Why the Draft EIA’s Plan to Ease the Approval Process for Projects Is a Bad Idea

The approval rate under the EIA is almost 100%. But the rate of non-compliance is also as high, but violators are rarely ever punished.

The Indian government released a draft Environment Impact Assessment (EIA) notification 2020 for public comments on March 12, 2020, days before a countrywide COVID-19 lockdown was announced. The draft notification proposes a revised ‘environmental clearance’ process for 43 categories of industrial and infrastructure projects. Despite the limited opportunities for protests during this period, the draft has become a public controversy. Legal cases and digital protests have criticised the draft for its content, timing and public outreach. There are demands to scrap the draft and design a new, stronger law.

EIA’s blindspots

Although the environment minister called the public criticisms “premature“, the government is finally presenting its thinking behind the draft now. In their interviews, the environment minister and secretary have made three main points as justification for the draft EIA 2020. These are: all EC violators should be regularised so that they can be brought into the ministry’s “regulatory regime“; projects start operations or expand without ECs because government takes too long to decide; and project approvals can be made more permissive as projects will be strictly monitored to manage all the impacts.

These statements in support of the draft are not backed by empirical data or by sound environmental principles and legal basis. They show more clearly that the EIA notification is seen only as a project licensing process, to be made easier for those seeking approvals.

Also Read: Javadekar Scuttles Bid to Extend Public Consultation on Controversial Environment Rules

The approval rate under EIA is nearly 100% which means no project is ever rejected. But another statistic that is equally important to see alongside this is on project non-compliance. It is also nearly that high.

According to the environment ministry’s website, over 15,000 projects have been granted EIA approvals since 1994. Each project was permitted with conditions meant to prevent problems such as leaks, discharges and emissions that contaminate the environment, illegal tree felling, landslides and encroachments. The conditions also require projects to take up afforestation, set up health camps and assessments, recharge groundwater and provide occupational safety devices.

In 2009, the non-compliance of these conditions was upwards of 90%. Since then, the approval procedures have been diluted and there have been no improvements to the monitoring aspects of the EIA. In effect, the EIA system has assured approvals to most projects but systematically failed to attend to the social and ecological costs of the huge inventory of approved projects that violate their approval conditions. Therefore, there is a very sound case to be made for a moratorium on EIA approvals to new or expanding projects until the load of impacts caused by operational projects is managed and mitigated through effective legal and policy measures.

Union minister Prakash Javadekar briefs the media on cabinet decisions in New Delhi on October 9, 2019. Photo: PTI/Subhav Shukla

Regulatory support to violations

The EIA system has approved projects, often despite community opposition to them. The scientific appraisal process identifies a fraction of the problems that the project operations can create. The project’s approval conditions determine what project impacts deserve to be managed or mitigated and what gets externalised to the public. But even the impacts identified in the approval conditions are not managed because of the high levels of non-compliance and poor monitoring of these projects. As a result. projects have knowingly exposed people to years of pollution, lack of jobs, loss of water sources and poor rehabilitation. A growing number of cases of non-compliance are being brought to the NGT, but that is merely the tip of the iceberg, given the limitations of access to justice.

This article draws from research on 37 cases to show the deficiencies of India’s EIA monitoring system. These cases involved projects that violated environment clearance conditions and communities facing project impacts tried to obtain remedies by bringing such cases to the attention of regulatory bodies. These cases prove that environmental impacts and disasters occur not only because projects do not take adequate measures or put in safeguards against accidents. Government monitoring routinely encourages non-compliance through its own actions of abetting project violations and impacts. Of these cases, 20 cases were in violation for four-five years and six cases for over 10 years. Although these projects had compliance and monitoring reports, the violations by them have continued.

In 20 out of the 37 cases, affected communities brought evidence of violations to regulatory bodies in the EIA system, such as regional and central offices of the environment ministry and the SEIAAs. This experience of putting together evidence on non-compliance showed that such evidence is available through many sources including government’s own data and scores of media stories or petitions and memoranda submitted by affected communities over years of the project’s operations. Yet, these cases of project violations and impacts are not “visible” to the regulatory system.

No intention to enforce EIA conditions

Affected communities pursued their complaints at substantial time and monetary costs to them that involved making phone calls, visiting regulatory offices, attending meetings and collecting relevant information. Out of the 20 cases on which well-drafted complaint letters with evidence were taken to EIA regulators, four got no response at all, despite multiple follow-ups. Of the remaining 16, four got some response from the EIA regulators in the form of site visits and acknowledgement of the violation. But due to the lack of concrete action against the violation, the problem persisted and there was no meaningful remedy.

In the remaining 12, the complaints were redirected to the SPCBs with directions to take “appropriate action”. In these cases, the affected community had to return to the process of establishing evidence for violations with the SPCBs. In some cases, the complaint letters were pushed between government offices for up to two years, without involving the complainant. These details became known to the community members only when they filed Right to Information (RTI) applications.

Also Read: EIA Legitimised Environmental Destruction. Now, Govt ‘Renovates’ it for the Worst.

The initial responses from the above offices included discrediting or refuting the basis of the complaint. Action was taken on violations only after community members reiterated their complaints and gave fresh evidence of the continuation or repetition of violations. On complaints involving big mining projects in Chhattisgarh and Odisha, violations were officially recorded only when the regulatory authority was compelled to undertake inspections jointly with project-affected communities. In cases where the evidence of project violations was accepted and where SPCB officials came to inspect the site, show cause notices were issued to the violating projects. But this too did not stop projects from continuing their violating operations. Regional offices do not issue show-cause notices without prior permission from the central environment ministry.

Of the 20 complaints pursued by communities, only seven cases were resolved. And out of those, in three cases, violations reoccurred within 5-6 months. These challenges proved to affected communities that if harmful projects are not held back at the outset, getting environment regulators to control the polluting operations of approved projects in nearly impossible.

A protest by locals and members of environmental organisations in Renuka Valley, September 2010. Credit: Sumit Mahar

A protest by locals and members of environmental organisations in Renuka Valley, September 2010. Photo: Sumit Mahar

Why approval process shouldn’t be eased

Our EIA system approves nearly all projects but does not control their harmful operations. EIA regulators are also hostile or patronising to affected communities who bring complaints about project violations that affect their lives.

In these circumstances, it would be a great folly to further ease the process of granting approvals to new or expansion projects and bring violating projects within the regulatory net. Such objectives of the environment ministry run counter to environmental principles. It is important to link the demands for institutional reforms in EIA with the justice-oriented efforts and experiences of communities affected by EIA violations.

Manju Menon, Kanchi Kohli and Vidya Viswanathan are environmental researchers with CPR.

Watch | Jairam Ramesh on Draft EIA 2020: ‘It Will Destroy India’s Natural Resources’

Former environment minister and senior Congress leader Jairam Ramesh tells Mitali Mukherjee that the draft norms are serious dilutions of environmental safeguards.

Over the last fortnight, there has been severe criticism by environmentalists over the draft changes in the Environment Impact Assessment or EIA norms.

The National Environmental Engineering Research Institute has compiled and analysed the 20 lakh suggestions and objections received from the public with reference to this draft. What are the changes and why are experts calling this draft an unequivocal environmental disaster?

Former environment minister and senior Congress leader Jairam Ramesh told Mitali Mukherjee the draft norms were serious dilutions of environmental safeguards that have been in place for over 30 years and are patently undemocratic as well.

Ramesh said Narendra Modi and Prakash Javadekar’s modus operandi seemed to be to speak a different ‘environment friendly’ language globally but not actually walk the talk within the country.

Draft EIA Notification 2020 Is Out of Sync With State Practices, International Law

Many of the Multilateral Environmental Agreements to which India is a party contain a requirement to have a prior EIA in situations having a significant threat to the environment.

The Delhi high court has extended the period of public consultation on the draft of the Environment Impact Assessment (EIA) notification 2020, released by the Ministry of Environment, Forests and Climate Change, until August 11.

The extension reiterates the established principles of public participation in environmental governance. The EIA Notification 2020, which will supersede 2006 notification, has come under severe criticism from environmentalists who have demanded its early withdrawal. Indeed, the draft notification’s regression and dilution of environmental criteria conflict with the established principles of international law.

The new notification exempts a list of projects from prior requirements, notably renewable energy projects, solar thermal power projects, solar parks, and coal and non-coal mineral prospecting. The rationale seems to be the notion that solar energy projects reduce our dependence on fossil fuels and are better for the climate. However, such simple assumptions overlook the manifold environmental and social concerns, like requirement of large land area, diversion of agricultural land and changes to drainage patterns brought on by the construction and operation of solar parks.

The undertaking of an EIA is a minimum environment and social safeguard, at the project level of the proposed activity, and is intended to facilitate systematic consideration of environmental issues as part of development decision-making. Whether an activity requires an EIA or not is essentially a policy decision – but it’s essential to apply the same criteria to policies, plans and programmes as well.

For example, the National Environmental Policy Act (NEPA) in the US provides for ‘categorical exclusion’ (CATEXs) categories that don’t individually or cumulatively have a significant effect on the environment. However, the government won’t issue a CATEX in case of extraordinary circumstances, including even public controversy.

The EIA Notification 2020, including its listed exemptions, don’t disclose the criteria for exemption and operate against the basic tenets of administrative law, which requires exceptions to be culled out based on sound reasons. And while exempting the solar projects from the EIA’s ambit, the government has overlooked the best institutional practices as well as created ground for possible conflicts between projects.

Also read: India’s Environment Is Actually Good for India’s Economy

The World Bank, which has been funding solar projects in India, insists on an effective EIA as a prerequisite. The Rewa Solar Park in Madhya Pradesh, which Prime Minister Modi inaugurated on July 10, is funded by the World Bank and was commissioned after a comprehensive EIA. The EIA report revealed a significant impact on the drainage system, and recommended measures to mitigate the problem. The World Bank and other multilateral development banks are expected to ask for an EIA even under the terms of the new notification (if it is implemented).

Workers clean photovoltaic panels inside a solar power plant in Gujarat, India, July 2, 2015. Photo: Reuters/Amit Dave/File photo

This is to illustrate that the environment ministry’s decision to exempt solar projects – and others on the list – in the new notification are out of sync with the best international practices, and could even discourage investment. In contrast, private or similar government-assisted projects may be commissioned without an EIA with fewer consequences.

Public participation

Numerous provisions of the new EIA Notification also endanger the basic tenets of public participation. The period for public consultation has been reduced from 30 days to 20 days. Considering the socio-political context of the vulnerable population typically affected by ‘development’ projects, this reduction could literally exclude some groups of people from consultation.

The reduction period is also against directions in 2000 of the Gujarat high court in Centre for Social Justice v. Union of India, when it insisted on a minimum of 30 days for public hearing. The notification also exempts projects with “strategic considerations as determined by the government” from the stricter purview of EIA and public hearings. Here, the blanket authority provided to the government to categorise projects as strategic and elimination of public hearings undermines the very fabric of India’s international commitment under numerous multilateral agreements.

The draft notification also exempts massive construction projects under category B2 from the need to conduct public consultations before seeking environmental clearance. As a result, the controversial Central Vista project will not have to undergo public scrutiny. The absence of effective environmental scrutiny of an area that, according to the Delhi Pollution Control Committee, accounts for 30% of air pollution is beyond legal justification.

Nonconformity to international obligations

The dilution of environmental standards in the EIA needs to be evaluated in the background of the robust environmental principles operating at the national and international levels. The country is a party to the Rio declaration adopted by the United Nations Conference on Environment and Development (UNCED) in 1992, which enunciated a catalogue of environmental principles including sustainable development, precautionary principle, and environmental impact assessment.

Also read: EIA Legitimised Environmental Destruction. Now, Govt ‘Renovates’ it for the Worst.

Many of the MEAs to which India is a party, including the Convention on Biological Diversity (CBD) and United Nations Framework on Climate Change (UNFCCC), contains a requirement to have a prior EIA in situations having a significant threat to the environment. Following the Rio Conference 1992, EIA became part of the formalised legal framework in India in 1994.

The principle of sustainable development and precautionary principle became part of India’s domestic legal framework when in Vellore Citizens Welfare Forum v. Union of India, the Supreme Court of India declared those principles part of the law of the land. With the enactment of the National Green Tribunal Act in 2010, the principle of sustainable development, precautionary principle, and polluter pays principle became an explicit part of India’s legislative framework.

However, given the indeterminacy associated with the threshold and contours of both these principles, EIA emerges as a prominent and significant regulatory mechanism for the environmental policy as a tool for informed decision-making towards sustainable development and application of the precautionary principle. EIA’s role as a tool in the achievement of sustainable development has been endorsed by the United Nations Environment Programme (UNEP) in its guidelines of EIA.

EIA’s significance stems from the fact that the achievement of sustainable development is a legal obligation of conduct under environmental law, EIA, and the public consultation are the possible requirements for the fulfilment of this duty. The point is that it is difficult to justify a project based on sustainable development without recourse to the conduct of an effective EIA.

Thus, any dilution of the EIA and public consultation is a move away from the legal obligation of conduct entrenched in the principle of sustainable development. In spite of the focus on climate change at the international and domestic level, the EIA notification has not incorporated specific reference to climate resilience, impact or vulnerability from the scope of EIA study. This contradicts the provisions of UNFCCC and Paris Agreement.

Additionally, meaningful opportunities for public involvement constitutes a pivotal determinant of EIA outcome and is regarded as a procedural human right recognised under Principle 10 of the Rio Declaration. Over the past decades, state practice on public participation has undergone rapid transformation and is declared as a fundamental prerequisite for the achievement of sustainable development. Initially adopted through soft law declarations such as Agenda 21 and the Rio Declaration, the idea found specific expression in a wide range of environmental conventions.

The public participation and modalities in EIA have been elaborated at the International level in the Convention on Environmental Impact Assessment in a Transboundary Context (“Espoo Convention”). The procedure has been highlighted as an exemplary standard for the process to be followed when conducting an EIA by Justice Dalbeer Bhandari in Costa Rica v Nicaragua.

Also read: The Govt is Trying to Make it Easier for Industries to Avoid Environmental Accountability

It should also be emphasised that the rights of the members of the public in environmental matters has been given a new fillip by the Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters (Aarhus Convention). Though the ESPOO convention has been negotiated in the context of transboundary context, the principle guiding the convention is relevant in the domestic context of the operation of development projects.

India’s experiments with public participation in EIA have a chequered history. Instances of flagrant violations include cases where the affected communities have been physically prevented from participating in the hearings to inadequate provision of notice of the meeting and lack of access to essential information to the public. The judiciary, in a catena of cases, has stressed the significance and has specified the key modalities of public participation in EIA.

In the case of Adivasi Majdoor Kisan Ekta Sanghatan v Union of India, the court declared the faulty public hearing to be a nullity in the eye of law. It is worth noting that, in the wake of the controversy associated with the introduction of genetically modified foods, the risk assessment and public consultation were undertaken with the then environmental minister, Jayaram Ramesh overseeing the entire process. Effective public consultation can be instrumental in upholding the legitimate concerns of the local communities and stakeholders affected by the project.

It should be stressed that for affected communities, the EIA remains the only viable mechanism to ensure the disclosure of the details of the project, understand the impacts, and to ensure that projects adhere to legal safeguards. The significance of public participation has been elevated by the judiciary in Orissa Mining Corporation Ltd. v. MOEF (Vedanta) when it ruled that the gram sabha would have to be considered before the MOEF grants environmental approvals for developmental projects involving rights of individuals and communities in scheduled areas.

Considering the two decades of stupendous judicial interventions in the field of environmental impact assessment to pronounce on the critical process of EIA in consonance with the international developments, the EIA notification of 2020 is a regressive step back.

Stellina Jolly is a senior assistant professor at the faculty of legal studies, South Asian University, New Delhi. She is the author of the book Climate Refugees in South Asia: Protection Under International Legal Standards and State Practices in South Asia.