brief the security officials.

3.47 About security provided to Taj by Mumbai police, it was found that on 27/9/08 itself a guard had been placed outside Taj Mahal Hotel from the strength of Colaba police station. The DCP Zone-1 communicated in writing on 02/10/2008 to Sr. P.I. Colaba listing 26  points including  closing the Northcote Gate (through which two terrorists entered the hotel after the Leopold Café massacre), having a single point entry to the Hotel, linking CCTVs of both wings and manning it 24 hours, installing and using door frame metal detectors and hand held metal detectors etc. They were also briefed on  the various measures of security as in the Bombay Stock Exchange . On 16/10/2008 the Sr. P.I. sent his compliance report seriatim on all the 26 points. Vide serial number 8 of his Report, he stated that a guard ‘was kept’ at the entrance of the hotel which indicated that even as on 16/10/2008 the guard was present. However, the guard was in fact withdrawn by the Sr.P.I. Colaba on 13/10/2008 since the staff was required for manning bandobust at other places in view of communal riots at Dhule. Neither the DCP Zone-1 nor Additional CP, South Region was informed by the Sr. P.I. about this withdrawal.  Shri Vishwas Rao, Sr. P.I. explained  that the use of present tense in his report describing the guard at Taj was a language error in drafting the reply.

3.48 The Committee noted that  the guard placed at the  Taj    of 1 HC and 2 PCs (One sniper on the terrace) was more in nature of a picket from Colaba police station strength. The strength of 1-1 used to stand just outside the main porch near the parking lot.  Their instructions were to watch suspicious strangers and respond if there was an attack. In addition, Colaba-1 Mobile with one PSI and 5 men with SLRs was deployed in front of Taj   and also  a  Tourist Mobile  (two men with lathis) in the vicinity. Thus on 26/11 at the time when the  two terrorists walked inside the Taj into the Lobby there was no guard/picket. In fact  at that moment  both Colaba-1 Mobile (positioned outside the Taj) and Tourist-1 Mobile ( positioned around Taj to aid tourists)  had moved to Leopold Café at 2150 hours.  In other words there was no police presence, in front nor around Taj when two pairs of terrorists came to Taj from two different directions. According to  Sr. P.I. Colaba  his guard would not have been able to stop/apprehend  the terrorists since they looked like any other tourists and had perhaps come in a taxi with back packs, as many tourists come. He added that withdrawal of the guard was his own decision since the policy so far was to mount guards or pickets out of police station strength and withdraw it after the occasion was over.  Also, the Committee’s enquiries had shown that Mumbai City policemen were not regularly given firing practice.

3.49 In an intelligence alert to DCP Zone-1 on 26/6/2008, Leopold Café was mentioned as one of the sites for attack besides High Court, DGP’s Office, Department of Atomic Energy, Naval installations etc. The DCP visited the police station and instructed Sr. P.I. Colaba to take steps to remove the hawkers from in front the Leopold Café. He again visited the spot on 11/8/2008 and 24/11/2008.  The Sr. P.I. informed the Committee on  11/01/2009 that he had sensitized the Restaurant owner about the threat. A letter from the owner dated 31/12/2008 was produced before the Committee that he was briefed in July 2008 itself by the police regarding the security steps to be taken by him. He also stated that he could not obtain the services of a reliable private agency for manning security in his Café. According to DCP Zone-1   as many as  92 cases against illegal hawkers were made by the local police on 24/8/2008 and 25/11/2008. Consequently he claimed that there were very few casualty of hawkers in the Leopold firing.

3.50 CST was also mentioned along with 12 other targets by Jt. C.P. (L&O) in alert dated 9/8/2008. The terrorists had entered CST at 2145 hours and started throwing hand grenades and indulging burst fire from 2155 hours onwards.   After the initial shock the CST police tried to confront the terrorists with limited weaponry available but were overwhelmed by the superior fire power. They had only 9mm pistols and .303 rifles. Shri V.C. Koregaonkar, DCP Railways, (GRP)told the Committee  that the quick response by the Railway police despite heavy odds was because of the periodic drills against such possible terrorist strikes on railway targets. They have also issued detailed instructions clearly laying down what neighbouring police units should do when incidents take place in a particular place. In addition they plant dummy bombs and if these are not detected, displeasure is conveyed while if detected the police men are rewarded. Finally the railways have enlisted 13,000 educated volunteers to help security surveillance. The Committee felt that CST as a target had the advantage of immediate & proximate police presence which no other targets had on 26/11/08. But it is also a fact that sudden attack by lethal firearm such as the AK-47 and the grenade attack took RPF  and GRP by surprise resulting in the carnage of innocent passengers.

3.51 The police were totally taken by surprise when Nariman House was attacked.  Three intelligence alerts were received from IB regarding the possibility of Jewish targets being attacked. However, in none of them this particular target was mentioned. According to Shri Rajvardhan, DCP, SB-II   neither his branch which is in-charge of foreigners’ division, nor the local police station or for that matter even the local Israeli Consulate had any idea that there was a Jewish sect residing in Nariman House. Thus when the attack came at 2217 hours neither the local police nor the control room had any idea where this attack was taking place. The first message came around 2217 hours followed by Sr. P.I. Colaba telling the control room 2218 hours that firing was going on in Colaba Wadi. Shri Istaq Ibrahim Bhagwan, ACP Azad Maidan, a seasoned officer,  while at Leopold  heard a loud  explosion   from Colaba side. One Salim from Pasta Lane called him that it was from Panch Pairi (Five Steps).  Only after reaching the spot he realised that the target of attack was Nariman House.  He also did not know of  Jews  there.  After reaching there he quickly assessed the gravity and with help of volunteers and available police, managed the situation almost single handedly till help came .

3.52 The sudden and enormity of task facing the Mumbai Police will be evident from the sequence of events.  First call regarding Leopold came to the Control Room(C/R)  at 2148 hours about foreigners being injured. The initial impression was that it was drug related or a gang war.  At 2150 hours Tourist Mobile was shot at and at 2154 hours details of Taj firing emerged. After these there were no doubts that they were facing serial terrorist attacks. At 2156 hours Oberoi shooting report came and at 2159 hours CST firing was reported.  Then came reports of  taxis being blown up (Vile Parle at 2253 hrs; Wadi Bunder at 2156 hours).

3.53  These simultaneous incidents sparked off panic all over the city leading to 1365 calls between 2100 and 0200 hours among which 267 were terrorism related calls. ( 4.5 calls per minute).  There were no means of knowing how many terrorists were involved since in all these cases police entered the scene well after the terrorists had carried out initial  commando type action  involving large scale killing.  Rumours  came in  that 60 terrorists had entered the city. C/R was flooded by  panicky calls from the out-numbered police units facing actions at different spots. For example, two calls (2240 and 2254 hours) came saying that CP’s HQ was being attacked. This was due to the firing behind Police Club and Cama Hospital which is adjacent to the CP’s office and had that happened,  it would have been a tough situation since HQ reserve was already deployed elsewhere. Simultaneously the police casualties being shown live on the TV also affected the morale of the policemen.

3.54 The Committee was informed by Shri Rakesh Maria that  overload of wireless  (O/T) communication system made the officers and the  Control Room deploy  personal mobile phones for communication. Simultaneous attacks and calls from field units for more manpower also resulted in deployment of  striking reserves in a haphazard and helter-skelter manner. Nonetheless  it appears to the Committee that in general the Mumbai Police initially responded to multi-targeted attacks  efficiently, but in a manner that  they usually respond to a law and order situation.

3.55 Initial  response from the police stations, striking mobiles and senior officers was quite prompt as evident from the C/R logs.  But they were handicapped since by the time the police had reached the spots the terrorists (except in CST) had already moved to   vantage spots by positioning themselves on higher levels after the initial killings from where they could fire upon and lob grenades at the approaching police parties,  who lacked stealth tactics of  commandos to counter them. It is a fact that many of the police mobile vehicles were equipped with only riot gear of lathis, gas guns and .303 rifles which were no match to the superior fire power of the terrorists who  carried  AK-47 assault rifles,  pistols, hand grenades, bags of 8KGs of RDX, sophisticated cell phone with headphone, commando wear clothing etc. On the other hand the policemen were in the usual law & order uniform mostly equipped to perform normal policing duties. This was confirmed by Shri Rahul Kadam, F&B Manager Khandhahar, Oberoi who actually came face to face with two terrorists  with a glass door in between. He said that some policemen had rushed with only lathis to face the terrorists.

3.56 Mumbai Police did not have adequate protective gear like good bullet proof vests or anything to withstand grenade attacks. Consequently, PSI Shri Prakash Pandurang More (LT Marg) who was with Shri Sadanand Date died almost instantly in the grenade blast in Cama Hospital.  Shri Rajvardhan who had worked in Naxalite areas for long said that the terrorists were adopting the usual commando tactics of “area clearing” by throwing grenades. The local police were not able to counter them as the NSG did by using grenade launchers. In the circumstances one must admire courage of officers and men – some may consider thoughtless – to launch themselves into situations that were hopeless and knowing that they may be killed . Supreme instance of that was the way ASI Shri Omble tackled two terrorists in Skoda at the Chowpatty. The Committee notes with special  admiration  that   PN Shri Arun Dada Jadhav, who lay injured in the Qualis showed clever ingenuity in feigning to be dead. But for his prompt conveying information of the two terrorist escaping in a car from Vidhan Bhawan area, perhaps they could not have been tackled at the Chowpatty. His role has not been adequately recognized.

3.57 QRT (Quick Response Teams) were created specially to handle/deal with the situation. This force of 8 officers and 48 men was created in 2003. These selected men  are posted for a period of 3-4 years in QRT but none above 35 years of age are retained. They work in two shifts – 4 officers and 24 men – and ready to move as a team of 1 officer-12 men at any given time. They are required to be constantly on training and do firing every four days.

3.58 According to Shri A. N. Roy ( DGP  Maharashtra ) initially  one QRT team  could have been marshaled in 10 minutes while others could have been brought in within 40 minutes. However he felt that QRTs were not used for the purpose they were created for and were split into small groups/ units.

3.59 Deployment in smaller groups was confirmed by Shri Param Bir Singh, Additional Commissioner, ATS. According to him QRT was not effective in making an assault in Taj and Oberoi since they were split in small units. It is not known how these were split into smaller units.

3.60 On 26/11/2008 QRT was deployed in four teams.   Two officers and 8 men at CST, Two Officers and 9 men at Cama, Only 6 men at Taj and two officers and 9 men at Oberoi. Two QRT men were escorting Shri Karkare along with SPU (Special Protection Unit) escort as he was given Z Category Protection – the highest level.  Since the vehicle of Shri Karkare was stranded at Haj House due to traffic hold up the SPU officer and constable along with two QRT men accompanied Shri Karkare on foot. They however did not accompany him when he finally left by the ill fated Qualis towards the Rang Bhawan.

3.61 The Committee was briefed that the QRT was trained by  State Reserve Police Force (SRPF)  in commando course in Pune for 1½ months and three months by NSG  at Manesar. However  no actual simulated training in facing terrorist attacks and hostage rescue was given at Manesar.  Since September 27, 2007 no firing practice was done due to shortage of practice ammunition. The ‘battle dress’ worn by them consists of bullet proof jackets, which protects vital organs from rifle rounds and also from grenades splinters. ATS however said that this is not total protection from grenade blastOn 17/2/2009 they sent photographs of QRT men in battle dress but stated that they had only 24 bullet proof helmets (Level III A) for a strength of 8 officers and 48 men.

3.62  The Committee consulted some experts on the quality of training imparted to the QRT. One expert who has long experience in raising & training such commando units for the Indian Army and Special Forces (who did not want to be identified) said that the organizational structure and training curriculum of QRT were  totally inadequate. To begin with it was wrong to split QRT units into 1-12 which is too big for such type of assaults. An ideal assault unit should not be more than 1-5. Anything more will dilute command, proximate communication and immediate control which is vital for commando tactics. He said QRT could have several of these 1-5 units to mount an operation. He also said that the NSG training for 3 months for QRT is inadequate to psychologically orient civil police into commando tactics since the basic philosophy of civil police is totally different from armed commandos. Anything less than 1 year is inadequate. He volunteered to give a training schedule which is forwarded separately to the government as a classified document.

3.63 ATS informed that QRT performed duties as  following on 26/11:

  1. CST and Cama: PSI Shri Pradeep D. Kerkar and team reached CST at 2240 hours, searched the premises but went towards Cama since terrorists were hiding in the vicinity.  They divided into two teams and started combing operations. They saw a police vehicle (Qualis) speedily coming towards them and someone inside firing at them. In retaliation PSI Shri Kerkar fired 7 rounds from his AK-47. One QRT Commando Shri Vhahande sustained bullet injuries.  Seeing that the terrorists had gone towards  Vidhan Bhavan PSI Kerkar and three men rushed  that side in a police vehicle.  However, he also received information that QRT was required at Oberoi and hence came back to Cama hospital to collect remaining QRT staff. There he came to know about the three injured senior officers at Rang Bhavan Marg and saw them lying on the road. They were admitted in different hospitals.
  2. Earlier, at 2330 hours another team led by PSI Kumbhar, PSI Mahajan and 9 men left for Cama hospital from Bhoiwada office. They divided themselves into three groups to carry out search operations to trace the two missing terrorists who had escaped from CST.
  3. Oberoi: PSI Shri Gaikwad and two men reported to Shri Karegaonkar, Additional CP (Protection) and entered Hotel Trident lobby. There they were joined PSI Shri Vasave and his team and all of them went to first floor swimming pool and rescued 11 persons.  It may be mentioned that PSI Vasave had reached Trident at 2245 hours on being summoned by the Commissioner of Police.  Meanwhile another team under PSI Shri Sunil P. Balshetwad and PSI Shri Kerkar reported to Additional CP, ATS Shri Param Bir Singh.  PSI Gaikwad and PSI Kerkar with their men along with ATS Officers PI Shri Arvind Sawant and PSI Shri Sachin Kadam entered Oberoi from NCPA side along with Security officer, Shri Nagmote.  They could go only upto Khandhahar Restaurant because of grenades and firing. Later PSI Shri Kerkar and his team accompanied Shri Param Bir Singh  and tried to enter Oberoi from Fire Exits but found the way blocked on 7th floor as the passage was lined with pipes and machines. During this period Shri Singh fired 5 rounds from his pistol while PSI Kerkar fired three rounds from his AK-47 to draw fire from terrorists in order to judge their locations but due to pitch darkness and smoke everywhere nothing could be seen.  On arrival of MARCOS,  QRT men were asked to withdraw to prevent cross firing. Thereafter PSI Gaikwad and PSI Kerkar sealed all exit gates with their men. On arrival of NSG, one QRT commando Shri Sachin Patel was asked to assist them. He also escorted 16 hostages to safety during this period. The QRT took up position along with ATS Officers Wakurdekar and Ghag in NCPA (11th and 13th floors) building along with NSG Commandos and retaliated when terrorists fired at them.  Shri Param Bir Singh was present and led the operation.
  4. Taj: Six QRT men assisted the city police and ATS in rescue operations. They could not achieve much since they had none to lead them by way of immediate command.

3.64 The Committee  after a Study  of control room logs found that QRT teams were summoned at different locations as an emergency strike force based on situations assessed by local commanders and thereby got themselves divided into various small groups which went against the basic principle of commando teams which work as composite units with their own command & control.  QRT lost its punch because of this.

3.65  Another Anti terrorist weapon in the hands of Mumbai police (ATS) is the ‘Assault Mobiles’ located at 7 vital spots in the city.  These are teams each of one PSI, and five men armed with one 9 mm pistol, one AK-47, one SLR and one Carbine with adequate ammunition. They also have six bullet proof jackets. ATS informed us on 17/2/2009 that these policemen are given ‘all weapons’ training for a period of seven days, given practice of dismantling and handling of weapons and given simulator firing practice once in a month. They wear regular Mumbai police uniform and posted for a period of one year only in ‘assault mobiles’. In other words these men are nothing more than the armed police who cannot be effective in dealing with live terrorist situation as on 26/11/2008.

3.66  The Committee’s enquiries revealed that another set of commandos was trained early in the 1990s originally for anti terrorist operations and for crime control. This unit is now called SOS (Special Operations Squad) attached to the Detection of Crime Branch, CID, Mumbai and comprises 15 officers, 22 men and 4 drivers. Each officer/man carries either an AK-47 rifle or SLR or pistol each. However, this strength is not used for assault purposes but perhaps only to give protection to the investigating or raiding officers. On 26/11/2008 the officers and men of SOS were deployed at Cama Hospital, Taj Mahal and Oberoi Hotels. Some of them were also deployed at the Bomb explosion site at Vile Parle and Byculla. They were also present when Crime Branch teams carried out intensive search of four hotels in Colaba area after receiving real term intelligence from Intelligence Bureau during the attacks.

3.67 Command and Control :  The Standard Operating Practice (SOP)  in case of bomb blast/terrorist strike sent to us by CP  lays down that the Jt. C.P.(L&O) will head the Crisis Management Command and be in charge of all control rooms.  Jt. C.P. (Crime) would work in close association with   Jt. CP (ATS).  These instructions were not followed on 26/11/2008.  Both Jt CPs, L&O and Crime, were in the control room initially.   It was only at about 0210 hrs Jt. CP (L&O) left for Taj to take charge of the situation on a suggestion by the DGP.  Some retired Commissioners of Police felt that Jt. C.P. (L&O) being in charge of all the operational units in the city would have been a better choice to head the control room since he knew his officers and men better than others.  The C.P. told the Committee that he had detailed four senior officers at different locations (Shri Rakesh Maria, JCP (Crime) at Control Room, Shri Sanjay Barve, JCP (Traffic) at Oberoi, Shri B.D. More,  Jt. CP (Administration) at Nariman House and Shri K.L Prasad,  Jt. CP (L&O) at Taj.  However, Shri Prasad told the Committee that he was not instructed by the CP to go to Taj although he knew that he was in Control Room where he was busy coordinating things with MHA etc by making 60 important calls of which 6 were for requisitioning Army etc. (He had spoken to the CP at 2159). He said that it was the DGP A. N. Roy  who suggested that two senior officers need not be in C/R and that he should go to Taj to help DCP Z-1 whereupon he went to Taj reaching there at 0210 hours. Shri B.D. More reached Nariman House only after 0330 hours.  Shri Hemant Nagarale, Director (Vigilance and Security), MSEDC, an officer of the rank of IGP  went to Leopold and Taj on his own. According to him the cordon around Taj was not properly laid out despite the best of his persuasive ability. In any case, not being in uniform ,  he did not have an official role on that day and had volunteered to go to help the local police.  While senior officers like DCP Zone-1,  Shri Nangre Patil and DCP SB-2, Shri Rajvardhan were busy battling the terrorists inside the Taj, there appeared no senior officer to marshal the forces outside the Taj , to lay adequate cordon, positioning the fire tenders etc till Shri Prasad reached there. In the absence of a senior officer to be in charge of the command and control, the situation was left to the care of Senior P.I. Colaba,  who had three situations to handle (Leopold Café, Taj and Nariman House). Shri Prasad himself felt that the Crisis Management Group should have been immediately called after knowing that it was a terrorist strike to allocate duties among senior officers and nominate incident commanders for each active centre.

3.68 Shri Hasan Gafoor, Commissioner of Police, told the Committee that he located his operational control centre near Trident towards Air India Side. From there he started giving operational instructions to all his forces. Some retired Commissioners of Police told the Committee that CP, after an initial round of the action spots, should have remained in the control room (Command Centre) from where he could have had a better feel of developing situations at several  sites around the city and assess them better rather than remaining at one spot even though communications are available to contact anybody from anywhere in the city. If need be he could have visited different spots to motivate his forces. Instead he remained only at one spot at Trident  although more serious incidents were happening in Taj and Cama Hospital.

3.69 Shri Rakesh Maria, who was in charge of Control Room, told the Committee that it was a difficult decision for the Commissioner whether to be seen in public, handling a situation, or to be closeted in the Control Room where he would have been accused of shielding himself from the public eye. Shri Rakesh Maria himself was uncomfortable in being confined to the C/R,  whereas he felt that his real role should have been outside doing investigations.

3.70.1 The Committee is of the view that on occasion of a crisis, such as the Mumbai faced that the C.P. should have been in the Command Centre in the Control Room which might have helped in preventing duplication of efforts by different police unts..

3.70.2.Also, carefully prepared SOPs that draw upon experience and lessons from past, should not be overlooked in crisis management. If each top officer, such as the CP or the DGP treats SOPs in cavalier manner, why have the SOPs at all? In fact, the Committee with long standing experience of its members finds that in our administrative system, individual officers have increasingly taken liberty with established procedures.

3.71 In fact one of the important lessons of 26/11, is not to tamper on the spur of the moment  with the system as such by taking instinctive decisions, but to do Crisis Management as a team. The police can inspire confidence in public if they – in particular senior most officers –  in times of emergency, present themselves as an united team, doing their best under situations of stress and strain that they had to face.  Also, while the media was reporting on the basis of its teams in Mumbai on different sites, there was hardly any systematic briefing either by the police or by  Mantralaya.  In the evolving situations at different venues, it is only the Control Room that had more fuller information. CP as head of the Crisis Management or a designated spoke- person at the Police HQ  ought to have performed that task .

3.72 The Committee is conscious that in the first one hour after the beginning of different attacks the situation was a confusing one . Also, it was somewhat panicky . But that by it self suggests that the CP should have taken command. More important he ought to have presented himself as taking command. That was a serious lapse as much of individuals as of the system in place. 

(D)  Systemic failures:

3.73 One must draw on experience of others who may have faced similar attacks and drawn certain lessons . 9/11 Congressional Commission found that the biggest failure in USA was not merely absence of intelligence coordination but failure in aligning the thinking among different police units on how to tackle a terrorist attack. They felt that different organs fighting terrorism both in collecting intelligence and in executing counter terrorist measures have to have common thinking to have an integrated approach. They found that intelligence prior to 9/11 was one sided with the consumers not being able to have a dialogue with those producing intelligence. They felt that an intelligence arbitration has to be two way. With this end in view the Department of Home Land Security (DHS) created several intelligence Fusion centres where the intelligence producers and the executing wings like State police, Port and Transportation Security (in-charge of Aviation Security) etc take part in constant dialogue on the likely terrorist threats based on available intelligence. This has worked well in that country.

3.74 Shri K.L.Prasad JC(L&O) had said that he had been addressing officers on new features of terrorism. However it was not clear whether effective efforts were taken in Mumbai city  to sensitize them on the likely new features of terrorist threats as conveyed through a large number of terrorist alerts from 2006 onwards.  The operational units should have been sensitized on the change in the nature of such threats having regard to the repeated warnings of a sea-borne attack, Fidayeen assault with firing and grenade attacks and be mentally prepared for such eventuality. A former Commissioner of Police has said that such intelligence alerts should have been conveyed to the operational units in the form of frequent workshops asking them to probe further by utilizing their local contacts or by raising new sources especially near the sea front like Machimar Nagar.  Instead the alert level seems to have been lowered after certain period or when an anticipated threat did not materialise.  None in Colaba police station or for that matter SB-II knew about the existence of a Jewish settlement in Nariman House. Had the operational units been sensitized about the known prejudices of such terrorist groups against Jewish groups, perhaps the threat could have been better handled.

3.75 The Committee has noted that there is a tendency on the part of uniformed police to depend entirely on outside inputs for terrorism related intelligence. As a matter of fact the local police themselves are in a better position to collect local intelligence since they are in daily touch with their area. Beat system, if properly followed may give them better intelligence. In addition the City Special Branch should have monitored daily press clippings to extract intelligence from open sources. For example the local press had highlighted a suspicious activity of the Coast Guards apprehending a boat from Pakistan steering towards Mumbai in March 2007. Later two Pakistani LeT terrorists (Abdul Majeed and Mohammad Jamal) who were arrested in Rajauri told the local police that 8 militants had almost reached Mumbai in March 2007 but were let off by Coast Guards. They were later arrested by Rajauri police. This incident itself would have proved that warnings of sea borne attack were real.

3.76 Several such terrorist incidents involving hotels were reported in the press in the past. For example the “Serena Hotel” in Kabul was attacked by the Taliban on Jan 14, 2008 almost in a similar fashion resulting in 6 deaths. [The hotel also housed the Austrian Embassy]. The Marriot attack in Islamabad in September 2008 was also reported widely in Indian press. Had such activities been monitored by local Special Branch and their features studied carefully, a further indication would have been available for the City Police which would have confirmed earlier intelligence alerts. In fact New York Police Department (NYPD) has its own terrorism intelligence wing and does not only depend upon FBI or federal intelligence. “Open Source Intelligence” acts as a valuable input for further tactical action and for drawing lessons.

3.77 As in the case of Taj, the decision to withdraw security was taken at the Senior PI level who acted on the compulsions of staff needed for other locations.  It is true, as remarked by Additional Chief Secretary, Home,  that no police system can independently keep police guards at all places covered by earlier intelligence alerts.  However, the decision to withdraw a guard placed after a specific IB alert should have been taken at a higher level rather than leaving it to discretion of  the Senior P.I. of a police station. In fact the surveillance, in and around Taj should have been re-enforced to make sure that the terrorists do not enter as casual visitors. One picket near the porch can not serve that purpose.

3.78 At the same time the Committee is constrained to observe that the  Taj and Oberoi  management did not implement certain important security  advice given by DCP Zone-1 during the security audit visits. The Committee feels that the management should have been requested in writing to place this on record, just as the Sr. P.I. Marine Drive had written a letter to the Security in-charge, Oberoi on 9/8/2008. It needs to be pointed out that in other countries large hotels do not depend upon police intelligence inputs to beef up their security. For example, American Hotel & Lodging Association (AH&LA)has their own agency to watch security issues affecting their 10,000 members. Marriot hotel Chain uses a colour code (Blue, Amber & Red) to heighten/downgrade  security arrangements. Marriot Hotel, Islamabad had 196 security officers (60 at a time) when the attack came on September 20, 2008. They had beefed up their security worldwide since the attack in Jakarta on Marriot Hotel in August 2003. Because of this the death toll on September 20, 2008 in Islamabad was much less. On the same analogy,  had both Taj Palace and Oberoi management strengthened their security even by way of numbers after Police alerted them in August 2008 it would have been possible to do a better job of life saving and security liaison with the Police, Naval commandos or NSG. Naval authorities had specifically mentioned that their operations in Oberoi were hampered by the non-availability  of layout plans or any assistance from the staff who appeared to be far few in number . We suggest that  major hotels in Mumbai – especially hotels with large foreign national clientele –  should  consider setting up such procedures. Mumbai Police should be equipped to advise them.

3.79 Drawing lessons on a continuing basis from experience is important in present threat scenario.   Joint CP (L&O) Shri K.L. Prasad, told the Committee that after 26/11/2008 all officers were asked to give in writing what they felt should have been done to meet the situation better but that no formal de-briefing session was held after such a serious incident as 26/11/2008 by the Commissioner of Police to make an assessment of  what went wrong and how to improve the systems  . Shri Param Bir Singh, Addl.CP(ATS) also said that ATS was not called by the CP for any debriefing. A de-briefing and post event assessment  is held not to apportion blame but to make systemic improvement. This should have been done.

3.80 Shri Raghuvanshi, Additional DGP, in-charge of ATS also, however, told the Committee that he had individually questioned QRT men on what went wrong. They told him that there was none to lead them in Taj  & in Oberoi where they had gone up to 9th floor.

3.81 Despite receiving as many as six alerts about the sea route likely to be used by terrorists, no significant steps had been taken by the State Government to beef up coastal security by having regular interaction with the Coast Guards.  It was well known  that the patch work joint patrolling started  from 1993 had not worked. Nothing other than convening meetings seems to have been achieved as evident from the information given by the DGP Maharashtra.

3.82   The Committee found that arrangements for monitoring security along the coast continues to face several impediments despite some decisions at higher levels of the Government of India and the Maharashtra authorities.  The difficulties of coastal patrolling requires serious attention as Maharashtra has a coastline of over 720 kms and Mumbai is an island surrounded by sea and densely forested creeks. The Committee is of view that present arrangements are of a cosmetic nature  This observation is based on assessment made by officers in the field, who may have to face consequences of lapses, if any, in future.

3.83 The DGP  has briefed the Committee with detailed information how red tape has held up many police modernization plans as well as purchase of arms & ammunition. He said that the GRs approving the purchases under Modernization programme are usually issued in November/December each year after which other formalities have to be completed. This becomes difficult. The DGP has stated that the purchase involves a lengthy procedure of 13 stages. There are other difficulties like  absence of approved testing laboratories, non-availability of special equipments in the market which have to be manufactured or imported, delay in getting abstract bill permission from Govt., etc.  There is need to simplify the purchase procedure and delegation of powers. Another suggestion is to constitute an “Empowered Committee” to clear all pending proposals rather than following the tortuous paper trail. Government in HD in their letter dated April 6 has also given details of procedure in regard to non-plan and plan provision as well as Modernization Programme of Govt.of India. They have not commented whether this entails any delay.

3.84 Availability of arms and ammunition for Maharashtra Police is a serious problem. It was already mentioned that QRT could not do any firing since September 2007 due to shortage of ammunition although they are to firing practice every 4th day according to DGP Sri A.N.Roy. The Committee found several reasons for this situation. The basic weapons for District Police(Including city police) for law & order duties used to be .410 musket while for SRPF it was .303 rifle. Now Indian ordnance factories have stopped making them. The Draft Weapon Policy of changing this into 7.62 SLR for law & order situations, 5.56 Insas Rifles, AK-47 rifles, 9mm carbines and 7.62 SLRs for Naxal areas, terrorist operations  etc was drafted and submitted to the Government. Govt. approved this in principle on 30.06.2008. Due to delay in approving the Draft Weapon Policy the cost which was Rs. 168 crores in 2007 has gone up to Rs.210 crores. Meanwhile the yearly requirement shot up with the induction of 33,000 posts in 2005 out of 55,000 created to partly fulfill the shortage of manpower according to 1960 yardstick. Prices also have shot up. Due to shortage of funds only Rs.15 crores were sanctioned during the last 5 years against a demand of Rs.66.14 crores. This has created serious shortage of arms and ammunition for Maharashtra Police. However, Government in the Home Department has informed the Committee on 6-04-09 that the draft weapons policy which was submitted by DGP on 20-12-2007 was not approved due to the difference between the said proposal and subsequent proposal submitted on 07-06-2008. However Govt. approved it “In principle” on 30-06-2008. The Committee however feels that this issue needs to be sorted out urgently rather than prolonging  the correspondence.

3.85  The order of the former Dy. Chief Minister( GR PEQ 012000/PC/CR-15/POL-4 dated 29.05.2000) in getting vendor approval for all police purchases above Rs.25 lakhs even after regular sanctions are received has created a bottle-neck in modernizing the police forces and their equipment. Government may consider substantially increasing the limit and also giving the responsibility to an Empowered committee.

3.86 The DGP has said that lack of firing practice due to shortage of ammunition has  created serious disability in the offensive capability of the police. For example, the last supply of AK-47 rounds was 45,000 received in 2005.  After 2006 December no ammunition has been received. However the Home Department statement received on April 6, 2009 has said that a quantity of 1,00,000 AK-47 rounds was received on 2.12.2005 as against indent of 2 lakhs for 2005-06. The same statement has said that a quantity of 1,65,810 was received on 24.11.2006 and 04.07.2007against a demand of 2 lakhs for 2006-07. For 2008-09 a demand of 16,16,160 was made but only 38,195 were approved which was not received as on April 6, 2009. The Committee is unable to reconcile the differences in the reports between DGP and HD and would urge quick resolution of this problem so that supply would reach the police units concerned.

3.87 The Committee was informed by the DGP that Maharashtra police needs Rs. 65 crores worth of ammunition, in case each policeman has to fire a mandatory 40 rounds each year. But for the last five years they are getting  each year only Rs 3 crores. The available ammunition is required to be allotted on priority to the Naxal affected areas, special commandos etc. Hence no ammunition for firing practice was available. The quality and upkeep of equipment must be periodically checked/assessed .  It is to be mentioned that the pistol used by Shri Sadanand Date, Additional Commissioner, Central Region did not fire when he was confronting the terrorists on 6th floor Cama Hospital. He was facing certain death but perhaps escaped as the terrorists thought that he was dead . The Home Department in their report dated April 7 has admitted several cases of less purchases due to shortage of funds. There are also several cases of grants totaling Rs.48,662,000 lapsing for 2006-07 due to inability in purchasing before 31.03.2007(Glock 19C, Glock 26C, 7.62 SLR ammunition, .303 ball ammunition, 7.82 belted ammunition, 9mm Ball ammunition, 7.62 MM AK 47 ammunition & 7.52 SLR magazine). The red tape in procedure mentioned by the DGP may perhaps be responsible for this situation.

3.88 The Commissioner of Police has brought to the Committee’s attention that the Mumbai Police has an acute shortage of automatic weapons and ammunitions besides inadequate  bullet proof jackets. Likewise they face lack modern communication equipment/systems while facing  a serious situation such as 26/11 when all the communication channels had got clogged.

3.89 In order  to get a feel of police preparedness in case of attack in Pune that has a number of highly sensitive and  strategic  possible targets the Committee visited that  city on Jan 30, 2009. We were aghast to find that they were ill-equipped and had very little perception  of new threats faced by the country, although there were some  officers who had worked in Naxalite/ terrorist active areas. We were shown a bullet proof jacket of 1993 vintage , weighing about 10/12 kg. How can any one resist terrorists with such heavy weight on ones shoulders?. Agility with which the terrorists moved about and  operated their weapons holds many lessons. Mumbai/ Maharashtra police must be provided equipment and means to challenge any attacks in future.

3.90  The Committee found total confusion in the processing of intelligence alerts at the level of State Government and Police. Both Addl.CS (Home) and Principal Secretary (Home) gave in writing to the Committee that they had not received any intelligence alerts from MHA. However the DGP had furnished copies of several important intelligence alerts issued by MHA addressed to the Chief Secretary, Home Secretary etc. During our interviews this was pointed out to them.

3.91 Later, Principal Secretary (Home) furnished copies of some circulars issued by Desk Officer, Home Department to all concerned on some such alerts between the period February-July, 2008. The Committee was told that under the “Desk Officer” system such circulars are directly received and processed by the concerned Desk officer who may or not keep the higher officials informed. This is a shocking  revelation of working of a system that does not enable the senior -most officials in Mantralaya to keep themselves briefed on the intelligence front. This state of affairs is not desirable having regard to Section 4 of the Bombay Police Act 1951 which makes it mandatory for the Home Department to exercise superintendence of the police force throughout the State. Officers holding positions such as the Addl CS-Home or Secretary L&O Home (who is normally a senior IPS Officer ) can not perform merely secretarial work of handling paper work but must take active interest in keeping under constant watch the security scenario and requirements of police to face operational situations, not only in Mumbai city but in other sensitive urban/ rural places in Maharashtra. These are not difficult to identify.

3.92 We are aware that over a period of years the police hierarchy and the one in Mantralaya have evolved their working in a way different from that envisaged by the Act. Answer to that is to radically transform management of police, as recommended by the National Police Commission over three decades back. Otherwise the political system, as has happened after 26/11, has to pay price. The officers can certainly not escape responsibility cast upon them by legislation. The least that they should attempt, in the interest of the people, is to work out co-operative administrative ways of functioning, for which Maharashtra bureaucracy as well as the political system had a well earned reputation.

3.93 The Committee has noted that the structure of ATS and its command and control has created confusion. ATS was originally created on 8th July 2004 as part of the Mumbai city police with a strength of one IGP, two DIGs (Additional Commissioners of Police), two SPs, eight inspectors, 8 APIs and some clerical staff. In the same GR it was said that one DIG will look after the work in Mumbai city while the other will be for the rest of Maharashtra. Although it was stated that ATS would be finally under the control of the DGP(Maharashtra) it was laid down that the IGP will report to the DGP through the CP, Mumbai.The work of ATS outside Mumbai will be supervised by Commissioner (SID). It was further stated that DGP will exercise supervision over ATS through the CP, Mumbai and Commissioner(SID). Finally it was stated that DGP will take into account Commissioner(SID)’s views while assessing the work of IGP(ATS).  There is some confusion regarding who at a higher level supervises the “Outside Mumbai” in the DGP’s  HQ. Shri D. Sivanandan, Commissioner, State Intelligence Division (SID) told the  Committee that although the outside wing was supposed to report to him, an executive order was passed by a former DGP, to put this squad under the Additional DG (L&O), Maharashtra State. This is yet another instance of individuals over riding the system. Government must insist that no  official, however high should change decisions taken in larger interest, to suit individual predilections.

3.94 The Committee found that this dual control of the ATS was not working well. DGP, Shri A.N. Roy, told the Committee that he had proposed to the Government to restructure the ATS under an Additional DGP and upgrade its technical and research capability. We have had no opportunity to study the proposal as we were told that those had been approved, in principle, by the Government like many other proposals in wake of 26/11.

3.95 The Committee would suggest that this matter ought to be handled in a way that what is available today is not weakened, if not destroyed.  Presently QRT and Assault Teams are under the City Wing of the ATS.  If these units (which are in fact the only reasonably equipped striking forces available for the city police) are removed from the control of the Commissioner of Police, it would severely impair ability of immediate response to any future terrorist attacks by Mumbai police. Perhaps the alternative is to create  such teams specifically for stationing outside Mumbai and place them at the head quarters of the cities with Commissioners of Police. Their command and control set up can be worked by the DGP. What is most important is to equip, train and keep them on toes all time to respond to emergencies and not treat as decorative units, as was done in case of Mumbai. As noted by the Committee such specialized units should not be broken up and deployed at the whim of individual officers. That is an important lesson of 26/11.

3.96 There is yet another instance of a force created to face serious incidents, but not utilized.  Shri R.H. Mendonca former CP Mumbai and Shri D. Sivanandan had told the Committee that in the 1990s Special Motor Cycle borne commandos in ‘buddy pairs’ were raised and trained to deal with violent under world crimes and for immediate response to terrorist strikes within the city.  Both said that this system of commandos fell into disuse after a certain period.   Government, vide the G.R. dated 11/2/2000, had created 100 flying squads of two commandos each, for all the Commissionarates in the State.  C.P. Mumbai was allotted 46 flying squads, that is 92 policemen  with 40 motor cycles.  On 31/3/2006 the C.P. Mumbai re-fixed its strength as 75 policemen with 30 motor cycles. They were trained for three months in Karate, handling of wireless sets, rescue of captives, handling of weapons like AK-47, SLR, Carbines, 9 mm pistols etc.  The Committee was informed that presently 58 commandos are working under Assistant Commissioner of Police, Armed Police, Marol. Out of these commandos, 4 are deployed at the office of DGP, 6 at CP’s Office, 12 at Haji Ali Dargha, 12 at Sidhivinayak temple while 2 commandos are engaged with sports activities. Out of the remaining 22, only 10 to 15 are available at Marol for any emergency duty, considering leave, sickness etc.   Committee was told that the tendency not to carry forward resources originally created by the Government for specific purposes was one of the reasons for the failure of Mumbai police on 26/11. The Committee did not find that this force was used at any place for countering the terrorist attack.

3.97 Another  glaring systemic loop hole was observed in  the way intelligence from central agencies is processed at the State level in the DGP’s establishment. Shri D. Sivanandan, told the Committee that despite he being the nodal authority on intelligence in the State, all central intelligence alerts come first to DGP/CP with no copy marked to him. He comes to know of such alerts only if DGP marks a copy to him. Even proceedings of MAC were not marked to him.  The SID under him was not aware of any intelligence alert on terrorism prior to 26/11/2008. After 26/11/2008, copies of intelligence alerts are being marked to him. He felt that IB and RAW should be informed that the Commissioner, SID, is the nodal officer for intelligence in the State.  He also felt that intelligence should be integrated.  This is an important matter which needs immediate attention.

3.98  The Committee also found that Security Intelligence especially on terrorism in Mumbai City is handled by several officials: ATS, Additional Commissioner (Special Branch)  and Additional Commissioner (Protection). How to bring about co- ordination and cohesion in their working  ought to be carefully examined by CP with involvement of all concerned officials. We strongly advise that systems once placed  should not be tampered by successors, as that seems to be one of the reasons, why in case of real emergency the instruments can not be used . Revisions are necessary  but these should be done after careful study and involvement all concerned and not on whims of individuals.

3.99  Another important point is about priority of security duties in Mumbai city visa-vis normal policing. Shri K.L. Prasad, Jt. Commissioner (L&O)  told the Committee that out of 40,000 odd policemen nearly 16,000/17,000 are for special duties like security, traffic, special branches etc leaving only 24,000 men for normal police station duties. Since they work in two shifts, only 12,000 men are available for crime and law and order duties. At any given time nearly 2,000 men are on weekly off, sick, leave etc. That leaves only about 100 policemen per police station who have to cater to 4 mobile, 4 motor cycles (Beat Marshals) and fixed point duties after every major incident, public relations duties like Mohalla Committees, Citizens Group etc.  Vacancy position of APIs is 35%. Every police station is less by 10 officers. Police pickets are mounted at 86 places after 26/11/2008. Because of this no worthwhile  investigation work  is done at police stations. We were informed that after 26/11 the Government is considering this situation seriously. Recruitment and training require time and money. However this is unavoidable in the present and prospective threat.

R.D.Pradhan                                                                                                V.Balachandran

Chairman                                                                                                      Member

Mumbai, April 18, 2009

Pakistan’s Counter-Terrorism Deparment Declares Hafiz Saeed Guilty of ‘Terror Financing’

Saeed was presented before the Anti-Terrorism Court Gujranwala, where he was chargesheeted.

Lahore: Mumbai terror attack mastermind and Jammat-ud-Dawah chief Hafiz Saeed was declared guilty of “terror financing” by the Counter Terrorism Department (CTD) in a Pakistani court on Wednesday.

Saeed, a UN designated terrorist on whom the US has placed a $10 million bounty, was presented before the Anti-Terrorism Court (ATC) Gujranwala, some 80-km from Lahore, in high security where he was chargesheeted of terror financing by the CTD of Punjab police.

A CTD official told PTI that it submitted challan in the ATC declaring Saeed guilty of terror financing.

“Since the case is related to Mandi Bhauddin district of Punjab therefore the prosecution requested the court to shift it to Gujrat ATC (some 200-km from Lahore),” he said.

On the prosecution’s request, the ATC Gujranwala shifted the case to the Gujrat ATC. He said next hearing of the case (which is yet to be fixed) will be held in the Gujrat ATC.

Also read: Trump Lauds Arrest of Hafiz Saeed After ’10-Year Search’ as Result of US Pressure

Founder of Lashkar-e-Tayyaba, Saeed was travelling to Gujranwala from Lahore to get pre-arrest bail in terror financing cases registered against him there when he was arrested on July 17. Saeed is being kept at the Kot Lakhpat jail Lahore in high security.

The US Department of the Treasury has designated Saeed as a Specially Designated Global Terrorist, and the US, since 2012, has offered a $10 million reward for information that brings Saeed to justice.

Saeed-led JuD is believed to be the front organisation for the LeT which is responsible for carrying out the 2008 Mumbai attacks that killed 166 people. He was listed under UN Security Council Resolution 1267 in December 2008.

The CTD on July 3 registered 23 FIRs against 13 JuD leaders including Saeed on the charges of terror financing in different cities of Punjab province.

Since the Imran Khan government has taken control of the JuD and its charity wing Falah-i-Insaniat Foundation properties including seminaries and mosques across the country following immense international pressure built up after Pulwama attack, Saeed was keeping a low profile at his Lahore’s Jauhar Town residence. He was even barred from entering the JuD headquarters in Lahore and Muridke.

The Pakistani government had also arrested the JuD’s second-in-command Abdul Rehman Makki, who is brother-in-law of Saeed, on the charges of making a public speech and terror financing charges.

Also read: Imran Khan Gets His Reward, the Pakistan Army Its Wish

The CTD said it booked Saeed and his 12 aides for ‘terror financing’ in 23 cases after “irrefutable evidence against them was detected.

The cases have been registered in Lahore, Gujranwala & Multan for collection of funds for terrorism financing through assets/properties made and held in the names of Trusts/ Non Profit Organisations (NPO) including Al-Anfaal Trust, Dawatul Irshad Trust, Muaz Bin Jabal Trust, etc.

The CTD said investigation launched into financing matters of proscribed organisations – JuD and LeT – in connection with implementation of UN Sanctions against these Designated Entities & Persons as directed by NSC in its Meeting of January 1, 2019 chaired by the Prime Minister Imran Khan for implementing the National Action Plan.

“These suspects made assets from funds of terrorism financing. They held & used these assets to raise more funds for further terrorism financing. Hence, they committed multiple offences of terrorism financing & money laundering under Anti Terrorism Act 1997. They will be prosecuted in ATCs for commission of these offences,” the CTD said.

Makki, Malik Zafar Iqbal, Ameer Hamza, Muhammad Yahya Aziz, Muhammad Naeem Sh, Mohsin Bilal, Abdul Raqeeb, Ahmad Daud, Muhammad Ayub, Abdullah Ubaid, Muhammad Ali and Abdul Ghaffar are other suspects.

The other suspects reported to have been hiding since the government took over over the properties of these organisations.

The Two Accused in 26/11 Mumbai Attack Who Never Were

Faheem Ansar and Sabahuddin Ahmed were arrested for allegedly providing a base for the attackers. In spite of being acquitted in 2013, both continue to languish in prison.

Mumbai: On November 26, 2008, ten members of Lashkar-e-Tayyaba, an Islamic terrorist organisation based in Pakistan, carried out a series of 12 coordinated shooting and bombing attacks that lasted for four days across Mumbai. This attack left 166 – including civilians and police officers – dead and scores severely incapacitated. But beyond these ten terrorists and their victims, there were also two young Indian Muslims who were falsely charged and thrown before the judiciary and media as the “local faces” of one of the deadliest terror attacks in the country.

Faheem Ansari, a resident of Goregaon area in the western suburbs of Mumbai, and Sabahuddin Ahmed, from Bihar, were arrested for allegedly providing a base for the 26/11 attackers, including Ajmal Kasab. But by the time they were acquitted by the Supreme Court in August 2013, Ansari’s wife Yasmin says, the worst had already hit the family.

“My normal, healthy family life was shredded into pieces overnight. My child was rendered “fatherless”. From being a regular worker at his brother’s paper workshop, Faheem was tagged along with the most dreaded terrorists of Pakistan,” Yasmin recalls.

Faheem’s nightmare actually began in February 2008, ten months before the November 26 Mumbai attack. He, along with Ahmed and six others was picked up for his alleged role in another attack on the CRPF base in Uttar Pradesh’s Rampur which left eight people dead.

Also read: Total Recall: Ten Things That Went Wrong During the 26/11 Attacks

Yasmin claims that these charges were false as well. Ansari, after his brother’s business began slowing down, had decided to start his own. “We thought he could get fabrics from UP and sell it in Mumbai. I still remember he had left for UP with some money to set up his small business here. He never returned home,” she recalls.

While the trial in the Mumbai terror attack case has been disposed and Ansari and Ahmed have already been acquitted, the Rampur case is still pending. Yasmin says that in the past 11 years, several judges have changed in the Rampur case and the trial has almost been concluded; it is awaiting judgement. “Evidence has already been recorded, but the judge was transferred last year for the fifth or the sixth time, I don’t remember. And since then, Faheem and others are waiting for a new judge to be appointed so that a verdict is passed,” she told The Wire.

Faheem was booked in the Rampur firing case in February 2008 and Yasmin says the family was informed almost a month later. “We had no idea what was happening. We haven’t had any interaction with the police or lawyers before that point. By the time the family could muster the courage and raise funds to travel to UP, it was already four months”.

Faheem Ansari being arrested by Mumbai police. Credit: PTI

Yasmin says in those eight months between February and November, she met her husband only once at the Bareilly prison and then directly when he was shown arrested in the Mumbai terror case.

According to the Mumbai police’s crime branch, which was desperate to show local links to the attack, Ansari and Ahmed had reconnoitred months in advance and had prepared maps that were handed over to each group of gunmen. These maps, according to the prosecution, had depicted the route from areas like Chhatrapati Shivaji Terminus to other locations like Malabar Hill in south Mumbai, where the state chief minister’s residence is located.

This claim was, however, rubbished by the sessions judge M.L. Tahiliyani, who had presided over the trial. The court observed that there was no need for the gunmen to rely on hand-drawn maps when there was far better technology available on the internet.

“This also does not appeal to reason – particularly when better-coloured maps can be downloaded and prints can be taken out from various websites like Google Earth and Wiki Mapia…”

“On the contrary, almost all the pieces of evidence to connect the accused [Ansari] and [Ahmed] with the alleged offences are found to be doubtful and tainted…” These were some of the crucial observations made by the trial court while acquitting the duo. These observations were later upheld, both in the high court and the Supreme Court when the state appealed against the acquittal.

The acquittal, however, Yasmin says, means nothing to her family. As soon as he was given a clean chit by the Supreme Court, Ansari was moved back to UP in 2013. And since then, the couple has managed to meet only two or three times. “We have no one there [In UP]. Travelling to UP means raising funds for travel and also our stay there. It gets cumbersome”.

So now, the couple stays in touch with each other through letters. “He would write letter after letter to me describing his life inside the prison. Those letters which have messages for the family, about how he missed us and how he would feel desperate to be released from prison. Those letters would just break my heart each time”.

One of the letters written by Faheem Ansari to his wife Yasmin from Bareilly prison. Credit: Sukanya Shantha

She adds, the frequency of Ansari’s letters has slowly reduced and now he sticks to information pertaining to just his trial. “Now he only writes to me about the case and what he expects of the lawyers. Nothing more. Maybe this prolonged stay in the prison has taken a toll on him emotionally,” she wonders, sitting at her residence in Mumbra, in the suburbs of Thane district, 30 kms from Mumbai.

Yasmin says at least Faheem has his family to worry for him and provide him emotional support, but in Ahmed’s case, no one from his family came forward. “Maybe they were too scared. We have not heard [from] of any of his family members or relatives in the past 11 years. We first got to know that someone called Sabahuddin from Bihar was also arrested along with Faheem in the Mumbai and Rampur cases. We know nothing more about him”.

Hemant Karkare had given Faheem a ‘clean chit’

Like in the Mumbai case, she claims, in the Rampur case too, her husband would have received a clean-chit if the then ATS chief Hemant Karkare was alive. Soon after the arrest, Karkare had asked his officers to look into Ansari’s criminal antecedents in the state. He had concluded Ansari had no role in any criminal activities in the state and had indicated that his UP arrest could be baseless too.

“But before we could find a way to take Kakare sahab’s help, he got killed in the Mumbai terror attack,” Yasmin claims. Karkare was the chief of Mumbai’s Anti-Terrorist Squad and was killed in action during the 2008 Mumbai attacks. He was handling some high-profile cases like the Malegaon blasts of 2006 and 2008 at the time of his death. Karkare’s presence, she says, would have also ensured that Faheem and Sabahuddin would not have had to endure false charges in the Mumbai terror attack.

Also read: 26/11 and the Media: Where Were the Protocols?

The arrest changed it all

Ansari’s family, which had once lived in Mumbai’s suburbs, had to move into a smaller house in a Muslim locality in Mumbra post his arrest. “Faheem’s arrest had a direct impact on the family business. He was handling their paper bag-making business. Once he got arrested, and I and his brothers began chasing lawyers and shuttling between UP and Mumbai, the business took a beating. It was eventually shut down”.

Faheem Ansari after his acquittal. Credit: PTI

In Faheem’s absence, Yasmin, who had studied until Class 10, took up tailoring. “I, along with my sister-in-law have been carrying out the tailoring work. It is enough to take care of me and my daughter,” she says.

Their daughter Iqra was only five at the time of the first arrest. Yasmin says Iqra has no happy memory of her childhood. “She only remembers seeing her father in jail on one or two occasions. I wish we would soon start afresh and Iqra has better memories to hold on to,” says Yasmin.

Iqra is now in Class 11 and is studying in a college in Mumbai. The mother-daughter duo shifted to Mumbai – closer to her college – a few months ago. “I wanted to ensure my daughter feels safe and has a conducive environment to study. I could not provide her anything else. I wanted to ensure at least her education isn’t compromised”.

Ten Years After 26/11, Coastal Police Stations Are Still a Weak Link

Just as 26/11 highlighted the chinks in India’s maritime intelligence, the killing of an American in the Andamans has once again put the spotlight on the glaring gaps in India’s coastal policing abilities.

In November 2008, a small vessel sailed the Arabian Sea undetected and slipped into Mumbai near Badhwar Park, which falls under the jurisdiction of the local Cuffe Parade police station. The terrorists who disembarked carried out a series of audacious attacks, on what is now referred to as 26/11, an event that exposed the enormity of India’s maritime and coastal vulnerability.

Fast forward to November 2018. In a similar manner, a fishing vessel breached surveillance cordons in the Andaman sea and enabled a US tourist to land on the North Sentinel island – an island that is totally out of bounds to all visitors. This exclusive zone has been put in place to ensure the safety of the Sentinelese people, who are deemed to be the last pre-Neolitihic tribe on the planet. The tourist-preacher slipped through the surveillance protocols by paying a sum of money, but was shot dead with arrows by the Sentinelese.

Read: What the Maharashtra Government Promised to Do Based on 26/11 Inquiry

In both cases, local police lacked the capacity and the intelligence inputs to pre-empt what followed. This draws attention to an abiding challenge for India’s maritime security – the efficacy of the coastal police station (CSP).

India has a long coastline of 7,510 km,  spread across nine coastal states and four Union Territories (UT). The responsibility for maritime security devolves upon three principal agencies – the Indian navy; the Indian Coast Guard (ICG); and local state/UT police. After 26/11, it was acknowledged that two agencies – namely the ICG and the state police – needed a much greater infusion of resources, and numerous policy initiatives were launched.

Also read: Centre Ignored ST Panel Advice on Protecting Vulnerable Andaman Tribes

While the navy has overall responsibility for national maritime security, including coastal and off-shore assets, the ICG has been designated as the nodal authority for coastal security in territorial waters (12 nautical miles), including those areas patrolled by the state coastal police.

The ICG, which is the fourth armed force of the country, had 65 vessels and 45 aircraft in 2008. Ambitious plans were drawn up to enhance the platform inventory. In the last decade, the ICG has visibly increased its surveillance footprint and the detection-apprehending rate of suspicious vessels.

This is a sector where there has been tangible enhancement of capacity and efficacy after 26/11. It is expected that by 2023 (15 years after 26/11), the ICG will have 190 vessels and a 100 aircraft, thereby allowing it a much higher level of surveillance and boarding/inspection capability.

Also read: On the Anniversary of 26/11, India Needs to See Beyond the US Model of Counter-Terrorism

The same cannot be said of coastal policing by individual states and UTs a decade after November 2008.

After 26/11, a sum of Rs 2,225 crore was allocated to improve the capability of coastal policing, part of a comprehensive coastal security scheme to be implemented in two phases (till end March 2020).

Accordingly, a total of 131 additional CPS have been sanctioned – bringing the total to 183 – but progress has been uneven. Some states, like Tamil Nadu, have demonstrated commendable resolve in investing appropriate HR and infrastructure into their CSPs. Others remain indifferent to this aspect of policing.

 

Mumbai in particular receives annual media attention in the run-up to 26/11 and over the last few years, some very embarrassing details have surfaced. Some years ago a media team carried out the equivalent of a sting operation and demonstrated on camera the sorry state of the new coastal police stations along the Mumbai coast, and the relative ease with which contraband goods could be brought ashore without detection.

Also read: Full Text: What the High Level Inquiry Committee on the 26/11 Attacks Had to Say

This year has again revealed the poor state of the three major CSPs of Mumbai and the equipment/platforms provided to them. Cars are reported to have broken down and the boats have no fuel. To compound this deplorable state of affairs, the personnel manning these CSPs are not suitably qualified and their officers are far from motivated.

Coastal security in India is a multi-layered responsibility and challenge, which needs seamless and swift inter-agency coordination. While the navy and the Coast Guard operate under central government direction, the CSP comes under the purview of the state/UT.

Intelligence inputs have to be monitored and analysed 24×7 and transmuted into ‘actionable intel’ so as to pre-empt the undesirable exigency. Professional ineptitude and institutional turpitude were more than evident in the David Headley case that contributed in no small measure to the scale of 26/11.

In the Andaman and Nicobar UT, a similar pattern was apparent: Central and local intelligence and police agencies were unable to monitor and prevent John Allen Chau from reaching an island totally forbidden to visitors.

The adage that a chain is as strong as its weakest link is more than applicable when it comes to India’s coastal security and the efficacy index of the coastal police station. Ten years after 26/11 it is difficult to be  sanguine about India’s comprehensive maritime security.

Commodore C. Uday Bhaskar is Director Society for Policy Studies, New Delhi. 

Read: What the Maharashtra Government Promised to Do Based on 26/11 Inquiry

A Marathi version of Pradhan Committee report was tabled in the state assembly on December 2009 after the opposition demanded to see it, along with this Action to Be Taken report.

On December 30, 2008, the Maharashtra government appointed a two-member High-Level Enquiry Committee to probe the security forces’ response to the 26/11 Mumbai terror attacks. The committee comprised former home secretary Ram Pradhan and former IPS officer Vappala Balachandran.

A Marathi version of it was tabled in the state assembly on December 2009 after the opposition demanded to see it, along with an Action to Be Taken report.

The Action to Be Taken report is available only in Marathi. The Commonwealth Human Rights Initiative has obtained the report through an RTI and placed it in the public domain. The NGO has also release an unofficial English translation of the Action to Be Taken report, with portions highlighted to help readers.

Full text of the unofficial English translation is below. You can read the Marathi original here.

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Action to Be Taken report

Sr No. Conclusions and Recommendations Action to be Taken
1. This committee has attempted to analyze how far the existing procedures, mechanisms and administrative culture can be blamed for the lapses. The Committee has given special attention to finding out the shortcomings in the overall process. A High Level Committee will consider and take a decision on the recommendations mentioned by this committee seriously.
2. If there was a thorough evaluation of the intelligence report and proper analysis, then the possibility to ward off the terror attacks in Mumbai would have been possible. The existing machinery/mechanism is inadequate to assess the overall situation.

There is no conclusion that the Mumbai Police has not taken the available intelligence reports seriously, despite the lack of specific alerts from central intelligence agencies.

The Jt Police Commissioner (law and order) on 9.8.2008 issued an alert regarding specific attacks on targets in south Mumbai like Taj, Oberoi hotels and World Trade Centre.

The Deputy Commissioner of Police, Zone 1 and their staff members took this warning very seriously. He himself visited all the places on 11.08.2008 and on 12.08.2008, issued written instructions on security measures. Senior Police Inspector of Marine Drive Police Station, gave written instructions to the security manager Oberoi in relation to the security measures of the Oberoi Hotel and various other hotels. He also provided written instructions in relation to security measures to representatives of malls and multiplexes within his jurisdiction.

After meeting the alert center on 24.09.2008 on the specific targets like Taj Mahal Palace Hotel, etc., the Deputy Commissioner of Police, on September 29, 2008, had another meeting with security officials in the Taj Hotel. General Manager, Shri Karam Veer Kang was also present. Police Deputy Commissioner, Circle-1, again personally visited the Taj Hotel on 30.09.2008 to provide information to the security officials.

A meeting in relation to the 26/11 attacks was held with the Central Intelligence Department and SPG and Trident Hotel. In it Mr. Vinay Kargaonkar, Deputy Commissioner of Police (Security) was also involved. It appears that according to the Central Intelligence agencies the terror attacks were not predicted.

After 26/11, the Home Department has started weekly meetings of Home secretaries of the Government of India under the chairmanship of Minister (Home), along with Additional Chief Secretary (Home), Director General of Police, Police Commissioner and Commissioner (Intelligence).

This group is analyzing thoroughly, the preventive measures taken and future measures to be taken.

3. In this regard, the Committee is of the view that the management of Taj and Oberoi hotels did not take seriously the security measures and advice provided by the Police Deputy Commissioner, Circle1, and did not implement the necessary arrangements.

Considering this warning, the committee has taken note of the fact that Taj or other hotels did not request additional police security for their hotels.

Security audits of Taj and Trident have been done and all the necessary measures have been taken to increase safety. This includes monitoring the visitor and their belongings, monitoring the route of the rooms and other measures. Measures will be taken to implement planned implementation and supervision programs for private organizations and establishments.
4. In the situation, the Committee has found that intelligence reports are mechanically forwarded to operational units by the DGPs office, or ATS or Home Dept. The Committee has found that there is no adequate procedure in place for processing these intel reports.

With this in mind, the Committee is recommending that the Principal Secretary ((Home) (law and order) should be nominated as the Nodal Officer for receiving such reports and taking action on them.

Full information about confidential and actionable issues, should be given to the Additional Chief Secretary (Home). And he ultimately take responsibility of all working of the department as he also has legal obligations as per the Bombay Police Act, 1951. The Additional Chief Secretary (Home) will also have the responsibility to provide complete information about this matter to the Home Minister and the Chief Secretary.

There must be a nodal point in the Police HQ to deal with all matter related to the security of the state as a whole.

The Committee recommends that the Commissioner, State Intelll Department should be the nodal point since he is in charge of all information.

For Mumbai city we recommend that a small group of senior officials be formed to convey actionable on receipt of intelligence to the Commissioner, state intelligence department, or central intelligence department after receiving the sensitive/confidential information. Under the leadership of the Jt Police Commissioner (Law and Order), this group should include Additional Commissioner (anti-terror squad) Additional Commissioner (Special Branch), Additional Commissioner (Protection) and Additional Commissioner (Crime). According to the requirement, this department should also invite the concerned Additional Deputy Commissioners of Police. This group should also decide whether an issued alert needs to be removed or considered low priority.

For the rest of the State, in cities where Commissionerates exist, the Director General of Police should set up small groups to liaise about potential terrorist attacks.

 

After 26/11, the Home Department has completely changed the way in which action is being taken on confidential sensitive information.

In the Ministry, Principal Secretary, Home Department (Law and Order) received all the confidential reports and has been referred as nodal officer for action.

Commissioner, Intelligence is acting as the nodal officer between Centre and. The intelligence received by Government of India is being sent directly to the Director General or the Chief Secretary. Weekly meetings will be held for the scrutiny of departmental analysis and assessments. Instructions will be given for setting up small working groups in the offices and districts.

In Mumbai, the Police Commissioner (law and order) will lead the group and the police commissioner (Anti-Terror Squad), Additional Police Commissioner (Special Branch), Additional Commissioner of Police (Protection) and Additional Commissioner of Police (Crime) will be involved in this group. The concerned Regional Additional Police Commissioner will be convened as per requirement. The group will be responsible for periodically assessing security risks and arrangements.

5. In order to counter a 26/11-like terror attack and bomb attacks, the Mumbai Police Commissioner should have a quick response team available. This team should be well equipped with the best equipment. The following paragraphs have been suggested by the Committee about how to make such a quick response team more effective and efficient:

There is a need to make changes to the current Mumbai Police Service’s Quick Response Team (QRT) regime, so that the team is able to reach any corner of the city within the shortest possible time. It has also been noticed from the Committee that, although these teams are named as assault and mobile, their current nature is limited to the police station. The use of such a squad can handle a local law and order situation like a gang war. However handling a terror attack like 26/11 would be out of capacity of the QRT.

The Committee also examined the current working process of handling the bomb blasts. According to this procedure, the Police Commissioner (Law and Order) will be heading the Crisis Management Command and in charge of all the control rooms. It is also prescribed in this method that along with the Jt Police Commissioner (Crime), he will be in touch with the Jt Police Commissioner (AntiTerror Squad). These instructions were not followed on 26/11. Instead, the Police Commissioner asked the Jt Police Commissioner (Crime) to handle the situation as in charge of the control room. If the protocol had been followed, the Police Commissioner (Law and Order) would have been able to decide on deployment of police forces at different places.

However, the Committee has taken note of the performance of Jt Commissioner (Crime) Mr. Rakesh Maria in the control room in handling this very serious situation. All the officers / staff in the control room have performed the work of wireless system, driver and keeping records.

The Committee has been subscribing to the opinion that it is not appropriate to neglect the carefully established SOPs in the the time of such disaster. If such senior officials like the Police Commissioner or the Director General of Police decide to not give proper attention to the standard operating system, there is little reason to keep such practices.

We have come to understand that the Police Commissioner has not even informed the counter-terrorism squad to report any such incident. After the series of attacks on 26/11, it was necessary to have a detailed discussion and detailed analysis of the incident within the department. This would have caused a strong sense of association and the corrections that needed to follow.

Governments will set up a Quick Response Team for other cities like Mumbai, which could be potential targets. These teams will have sophisticated weapons and infrastructure. Commandos will be part of these QRTs.

In order to handle the question of law and order, anti-terror units will be used as Police Units. According to the SOP, the Police Commissioner (Law and Order) will be the Chief of Disaster Management and he will supervise the work assigned to the departmental control room, the main control room, the police station’s staff, the district police deputy commissioner and the departmental additional police commissioner.

According to the standard working procedure, the Deputy Commissioner (operations) is required to work as a control room officer. On 26/11, and thereafter the Deputy Commissioner of Police (Operations) is in charge of the control room.

However that the situation was an emergency was known soon. What was required was senior and experienced officers to handle the situation. There was delay, however Rakesh Maria stepped in to provide the necessary instructions and advice.

It would be incorrect to say that the standardized operating system was not followed. But at the same time it is also true that it was necessary to increase the strength of the control room and reassign officers.

After the incident as per the SOP it is not necessary to discuss reports from the officials. The time limits and detailed procedures as well as the level of authority is not included in the SOP. This lacunae will be addressed by the government.

6. While the media was reporting there was no briefing either by the police or by mantralaya, it was only the control room that had detailed information. The Commissioner of Police as head of Crisis Management himself could have held regular briefing or assigned a spokesperson to do the job. Disaster Management Centers opened with the help of Chief Secretaries, officials in their ministry. From there on the night of 26/11, the media was regularly informed about the current incidents.

Meetings were held and information was then passed on to the media from mantralaya and the hospitals.

7. Government of India had notified the Indian Navy as the designated authority responsible for overall maritime security with both coastal and offshore security under its control. However the responsibility of the State Marine Police is not clear. The Committee feels that it would be impossible for the Maharashtra police including Mumbai police to undertake the responsibility of coastal security within their jurisdiction.

The Committee is of opinion that the present arrangements are cosmetic. This observation is made on the basis of assessments made by officers in the field. This issue should be resolved by the administration from the point of view of long term practical implementation.

The Ministry of Defense has appointed nodal officers and coast guards for complete maritime safety. However, the official nature of the field and the exact nature of their responsibilities have not been determined. Also, it is not always possible to differentiate between coastal region security and maritime security.

In order to strengthen the police system in the coastal area and to monitor the movement of ships in the coastal route of Maharashtra, the Home Department has taken specific steps by interacting with the Fisheries department.

After 26.11.2008, the Defense Ministry has taken the responsibility of protecting the marine and its coastal security system. The State government has also decided to use the recent impetus. 400 police jawans were trained in batches of 20. 24 police chowkis have been set up and 7 extra chowkis be set up as per the requirement. Two boats have also been received from the Goa Shipyard Company for monitoring the coast.

8. The order of former Dy CM in getting approval for all purchases above 25L has created several barriers in the modernization of the police- (Govt. No. No. PK012000 / PC / CR-15 / Police-IV, dated May 29, 2000). It is necessary to reconsider the increase in this limit and entrust this responsibility to the Committee of senior officers. Purchases for the police force falls under two categories. The first type of purchase is done by the DDO of the Ordinance Factory under the direction of the Director General, Supply and Dispatch. Sanction for such purchase is given by the Police Commissioner/Director General of Police.

However, purchases in the second category are done through a tender process. Purchases above Rs 25 lakhs for police modernization require the approval of the government. The following table shows that all the proposals received are approved before the financial year ends.

It is clear that due to this procedure, no problem has been created in the process of modernization.

9. It is necessary to simplify the purchasing process and to assign it to the lower levels. Instead of delaying documentation, we recommend that an Empowered Committee be formed to address the hurdles and clear the pending proposals.  The Home Department has earlier issued order # 040 9/522 / CR 270 / POL 4 dated 20 May 200 9 for the purpose of redressing the purchasing policy during the year. Also, an Empowered Committee has been set up under the control of the Director General of Police for the purchase of all kinds of equipment.

This Committee comprises representatives of the finance department, home department, udyog department and the udyog Commissioner. In this, there is a provision a single purchase policy has been designed for the whole state.

10. Availability of weapons and ammunition to the Maharashtra Police is a problem. According to Police Commissioner A N Roy, firing practice is to be done every four days. It has been mentioned that since September 2007, due to the shortage of ammunition, the team has not been able to do so.

Due to shortage of funds Maharashtra police faces an acute shortage of weapons and ammunition. However, the Home Department informed the Committee on 6.4.2009 that after the proposed proposal and the subsequent proposal submitted on date 7.6.2008 have been cleared. The committee feels that it is necessary to solve this problem promptly rather than increase the paperwork on it.

The DGP has informed the Committee that every year it is mandatory for every police officer to fire 40 rounds. However in the last 5 years this ammunition has not been made available. Sufficient ammunition must be provided in terrorist and naxal infested areas where commandos have been deployed.

The DGP has informed this Committee that due to shortage of ammunition, police personnel were not able to practice firing and this is negatively affecting their combat performance. For eg, the last stock of AK 47 bullet got over in December 2006. Thereafter no supplies have been received. A quick decision/solution needs to be taken on this issue.

The Committee recommends that, the implementation of decisions also removes monitoring obstacles from the political level.

 

From Annexure 1, it will be seen that most of the items are subject to this policy and these items are being purchased in advance. All these things are being purchased according to DGS And D’s contract and there is no requirement for government sanction in this process.

The statistics given by Additional Chief Secretary, Home has been received from the office of the Director General of Police. From this it is clear that the DG office has been receiving the required ammunition each year. For AK 47s in the year 2006-07, 165,810 rounds and for 2008-09 38,195 bullets have been provided. Therefore to say that there was no ammunition received after the 45,000 bullets received in 2005 is manifestly incorrect.

The Government will now decide the Arms Policy and in it the police will specify the types of training required for different ranks and levels. It will also include the training required for special forces and the ammunition needed for practice. In addition, there will be instructions for the need and maintenance of firing areas and arsenal.

Government has constituted a Cabinet SubCommittee under the supervision of Deputy Chief Minister for monitoring the procurement of all material.

11. Any decision taken by the Government in the public interest, must be followed by an explanation no matter how high ranking the official who takes that decision.

The Committee felt that due to the dual supervision of the anti-terror squad its functioning was not smooth.

The Committee is of the opinion that teams should be set up for meeting the needs of the city as well as needs off city limits. These teams should be placed within the Police HQ and at the disposal of the Police Commissioner. The command and control structure of those teams will be done by the Director General of Police. It is important for them to always keep them in constant control of their skills, training them and keeping them ready to face any situations.

It is also important to not place these special teams under different officers nor position them at varied places. This is an important lesson from the 26/11 attacks.

 

The Government fully agree with the opinion that the government should not make any changes in their decisions in the interest of governance.

The post of Director General of Police (Special Action) has been created recently and the officers of the rank of Director General of Police will be given the charge of special operations and the responsibility of the anti-terror Squad. So there will be no question of dual control.

In addition to this, a Force 1 unit has been established, equipped with state-of-the-art equipment. This Unit will deal with issues of terrorism along the lines of the NSG. The government has given specific instructions on the structure and the chain of command of this group. This unit will not be allowed to split into small units.

12. Investigation/inquiry of all terror related incident within and outside Mumbai presently rests with anti-terror squad. Govt should reconsider this decision and accordingly issue special instructions. Such a formal decision will be taken at the government level.
13. Taking the 26/11 experience into account the Committee recommends that private sector establishments especially hotels with a large foreign clientele should put in place adequate security procedures in place in consultation with the police. The Addl. Commissioner of Police (Protection) should be designated as nodal officer for police-private sector security partnership and periodic participation from divisional police units As mentioned earlier, all the specified sensitive and intrinsic installments have been audited and the necessary security arrangements are being implemented.

Additional Chief Secretary (Home) and Director General of Police and Police Commissioner will monitor and regularly review the same.

14. Mumbai police, presently has no access to the CCTV cameras installed in private establishments. When required information/footage from these cameras maybe requisitioned following legal procedure. In this context, the Committee notes that NYPD and other police forces have access to the footage.

Further private security personnel are not trained in handling security devices and need training. This is a useful lesson for Mumbai in monitoring cctv cameras in all public places malls, railway stations etc as the onus of maintaining law and order rests with the police.

The experience would also indicate closer coordination between the city police and mobile service providers. However Mumbai police should also focus on upgrading their own monitoring and tracking capabilities regarding cellular communications.

 

Training of private security personnel to handle compulsory security measures, as mentioned above, will be followed by advice from the Government. Also, such code will be established with private organizations for disaster management. The legal procedures will be set in place to access CCTV footage from private establishments.

15. There is an urgent need to fill all vacancies of officer and constable levels in Mumbai police. Also present training facilities are not adequate to train the increased number of officers and thus Government should consider appointing retired police to train the new recruits.  

A robust action plan has been taken up for the entire state including Mumbai. The vacant posts of the Police Deputy Superintendent / Assistant Police Commissioner to the Director General will be filled up by July and vacant posts of the Police Sub-Inspectors will be made by the end of October.

16. Government should consider establishing a State Industrial Security Force on the lines of the CISF to provide security to the private sector. Untrained private security is presently providing security to private establishment.

The model has been successful in Gujarat. The proposed Maharashtra SISF should be trained by police training schools utilizing retired police trainers. In Gujarat, the GISF is formed as a society with Home Sec as Chairman and a senior police officer as CEO. They have a strength of 2500 and deployed in various locations like Vadodara Ahmedabad.

Decision to set up a SISF on lines of the CISF has been taken. The said force will be established by end of October.
17. State provides security to too many private individuals. This is draining the states coffers. If any danger is perceived to any individual’s life, the person applies for security and the state is bound to provide the same without charging any monies. Sometimes the person maybe charged for such security.
18. During our visits and meetings, the Committee found that working conditions of the control room are unsatisfactory. The control room is the focal point for any crisis management and accordingly a fire and blast proof structure be constructed in the same office premise which is a 150 year old building. Priority should be given to developing the control room into a state of the art structure. The control room is highly sophisticated and well equipped. Decision to further strengthen it to make it fire and blast proof will be taken within this year.
19. Recommendations to transform the functioning of the police were given almost 3 decades ago by the National Police Commission and thereafter reconfirmed by the Supreme court. These recommendations need to be implemented on an urgent basis.  

Directives of the Supreme Court have been implemented as below:

1. State Security Commission: has been established

2. Tenure and Selection of DGP: Implemented

3. Tenure of Other officers: Fixed tenure of two years provided.

4. Separate law and order from Investigation: This already is in place in big cities. Will be gradually implemented in smaller cities

5. Setting up the Police Establishment Board: under progress

20. The Mumbai Police faced five terror instances in the short span of time and it is definitely a matter of pride that it worked fast and promptly. The courage and strength that the young officers have shown to lead the police force to face terrorism is appreciated.  

Despite the challenges and shortcomings the Mumbai police faced the attacks with unmatched courage strength and patience. The Committee has appreciated the response of the Mumbai police.

The Government will inform all the officers about the Committees praise and appreciation.

21. The Committee is of the view that in nature of the emergency required the Police Commissioner to take command of the Control Room Center himself. That would have ensured better utilization of forces and prevented duplication of efforts by different units.  

No clear mention has been made regarding the completion of the attempts made by various police units. Written documents of Police Commissioner have not been taken on record. Where the regional Control Room was set up, The Commissioner stationed himself there and took charge of the situation himself and was monitoring the events personally.

According to para 2 the Committee also appreciates the work done by Shri Rakesh Maria

22. In the present situation it would be shocking if senior-most officials in the ministry do not get information about sensitive confidential information. Under the Mumbai Police Act, 1951, the overall control of the police force rests with the Home Department. This is clearly stated in section 4 of the Mumbai Police Act, 1951. However this method of operation is not desirable.

The Additional Secretary, Home or Secretary, Law and Order, (which are generally the senior officers of the IPS), should not just focus on secretarial work relating to the terror attacks. Instead they should remain active not only in the city of Mumbai, but also in other sensitive urban / rural areas and constantly monitor the situation.

 

We disagree with the view taken by this Committee. All confidential sensitive information available with the Commissioner is transmitted weekly to the Addl. Principal Secretary and the DGP and the officers are also briefed weekly about all such information. Necessary written information/instructions are accordingly passed on to all offices including regional and divisional officers.

As per section 6 and 24 of the Bombay Police Act, it is mandatory to seek information from the Police HQ about crime and security of the State.

After 26/11 a weekly meeting regarding confidential information is being conducted with the DGP and other officers directly under him under the chairmanship of the Home Minister.

23. We believe that no serious action was taken based on reports provided by the Central Intelligence  –
24. The war like attack was beyond the capacity of any police department in the country to handle. It could have been handled only by national security agencies.  –
25. However, we found that the Police Commissioner, Mumbai did not take adequate initiative in handling the attack. During the whole operation he stayed in the same place near the Trident hotel. Due to lack of coordination and visual control in the office of the Commissioner, there was a feeling that police treated this matter in an incompetent manner. Many senior officials told us that the Police Commissioner has not guided or inquired about the current proceedings.

We have come to the conclusion that Mr. Hassan Gafoor, Police Commissioner, lacked insight and direct leadership.

We disagree with this view as according to para 4 and para 5.1 it is clearly stated that Mumbai police has performed its duties and tasks efficiently.
26.  

In order to deal with terrorist activities, many tools and processes had been set up in the past. But, we have found that they have either become weak or not relevant with time. The dangers we face today are of very serious nature. And from the nature of terror acts it is also clear that now we need more efficient and modern weapons that can match with those used by terror groups.

We have now placed significant importance to procurement of modern weapons toward police modernisation. Establishment of Force 1 as well as the position of DG (Special Operations) we are making in-principle changes to the functioning of the police. Viewing the seriousness of the attacks the working of departments is also being revised under the guidance of the Home Ministry.
27. It is necessary to assess the capability of the Mumbai police.

There are 3 Police Commissioners – Mumbai, Thane and Navi Mumbai. The coordination between these officers was not adequate and it may be necessary to review the limits of their administrative control.

A Committee has been set up to undertake this task.

The DGP does not have any administrative limit in the whole state. In the Bombay Police Act, it has been mentioned that there are administrative boundaries, only for day-to-day operations (Kalam 23).

Section 3 of the Act clearly mentions that the entire police force in Maharashtra is one Police force.

Section 6 and 7 (k) and (g) mention that the Police Commissioner is working under the orders and control of the DGP.

The DGP is not just senior than the Police Commissioner but he is chief of the entire police force and is responsible for the safety and security of the entire state.

Modi and Pence Meet in Singapore, Discuss Counter-Terrorism and Cooperation

Pence said that India is a positive factor in regional and international relations and that the US wants to work with India to ensure “fair rules-based international order.”

New Delhi: Prime Minister Narendra Modi and US vice president Mike Pence held talks on Wednesday on a wide range of bilateral and global issues of mutual interests including defence and trade cooperation, ways to counter terrorism and the need for maintaining a free and open Indo-Pacific.

The two leaders had a “productive discussion on all aspects of global strategic partnership based on growing convergence of interests on regional and global issues” during the East Asia Summit in Singapore, the Ministry of External Affairs spokesman Raveesh Kumar said.

After meeting Modi, Pence tweeted “Spoke about our shared vision of a free and open Indo-Pacific & reaffirmed our commitment to strengthen security and counterterrorism cooperation and coordination.”

In a readout, Pence’s office said he encouraged “free, fair, and reciprocal trade with India.”

Briefing the reporters, foreign secretary Vijay Gokhale later said it was a “very good” meeting.

There was some discussion on the issue of terrorism. Pence referred to the upcoming tenth anniversary of the deadly Mumbai terror attack on November 26 and hailed cooperation between the two sides on counter terrorism. Modi thanked Pence and reminded him that in one way or another all the traces and all the leads in the global terror attacks ultimately leads to a “single source and single place of origin”, without naming any country or organisation.

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“He (Modi) did point out that the mainstreaming of people involved in the Mumbai attacks in a political process which has taken place in the recent elections in Pakistan should be a matter of serious concern not just to the two countries – India and US – but to the international community,” Gokhale said, referring to the Mumbai terror attack mastermind Hafiz Saeed’s party contesting the July 25 elections in Pakistan.

“There was some good understanding of how we move forward in building cooperation on counter terrorism. Both countries recognised that this is a challenge which we have to fight together and to fight along with the rest of the international community,” Gokhale said.

On bilateral issues, the two sides had brief discussions on trade related matters.

“We agreed that in the new relationship we are building with the US where trade is expanding we need to find ways in which we can help that process to take place,” Gokhale added.

PM Modi said that in the last two years – since President Donald Trump assumed office – American exports to India have grown by 50% and it is perhaps the only one of the top ten countries with which the US has a trade deficit where the deficit has actually reduced last year and is on course to further reduce this year, Gokhale said.

“There was a lot of discussion on energy. This is a new sector in Indo-US relations. We have begun importing oil and gas from US worth about $4 billion this year. We expressed our readiness to import more oil and gas from US as a way of expanding our trade,” he said.

The defence sector was another area of cooperation between the two sides.

“Both sides agreed that there had been a substantial enhancement in our defense relationship, in our imports of equipment from the US but Prime Minister in particular stressed that there was a great opportunity for US in India in making defense equipment and setting up defense industry in India. Not only that India is a substantial market but because the way we are placed regionally we can become a hub for exports to the rest of the region,” Gokhale said.

Prime Minister Modi said that when Indians come to the US, they not only bring their talent and capacity to innovate, but are also imbued with democratic values. In this context, the PM expressed the hope that this would be considered when the US looks at the H-1B Visa issue.

Pence acknowledged that India had made substantial progress economically as well as diplomatically in regional and international affairs, Gokhale said.

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Pence reiterated that India is a positive factor in regional and international relations and said the US looks forward to working with India on various issues both on political and economic sides to ensure that “we have a fair rules-based international order.”

The two sides “agreed that on the international forums, we should on the basis of the shared values build up a possible cooperation in a number of areas”.

The Indo-Pacific region also come up for discussion when Modi referred to his June speech in Singapore at IISS Shangrila Dialogue in which he had outlined India’s vision on Indo-Pacific. He claimed that this vision of the Indo-Pacific region was gaining acceptability and that the upcoming East Asia Summit would be a space to further build on that.

Pence spoke of a free and open Indo-Pacific. He purported that India’s contribution in creating this would be important. “We discussed how both sides can strengthen cooperation in this area to ensure that it is one of growth, prosperity, development and benefit for the countries of the region,” Gokhale said.

Pence thanked India in supporting the US in its North Korean pressure campaign.